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August 26, 2002
[Attorney General's Opinion #02-406]
THE HONORABLE RICHARD G. POLANCO, MEMBER OF THE STATE SENATE, has
requested an opinion on the following question:
May members of the news media attend a child's individualized
education program meeting as observers if their attendance has the consent of the parents?
CONCLUSION
Members of the news media may not attend a child's individualized
education program meeting as observers even though their attendance has the consent of the
parents.
ANALYSIS
Under the federal Individuals with Disabilities Act (20 U.S.C . §§
1400-1419), states and local agencies receive funds from the federal government "to
ensure that all children with disabilities have available to them a free appropriate
public education that emphasizes special education and related services designed to meet
their unique needs and prepare them for employment and independent living . . . ."
(20 U.S.C. § 1400(d)(1)(A).) This purpose is achieved through preparation and
implementation of an annual individualized education program ("IEP") for the
child. (20 U.S.C. §§ 1401(11), 1414(d); 34 C.F.R. §§ 300.340-300.350 ( 2001); Ojai
Unified School Dist. v. Jackson (9th Cir. 1993) 4 F.3d 1467, 1469.) The IEP is "a
comprehensive statement of the educational needs . . . and the specially designed
instruction and related services to be employed to meet those needs." (Burlington
School Committee v. Mass. Dept. of Education (1985) 471 U.S. 359, 368; see 20 U.S.C. §
1414(d)(1)(B); 74 Ops.Cal.Atty.Gen. 213, 215 (1991).)
The Legislature has enacted a comprehensive statutory scheme ( Ed.
Code §§ 56000-56885)[ 1 All further statutory references are to the Education Code
unless otherwise indicated.]1 to provide special education programs to children with
disabilities consistent with and implementing the federal program. (See 83
Ops.Cal.Atty.Gen. 132 (2000).) The key statute requiring our interpretation is section
56341, which authorizes certain persons to attend a child's IEP meeting. Section 56341
provides:
"(a) Each meeting to develop, review, or revise the
individualized education program of an individual with exceptional needs shall be
conducted by an individualized education program team.
"(b) The individualized education program team shall include
all of the following:
"(1) One or both of the pupil's parents, a representative
selected by a parent, or both, in accordance with the Individuals with Disabilities
Education Act (20 U.S.C. Sec. 1400 et seq.).
"(2) At least one regular education teacher of the pupil, if
the pupil is, or may be, participating in the regular education environment. . . .
". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . .
"(3) At least one special education teacher of the pupil, or if
appropriate, at least one special education provider of the pupil.
"(4) A representative of the district, special education local
plan area, or county office . . . .
". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . .
"(5) An individual who conducted an assessment of the pupil or
who is knowledgeable about the assessment procedures used to assess the pupil, and is
familiar with the assessment results or
recommendations. . . .
"(6) At the discretion of the parent, guardian, or the
district, special education local plan area, or county office, other individuals who have
knowledge or special expertise regarding the pupil, including related services personnel,
as appropriate. The determination of whether the individual has knowledge or special
expertise regarding the pupil shall be made by the party who invites the individual to be
a member of the individualized education program team.
"(7) Whenever appropriate, the individual with exceptional
needs."
The terms of section 56341 conform to federal law in specifying the
members of the IEP meeting "team." (See 20 U.S.C. § 1414(d)(1)(B); 34 C.F. R.
§ 300.344.) The question to be resolved is whether news media representatives may attend
a child's IEP meeting as observers if such attendance has the consent of the parents. We
conclude that attendance by news media members would be unauthorized.
The purpose of an IEP meeting is for the persons attending to
prepare, review or revise: (1) the statement of the child's present levels of educational
performance, (2) the statement of measurable annual goals related to meeting the child's
educational needs and ability to participate in the general curriculum, (3) the statement
of special education services and supplementary aids and services that will be provided to
the child, or (4) the explanation of the extent, if any, to which the child will not
participate with nondisabled children in the regular class and in extracurricular
activities. (20 U.S.C. § 1414(d)(1)( A); see §§ 56341.1, 56342, 56345, 56345.1.)
Under the doctrine of statutory construction known as expressio
unius est exclusio alterius, " 'the expression of certain things in a statute
necessarily involves exclusion of other things not expressed. . . .' [Citation.]"
(Dyna-Med, Inc. v. Fair Employment & Housing Commission ( 1987) 43 Cal.3d 1379, 1391,
fn. 13.) Section 56341
specifies who may attend an IEP meeting; those who do not have express authorization may
not attend. The word "conduct" in this context means " to have the
direction of." (Webster's 3d New Internat. Dict. (1971) p. 474.) The word
"include" acts here as a word of limitation. " 'While the word
"includes" may be used to broaden a specific term, it may also be used as a word
of limitation.' [Citation]." (State Compensation Ins. Fund v. Workers' Comp Appeals
Bd. (1977) 69 Cal.App.3d 884, 890; see Associated Indemnity Corp. v. Pacific Southwest
Airlines (1982) 128 Cal. App.3d 898, 904.) "The governing consideration in resolving
such an ambiguity is the intention of the Legislature. [Citation.]" (Muller v.
Automobile Club of So. California (1998) 61 Cal.App.4th 431, 445.)
We have examined in detail the legislative history of section 56341.
(Stats. 2001, ch. 405, § 2; Stats. 1993, ch. 1296, § 14.6; Stats. 1992, ch. 106, § 2;
Stats. 1988, ch. 1508, § 3; Stats. 1987, ch. 1452, § 478; Stats. 1982, ch. 1201, § 19;
Stats 1981, ch. 1044, § 10; Stats. 1980, ch. 1353, § 8; Stats. 1980, ch. 797, § 9.) In
1982, the phrase "but not limited to" was deleted from the statute after the
phrase "shall include." Since 1982, then, the Legislature has intended that only
those specified in section 56341 may attend an IEP meeting. This construction of section
56341 is confirmed by federal law. "This is a change from prior law, which provided,
without qualification, that parents or agencies could have other individuals as members of
the IEP team at the discretion of the parents or agency." (34 C.F.R. Pt. 300, App. A,
p. 113.)
As would be expected under these circumstances, the Department of
Education has construed section 56341 as prohibiting attendance at an IEP meeting by those
who do not meet the express statutory qualifications for attendance. "Unless
unreasonable, or clearly contrary to the statutory language or purpose, the consistent
construction of a statute by an agency charged with responsibility for its implementation
is entitled to great deference." (Dix v. Superior Court (1991) 53 Cal.3d 442, 460;
see People ex rel. Lungren v. Superior Court (1996) 14 Cal.4th 294, 309; 83
Ops.Cal.Atty.Gen. 40, 44 (2000); 80 Ops.Cal.Atty.Gen. 322, 326-327 ( 1997).)
Subdivision (b)(6) of section 56341 provides the only possible
authority for members of the news media to attend an IEP meeting if they have the consent
of the parents.[ 2 It is not suggested that the news media members would act as the
"representatives" of the parents. (§ 56341, subd. (b)(1).)]2 However, this
statutory authorization has no application here. It is reserved for those who "have
knowledge or special expertise regarding the pupil." (§ 56341(b)(6); see 20 U.S.C.
§ 1414(d)(1)(B)(vi).)
Individuals with "knowledge or special expertise regarding the
pupil" are present at the meeting to help develop, review or revise the IEP plan.
They are expected to participate meaningfully in the process, contributing valuable
information with the best interests of the child in mind. "Under this statutory
provision, the parent's and public agency's right to bring individuals to the IEP meeting
at their discretion must be exercised in a manner that ensures that all members of the IEP
Team have the knowledge or special expertise regarding the child to contribute
meaningfully to the IEP Team." (64 Fed.Reg. 12585-12586 (Mar. 12, 1999).)
An "observer," in contrast, would be one who observes and
listens but does not participate in the meeting. (Webster's 3d New. Internat. Dict. (1971)
p. 1558.) Here, the news media members would not have "knowledge or special expertise
regarding the pupil" or be able to engage in a sharing of valuable information
concerning the child with the other team members. Section 56341 thus does not authorize
the attendance of "observers," whether members of the news media or not. Federal
law supports our construction of section 56341 that those without knowledge or special
expertise regarding the child are prohibited from attending. (34 C.F.R. Pt. 300, App. A,
p. 113.)
It may be noted, however, that an IEP meeting constitutes only one
level in the IEP process. This meeting has a limited focus and purpose as described above.
Members of the news media, as well as members of the public, may attend the next level in
the process at the discretion of the parents (§ 56501, subd. (c)(2)), which is a hearing
the parents may request if they disagree with any part of the IEP that the public agency
intends to implement (§ 56346). Hence, while the Legislature has followed federal law and
prohibited parents from bringing in observers to an IEP meeting, it has authorized parents
to bring in observers at the next level of the IEP process.[ 3 We note that a parent may
make an audiotape recording of an IEP meeting by giving 24 hours prior notice to the other
team members. (§ 56341.1, subd. (f)(1).)]3
We conclude in answer to the question presented that members of the
news media may not attend a child's IEP meeting as observers even though their attendance
has the consent of the parents.
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