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JEFFREY PETER LUSHBAUGH, Plaintiff and Appellant,
v.
HOME DEPOT U.S.A., INC., et al., Defendants and Respondents.
No. B143326
In the Court of Appeal of the State of California
Second Appellate District
Division Four
(Super. Ct. No. EC026533)
APPEAL from a judgment of the Superior Court of Los Angeles
County, Charles C. Lee, Judge. Affirmed.
COUNSEL
Gronemeier & Associates and Dale L. Gronemeier for
Plaintiff and Appellant.
Katten Muchin Zavis, Thomas J. Leanse, Stacey McKee
Knight and Karen L. Stephenson for Defendants and Respondents.
Filed November 20, 2001
The parties in this case seek to have us resolve the
issue of whether a stand alone warehouse-type retail establishment
is the modern-day equivalent of a shopping mall and therefore
subject to the California Supreme Court' s decision in Robins
v. Pruneyard Shopping Center (1979) 23 Cal.3d 899 (Pruneyard),
affd. Pruneyard Shopping Center v. Robins (1980) 447 U.S.
74. Pruneyard precludes certain private property owners from
unreasonably restricting or interfering with access by members
of the public who desire to engage in free expression under the
California Constitution. Because we conclude that the restrictions
imposed in this instance consisted of reasonable regulations
of the time, place, and manner of appellant' s speech, we do
not reach the issue urged by the parties and decide the matter
on narrower grounds.
FACTUAL AND PROCEDURAL BACKGROUND
The essential facts are not in dispute. On March 25,
1998, appellant Jeffrey Lushbaugh sought to gather signatures
on an initiative petition by approaching customers of respondent
Home Depot U.S.A., Inc.' s Glendale store. The company has a
written policy that permits persons to conduct speech activities
in "Designated Areas" on store property. Respondent
Greg Duffin, administrative store manager for the Glendale store,
directed appellant to stand in a certain area near the principal
entrance, marked by spray paint. Appellant was unhappy with the
placement and frequently went outside the area outlined by Duffin,
moving closer to the entrance door. Appellant returned on the
27th and again failed to keep within the Designated Area. Respondent
Paul DeVos, loss prevention manager for the Glendale store, repeatedly
warned appellant not to leave the Designated Area and to stand
where he had been directed. Eventually, DeVos called the Glendale
Police Department and effected a citizen' s arrest for trespass
under Glendale Municipal Code section 9.20.070.[FOOTNOTE 1]
Appellant brought suit against respondents for false
arrest, abuse of process, and violation of his First Amendment
rights, seeking damages, injunctive relief, and declaratory relief.
After conducting discovery, both sides submitted motions
for summary judgment. In his moving papers, appellant sought
to establish that Home Depot stores are the functional equivalent
of the shopping malls which were the subject of the landmark
California Supreme Court decision in Pruneyard. To that
end, appellant set forth facts detailing the Glendale store'
s size, number of customers, and amenities available to the public.
Appellant also sought to establish that the restrictions
placed on his solicitation of signatures violated Home Depot'
s own internal policies and guidelines. Home Depot' s guidelines
provide that "[e]ach Home Depot store should have at least
one designated area for use by individuals desiring to engage
in Non-Commercial Speech Activity . . . ." To ensure "Home
Depot' s goal of assuring that no person or property is injured
in the course of Non-Commercial Speech Activity, no Activity
shall be permitted anywhere other than in a Designated Area."
According to the guidelines, "[e]ach Designated Area should
be approximately sixty-four (64) square feet in size, preferably
an eight (8) foot by eight (8) foot square." The Designated
Area "should be located outside of the store, with the area
between the Designated Area and the nearest public exit unobstructed."
If a store has "more than one public exit, then a Designated
Area should be located near each public exit." The guidelines
further state that "the location of a Designated Area may
be subject to change, depending upon the individual store' s
conditions, permits and restrictions." The guidelines expressly
state that they should not be made available to the public. Instead,
the public is to be given a list of "Rules" which do
not apprise persons of where Designated Areas for free speech
activities will or should be placed, but simply inform persons
that any desired speech activities must take place in Designated
Areas which are available on a first come, first served basis
and require a written application to store management.
Respondents established in their moving papers that
the Glendale store and adjoining parking lot are located entirely
on private property. The parking lot is reserved for exclusive
use by customers, employees, guests, and suppliers. The nearest
public property is at the entrances to the parking lot, which
cross public sidewalks. The Glendale store is approximately 94,103
square feet and is host to approximately 33,000 to 35,000 customers
per week. It is not part of a shopping mall, contains no theater
or entertainment facilities, and has no central courtyard or
plaza. Insofar as public facilities are concerned, the store
conducts classes and how-to clinics on home improvement, and
an independent vendor operates a hot dog stand in the parking
lot which includes tenting, two tables, and bench seating for
up to 12 people.
The Glendale store has two doors, the Northern door
and the Southern door. Customers primarily enter through the
Northern door, which is considered the main entrance. They may
also exit through this door, but the principal exit is the Southern
door which is a roll-up type. The Southern door is the only one
large enough for access by forklifts and scissor-lifts, which
are used to carry contractor supplies and large purchases.
In support of the defense motion for summary judgment,
respondents submitted declarations and depositions from management
personnel that expressed the opinion that permitting persons
to utilize the Southern door for expressive activities would
be unsafe because it would increase the chance of a collision
between customers and forklift or scissor-lift operators. Also
submitted were excerpts from appellant' s deposition wherein
he testified that when asked to move from the exit door, he did
not need to ask why -- he knew it was because of the heavy traffic
and because there was a safety issue.[FOOTNOTE 2] He testified
that he personally observed a lot of congestion at the doorway
from the foot traffic and forklift operations. In addition, appellant
conceded that he frequently left the Designated Area to solicit
signatures for his petition.
The trial court granted respondents' motion for summary
judgment. The order gives two bases: (1) that "the Glendale
Store' s frontage area does not qualify as a quasi-public forum
and therefore the requirements of Pruneyard and its progeny
do not apply" and (2) that "even though Home Depot
was not legally required to implement time, place and manner
rules at its Glendale Store, it fully complied with its rules[;]
[s]pecifically, Home Depot' s internal guidelines for the rules
permitted the Glendale Store, in its discretion, to designate
a petitioning area at the Northern Door and prohibit noncommercial
expressive activities at the Southern Door for safety reasons."
Judgment was entered in favor of respondents, and this appeal
followed.
DISCUSSION
I
"Summary judgment properly is granted if the '
affidavits, declarations, admissions, answers to interrogatories,
depositions, and matters of which judicial notice shall or may
be taken' in support and in opposition to the motion ' show that
there is no triable issue as to any material fact and that the
moving party is entitled to a judgment as a matter of law.' (Code
Civ. Proc., § 437c, subds. (b), (c).) Summary judgment is
a drastic procedure, inasmuch as it denies the right of the opposing
party to trial, and it thus should be used with caution. [Citation.]
Therefore, the moving party' s papers are strictly construed,
accepting as fact only those portions not contradicted by opposing
papers, while the opposing party' s papers are liberally construed,
all facts therein being accepted as true. [Citation.] [¶
] When it is the defendant who moves for summary judgment, summary
judgment is proper if the defendant either proves an affirmative
defense or disproves at least one essential element of the plaintiff'
s cause of action [citations], or if the defendant shows that
an element of the cause of action cannot be established [citation].
. . . The defendant ' must show that under no possible hypothesis
within the reasonable purview of the allegations of the complaint
is there a material question of fact which requires examination
by trial.' [Citation.] Only if the defendant makes the requisite
showing does the court need to examine the plaintiff' s opposing
papers to determine if they demonstrate the existence of a triable
issue of material fact. [Citations.]" (Salazar v. Southern
Cal. Gas Co. (1997) 54 Cal.App.4th 1370, 1375-1376.)
"On appeal, we review the trial court' s decision
to grant or deny the summary judgment motion de novo, on the
basis of an examination of the evidence before the trial court
and our independent determination of its effect as a matter of
law. [Citations.] We are not bound by the trial court' s stated
reasons or rationale. Instead, we review the summary judgment
without deference to the trial court' s determination of questions
of law. [Citations.]" (Sangster v. Paetkau (1998)
68 Cal.App.4th 151, 163.)
Article I, section 2 of the California Constitution
provides: "(a) Every person may freely speak, write and
publish his or her sentiments on all subjects, being responsible
for the abuse of this right. A law may not restrain or abridge
liberty of speech or press." Article I, section 3 provides:
"The people have the right to instruct their representatives,
petition government for redress of grievances, and assemble freely
to consult for the common good." In Pruneyard, the
California Supreme Court was concerned about the fact that central
business districts connected by public thoroughfares and sidewalks
on which citizens could congregate and express themselves were
increasingly "yield[ing] their functions" to privately
owned suburban shopping centers. (Pruneyard, supra, 23
Cal.3d at p. 907.) These shopping centers were in many ways,
the functional equivalent of downtown business areas but were
entirely contained on private property. The particular shopping
center at issue in Pruneyard was approximately 21 acres
-- "5 devoted to parking and 16 occupied by walkways, plazas,
and buildings that contain 65 shops, 10 restaurants, and a cinema."
(Id. at p. 902.) Reversing a then recent contrary decision,
Diamond v. Bland (1974) 11 Cal.3d 331, the court concluded
that "[s]hopping centers to which the public is invited
can provide an essential and invaluable forum for exercising
[speech and petition] rights," and held that "sections
2 and 3 of article I of the California Constitution protect speech
and petitioning, reasonably exercised, in shopping centers even
when the centers are privately owned." (Pruneyard, supra,
at p. 910.)
The court recognized in Pruneyard that the needs
of the public to free expression in quasi-public areas such as
shopping centers must be balanced by the private property interests
of the owners. The majority in Pruneyard quoted with approval
a statement made by dissenting Justice Mosk in Diamond
v. Bland, supra, 11 Cal.3d 331: "' It bears repeated emphasis
that we do not have under consideration the property or privacy
rights of an individual homeowner or the proprietor of a modest
retail establishment. As a result of advertising and the lure
of a congenial environment, 25,000 persons are induced to congregate
daily to take advantage of the numerous amenities offered by
the [shopping center there]. A handful of additional orderly
persons soliciting signatures and distributing handbills in connection
therewith, under reasonable regulations adopted by defendant
to assure that these activities do not interfere with normal
business operations [citation] would not markedly dilute defendant'
s property rights.' [Citation.]" (Pruneyard, supra, 23
Cal.3d at pp. 910-911, italics added, quoting Diamond v. Bland,
supra, 11 Cal.3d at p. 345 (dis. opn. of Mosk, J.).) The
court in Pruneyard also cited Justice Traynor' s opinion
in In re Hoffman (1967) 67 Cal.2d 845, 852-853, for
the proposition that "property owners as well as government
may regulate speech as to time, place, and manner. [Citation.]"
(Pruneyard, supra, at p. 909.)
The trial court here gave two reasons for granting summary
judgment: (1) that Home Depot was exempt from the holding in
Pruneyard, and (2) that respondents fully complied with
Home Depot' s existing time, place, and manner rules by precluding
access to the Southern door for safety reasons. Appellant seeks
a reversal of the first ruling, arguing that just as shopping
centers replaced "Main Street" as the gathering place
for members of the public potentially interested in lending an
ear (or signature) to political activists, stand-alone warehouse-type
discount stores are replacing shopping centers. We are not sure
that the analogy rings true. Shopping centers encourage the public
to linger on the premises with facilities such as restaurants,
theatres, public benches, or attractive walkways. The store involved
here provided little beyond a hot dog stand and classes directly
related to marketing its home improvement products. (See Trader
Joe' s Co. v. Progressive Campaigns, Inc. (1999) 73 Cal.App.4th
425, 434, 437 [holding that a specialty grocery store which "opens
its property to the public so the public can buy goods"
and "does not offer its property for any other use"
is not a "public forum uniquely suitable as a place to exercise
free speech and petitioning rights" and that size is "a
relevant factor" but not "the determinative factor"
].)
But even assuming that appellant is correct, because
we agree that Home Depot complied with any duty it may have had
to provide public access by enforcing its reasonable time, place,
and manner rules, we need not consider whether a warehouse-type
retail store' s characteristics do or do not render it immune
from Pruneyard' s reasoning.[FOOTNOTE 3]
II
The United States Supreme Court has divided public
property into three categories. "The first is the traditional
public forum--i.e., a place that by long tradition has been used
by the public at large for the free exchange of ideas,"
such as public streets and parks. (Clark v. Burleigh (1992)
4 Cal.4th 474, 482.) State actions regulating speech in a traditional
public forum are subject to "strict scrutiny." (Id.
at p. 483.) The second category "' is the designated public
forum, . . . property that the state has opened for expressive
activity by part or all of the public.' [Citation.]" (Ibid.)
"A content-based regulation of speech in a designated public
forum is subject to strict scrutiny[.]" (Ibid.) In
the third category is "' all remaining public property'
. . . , a category usually referred to as the ' nonpublic forum.'
[Citation.]" (Ibid., fn. omitted.) "' Limitations
on expressive activity conducted on this last category of property
must survive only a much more limited review. The challenged
regulation need only be reasonable, as long as the regulation
is not an effort to suppress the speaker' s activity due to disagreement
with the speaker' s view.' [Citation.]" (Ibid., quoting
Intern. Soc. for Krishna Consciousness v. Lee (1992) 505 U.S.
672, 679.)
The abortion protest cases cited in the parties' briefs,
such as Feminist Women' s Health Center v. Blythe (1995)
32 Cal.App.4th 1641, and Planned Parenthood Shasta-Diablo,
Inc. v. Williams (1995) 10 Cal.4th 1009, tend to involve
the extremes. On the one hand, protestors may wish to gather
on entirely private property (e.g., the parking lot of a medical
clinic); on the other, they may seek to utilize a traditional
public forum (e.g., a public sidewalk bordering the clinic).
In the abortion protest cases, the courts have generally concluded
that the parking lots and entrance areas of medical clinics do
not represent Pruneyard-type fora so that persons who
come onto those sites without permission may be treated as trespassers
without regard to their desire to engage in free expression.
(See, e.g., Feminist Women' s Health Center v. Blythe, supra,
at pp. 1659-1661.) When faced with the issue of the extent to
which protestors who wish to demonstrate on the public sidewalks
and streets surrounding the clinics may be regulated or restricted
by local injunction, the court applies the highest level of scrutiny
-- "' whether the challenged provisions . . . burden no
more speech than necessary to serve a significant government
interest.' " (Planned Parenthood Shasta-Diablo, Inc.
v. Williams, supra, at p. 1017, quoting Madsen v. Women'
s Health Center, Inc. (1994) 512 U.S. 753, 765; accord, Feminist
Women' s Health Center v. Blythe, supra, at pp. 1661-1662
["Such areas as streets, sidewalks and parks historically
have been viewed as ' quintessential public forums' where free
speech cannot be prohibited. [Citations.] However, an injunction
may restrict speech in such a forum if the injunction' s provisions
are ' content-neutral' and ' burden no more speech than necessary
to serve a significant government interest.' [Citation.]"
].)
H-CHH Associates v. Citizens for Representative Government
(1987) 193 Cal.App.3d 1193, discussed at length by appellant,
is equally unhelpful. The majority formulated a standard for
review of access rules adopted by private property owners of
Pruneyard-type fora, concluding that such rules should
be analyzed under the standard used where the government
restricts access to a traditional public forum. According to
the majority in H-CHH, "The exercise of rights of
free expression may be restricted when it conflicts with the
promotion of countervailing substantial or compelling interests.
[Citation.] However, even those restrictions justified in the
protection of these interests must be narrowly drawn to that
end. [Citations.]" (H-CHH Associates v. Citizens for
Representative Government, supra, 193 Cal.App.3d at p. 1207.)
In a concurring and dissenting opinion, Justice Hanson
disagreed with the majority' s use of the Supreme Court' s strict
scrutiny standard in its analysis: "For two reasons, a Pruneyard-type
forum falls into none of the three [Supreme Court enunciated]
categories. First, it is privately owned. Second, the limitations
on the public' s access to the property originate not from any
governmental or other public entity, but from the private owner.
Thus, while ' [f]ederal principles are relevant' in determining
the standard of review to be accorded property in this fourth
category, so long as federal rights are protected, federal standards
of review are not conclusive. (Robins v. Pruneyard Shopping
Center, supra, 23 Cal.3d 899, 909.) The standard of review
for this ' broader zone' of First Amendment expression, guaranteed
by the California Constitution [citation], is lower than the
federal standards of review, and a matter for articulation by
the California courts." (H-CHH Associates v. Citizens for
Representative Government, supra, 193 Cal.App.3d at pp. 1224-1225.)
Utilizing "strict scrutiny" to invalidate
rules prepared by private persons to control use of their own
property would not appear to be what the Supreme Court envisioned
in Pruneyard when it stressed that owners could adopt
"' reasonable regulations . . . to assure that [the expressive]
activities do not interfere with normal business operations .
. . .' " (Pruneyard, supra, 23 Cal.3d at p. 911.)
But because appellant is not challenging the rules themselves,[FOOTNOTE
4] we have no occasion to determine whether to subject them to
strict scrutiny review. Appellant concedes that the rules as
written are reasonable but seeks to convince us that the company
and its employees failed to follow its own written guidelines.
Turning to the issue raised, respondents established
that Home Depot permits signature gatherers such as appellant,
and others with free speech interests, to use Designated Areas
near its stores pursuant to written guidelines. The written guidelines
state that "[e]ach Home Depot store should have at least
one designated area for use by individuals desiring to engage
in Non-Commercial Speech Activity" ; that "[t]o further
Home Depot' s goal of assuring that no person or property is
injured in the course of Non-Commercial Speech Activity, no Activity
shall be permitted anywhere other than in a Designated Area"
; that the Designated Area "should be located outside of
the store, with the area between the Designated Area and the
nearest public exit unobstructed" ; that if a store has
more than one public exit, "a Designated Area should be
located near each public exit" ; and that "the location
of a Designated Area may be subject to change, depending upon
the individual store' s conditions, permits and restrictions."
Thus, although the guidelines indicate that a position near an
exit is the preferred spot for locating a Designated Area, they
make clear that that is not an absolute requirement and that
safety of persons and property is of paramount importance.
The Supreme Court made clear in Pruneyard that
expressive activities may take place on private property against
the wishes of the owner only if such activities do not interfere
with "normal business operations." Three different
members of Home Depot' s management staff concluded that the
combination of a high volume of customer traffic and the continuous
presence of dangerous motorized equipment at the Southern door
rendered that door unsuitable for free speech activities. Appellant
conceded at his deposition that he understood the reason Duffin
moved him was out of a concern for safety. The fact that in a
later declaration appellant insisted he could have conducted
his signature gathering safely in a location near the Southern
door does not raise an issue of fact. It represents an attempt
to substitute appellant' s opinion for that of the persons responsible
for the safety of the store' s customers. As long as there was
proof of danger and that reasonable minds could differ as to
the best method to avoid that danger, Home Depot' s choice of
placement for the Designated Area cannot be deemed arbitrary
or unreasonable. Although the ultimate power to interpret written
rules and regulations lies with the court (see Campbell Industries
v. State Bd. of Equalization (1985) 167 Cal.App.3d 863, 868),
we see no cause to reject the company' s interpretation or substitute
our judgment for that of company management where the proffered
interpretation is reasonable, in line with the language of the
rule, and does not unduly restrict expressive activity. (See
Xiloj-Itzep v. City of Agoura Hills (1994) 24 Cal.App.4th
620, 638, quoting Ward v. Rock Against Racism (1989) 491
U.S. 781, 797 ["' [R]estrictions on the time, place, or
manner of protected speech are not invalid "simply because
there is some imaginable alternative that might be less burdensome
on speech." ' [Citation.]" ].)
Appellant further complained that the Designated Area
near the Northern door was not to his liking because it was several
feet from the door, and its position made it difficult for him
to intercept customers as they passed through to the store. Respondents'
decision to place the Designated Area a few feet from the entrance
was not unreasonable. Home Depot' s guidelines provide an opportunity
for persons with political messages to set up a table and/or
a sign so that anyone interested can step forward for further
information. That is all that Pruneyard requires. The
company need not give activists free rein to directly accost
every customer entering the store.
DISPOSITION
The judgment is affirmed.
CURRY, J.
We concur: EPSTEIN, Acting P.J., HASTINGS, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. According to the complaint, the Glendale City
Attorney ultimately decided not to press charges.
FN2. Appellant stated in a declaration filed in opposition
to respondents' motion for summary judgment that he "petitioned
safely, and can petition safely at the exit area to the Glendale
Home Depot store so long as Home Depot' s employees are not trying
to harass me." He accused equipment operators of "perceiving
that [he] was disfavored by management" and beginning to
"harass [him] by driving equipment such as fork lifts closer
to [him]."
FN3. We note that this issue is currently pending before
the Supreme Court in Waremart, Inc. v. Progressive Campaign,
Inc. (2000) 85 Cal.App.4th 679, review granted March 14,
2001, S094236 and Young v. Raley' s, Inc. (2001) 89 Cal.App.4th
476, review granted August 15, 2001, S098428.
FN4. It appears from comments made in the briefs and
at oral argument that the guidelines were written as the result
of an earlier lawsuit involving a similar access issue that was
resolved when Home Depot promulgated the current rules and agreed
to abide by them.
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