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VICTORIA BUCKLEY, SECRETARY OF STATE OF COLORADO, PETITIONER
v.
AMERICAN CONSTITUTIONAL LAW FOUNDATION, INC., et al.
No. 97-930
Supreme Court of the United States
On writ of certiorari to the United States Court of Appeals
for the Tenth Circuit
120 F.3d 1092, affirmed.
Ginsburg, J., delivered the opinion of the Court, in which
Stevens, Scalia, Kennedy, and Souter, JJ., joined. Thomas, J.,
filed an opinion concurring in the judgment. O' Connor, J., filed
an opinion concurring in the judgment in part and dissenting
in part, in which Breyer, J., joined. Rehnquist, C. J., filed
a dissenting opinion.
Argued October 14, 1998
Decided January 12, 1999
Justice Ginsburg delivered the opinion of the Court.
Colorado allows its citizens to make laws directly
through initiatives placed on election ballots. See Colo. Const.,
Art. V, § § 1(1), (2); Colo. Rev. Stat. § §
1-40-101 to 1-40-133 (1998). We review in this case three conditions
Colorado places on the ballot-initiative process: (1) the requirement
that initiative-petition circulators be registered voters, Colo.
Rev. Stat. § 1-40-112(1) (1998); (2) the requirement that
they wear an identification badge bearing the circulator' s name,
§ 1-40-112(2); and (3) the requirement that proponents of
an initiative report the names and addresses of all paid circulators
and the amount paid to each circulator, § 1-40-121.
Precedent guides our review. In Meyer v. Grant, 486
U.S. 414 (1988), we struck down Colorado' s prohibition
of payment for the circulation of ballot-initiative petitions.
Petition circulation, we held, is "core political speech,"
because it involves "interactive communication concerning
political change." Id., at 422 (internal quotation
marks omitted). First Amendment protection for such interaction,
we agreed, is "at its zenith." Id., at 425 (internal
quotation marks omitted). We have also recognized, however, that
"there must be a substantial regulation of elections if
they are to be fair and honest and if some sort of order, rather
than chaos, is to accompany the democratic processes." Storer
v. Brown, 415 U.S. 724, 730 (1974); see Timmons v.
Twin Cities Area New Party, 520 U.S. 351, 358 (1997); Anderson
v. Celebrezze, 460 U.S. 780, 788 (1983). Taking
careful account of these guides, the Court of Appeals for the
Tenth Circuit upheld some of the State' s regulations, but found
the three controls at issue excessively restrictive of political
speech, and therefore declared them invalid. American Constitutional
Law Foundation, Inc. v. Meyer, 120 F.3d 1092 (1997). We granted
certiorari, 522 U.S. ___ (1998), and now affirm that judgment.
I
The complaint in this action was filed in 1993 in the
United States District Court for the District of Colorado pursuant
to 42 U.S.C. § 1983; it challenged six of Colorado'
s many controls on the initiative-petition process. Plaintiffs,
now respondents, included American Constitutional Law Foundation,
Inc., a nonprofit, public interest organization that supports
direct democracy, and several individual participants in Colorado'
s initiative process. In this opinion we refer to plaintiffs-respondents,
collectively, as ACLF.[FOOTNOTE 1] ACLF charged that the following
prescriptions of Colorado' s law governing initiative petitions
violate the First Amendment' s freedom of speech guarantee:
(1) the requirement that petition circulators be at least 18
years old, Colo. Rev. Stat. § 1-40-112(1) (1998);[FOOTNOTE
2] (2) the further requirement that they be registered voters,
ibid.;[FOOTNOTE 3] (3) the limitation of the petition
circulation period to six months, § 1-40-108;[FOOTNOTE 4]
(4) the requirement that petition circulators wear identification
badges stating their names, their status as "VOLUNTEER"
or "PAID," and if the latter, the name and telephone
number of their employer, § 1-40-112(2);[FOOTNOTE 5] (5)
the requirement that circulators attach to each petition section[FOOTNOTE
6] an affidavit containing, inter alia, the circulator'
s name and address and a statement that "he or she has read
and understands the laws governing the circulation of petitions,"
§ 1-40-111(2);[FOOTNOTE 7] and (6) the requirements that
initiative proponents disclose (a) at the time they file their
petition, the name, address, and county of voter registration
of all paid circulators, the amount of money proponents paid
per petition signature, and the total amount paid to each circulator,
and (b) on a monthly basis, the names of the proponents, the
name and address of each paid circulator, the name of the proposed
ballot measure, and the amount of money paid and owed to each
circulator during the month, § 1-40-121.[FOOTNOTE 8]
The District Court, after a bench trial,[FOOTNOTE 9]
struck down the badge requirement and portions of the disclosure
requirements, but upheld the age and affidavit requirements and
the six-month limit on petition circulation. See American
Constitutional Law Foundation, Inc. v. Meyer, 870 F. Supp.
995, 1001-1004 (Colo. 1994). The District Court also found that
the registration requirement "limits the number of persons
available to circulate . . . and, accordingly, restricts core
political speech." Id., at 1002. Nevertheless, that
court upheld the registration requirement. In 1980, the District
Court noted, the registration requirement had been adopted by
Colorado' s voters as a constitutional amendment. See ibid.
For that reason, the District Court believed, the restriction
was "not subject to any level of scrutiny." Ibid.
The Court of Appeals affirmed in part and reversed in
part. See 120 F.3d 1092 (CA10 1997). That court properly sought
guidance from our recent decisions on ballot access, see, e.g.,
Timmons v. Twin Cities Area New Party, 520 U.S. 351 (1997),
and on handbill distribution, see McIntyre v. Ohio Elections
Comm' n, 514 U.S. 334 (1995). See 120 F.3d, at 1097,
1103. Initiative-petition circulators, the Tenth Circuit recognized,
resemble handbill distributors, in that both seek to promote
public support for a particular issue or position. See id.,
at 1103. Initiative-petition circulators also resemble candidate-petition
signature gatherers, however, for both seek ballot access. In
common with the District Court, the Tenth Circuit upheld, as
reasonable regulations of the ballot-initiative process, the
age restriction, the six-month limit on petition circulation,
and the affidavit requirement. See id., at 1098-1100,
1101.[FOOTNOTE 10] The Court of Appeals struck down the requirement
that petition circulators be registered voters, and also held
portions of the badge and disclosure requirements invalid as
trenching unnecessarily and improperly on political expression.
See id., at 1100, 1101-1105.
II
As the Tenth Circuit recognized in upholding the age
restriction, the six-month limit on circulation, and the affidavit
requirement, States allowing ballot initiatives have considerable
leeway to protect the integrity and reliability of the initiative
process, as they have with respect to election processes generally.
See Biddulph v. Mortham, 89 F.3d 1491, 1494, 1500-1501
(CA11 1996) (upholding single subject and unambiguous title requirements
for initiative proposals to amend Florida' s Constitution), cert.
denied, 519 U.S. 1151 (1997); Taxpayers United For Assessment
Cuts v. Austin, 994 F.2d 291, 293-294, 296-297 (CA6 1993)
(upholding Michigan procedures for checking voters' signatures
on initiative petitions).[FOOTNOTE 11] We have several times
said "no litmus-paper test" will separate valid ballot-access
provisions from invalid interactive speech restrictions; we have
come upon "no substitute for the hard judgments that must
be made." Storer, 415 U.S., at 730; see Timmons,
520 U.S., at 359; Anderson, 460 U.S., at 789-790. But
the First Amendment requires us to be vigilant in making
those judgments, to guard against undue hindrances to political
conversations and the exchange of ideas. See Meyer, 486
U.S., at 421. We therefore detail why we are satisfied that,
as in Meyer, the restrictions in question significantly
inhibit communication with voters about proposed political change,
and are not warranted by the state interests (administrative
efficiency, fraud detection, informing voters) alleged to justify
those restrictions.[FOOTNOTE 12] Our judgment is informed by
other means Colorado employs to accomplish its regulatory purposes.
III
By constitutional amendment in 1980, see Colo. Const.,
Art. V, § 1(6) (1980), and corresponding statutory change
the next year, see 1981 Colo. Sess. Laws, ch. 56, § 4, Colorado
added to the requirement that petition circulators be residents,
the further requirement that they be registered voters.[FOOTNOTE
13] Registration, Colorado' s Attorney General explained at oral
argument, demonstrates "commit[ment] to the Colorado law-making
process," Tr. of Oral Arg. 10, and facilitates verification
of the circulator' s residence, see id., at 10, 14. Beyond
question, Colorado' s registration requirement drastically reduces
the number of persons, both volunteer and paid, available to
circulate petitions. We must therefore inquire whether the State'
s concerns warrant the reduction. See Timmons, 520 U.S.,
at 358.
When this case was before the District Court, registered
voters in Colorado numbered approximately 1.9 million. At least
400,000 persons eligible to vote were not registered. See 2 Tr.
159 (testimony of Donetta Davidson, elections official in the
Colorado Secretary of State' s office);[FOOTNOTE 1] 120 F.3d,
at 1100 ("Colorado acknowledges there are at least 400,000
qualified but unregistered voters in the state." ).[FOOTNOTE
15]
Trial testimony complemented the statistical picture.
Typical of the submissions, initiative proponent Paul Grant testified:
"Trying to circulate an initiative petition, you' re drawing
on people who are not involved in normal partisan politics for
the most part. . . . [L]arge numbers of these people, our natural
support, are not registered voters." 1 Tr. 128.
As earlier noted, see supra, at 5, the District
Court found from the statistical and testimonial evidence: "The
record does show that the requirement of registration limits
the number of persons available to circulate and sign [initiative]
petitions and, accordingly, restricts core political speech."
870 F. Supp., at 1002. Because the requirement' s source was
a referendum approved by the people of Colorado, however, the
District Court deemed the prescription "not subject to any
level of [judicial] scrutiny." Ibid. That misjudgment
was corrected by the Tenth Circuit: "The voters may no more
violate the United States Constitution by enacting a ballot issue
than the general assembly may by enacting legislation."
120 F.3d, at 1100.
The Tenth Circuit reasoned that the registration requirement
placed on Colorado' s voter-eligible population produces a speech
diminution of the very kind produced by the ban on paid circulators
at issue in Meyer. See 120 F.3d, at 1100. We
agree. The requirement that circulators be not merely voter eligible,
but registered voters, it is scarcely debatable given the uncontested
numbers, see supra, at 8-9, and n. 15, decreases the pool
of potential circulators as certainly as that pool is decreased
by the prohibition of payment to circulators.[FOOTNOTE 16] Both
provisions "limi[t] the number of voices who will convey
[the initiative proponents' ] message" and, consequently,
cut down "the size of the audience [proponents] can reach."
Meyer, 486 U.S., at 422, 423; see Bernbeck v. Moore,
126 F.3d 1114, 1116 (CA8 1997) (quoting Meyer); see also Meyer,
486 U.S., at 423 (stating, further, that the challenged restriction
reduced the chances that initiative proponents would gather signatures
sufficient in number to qualify for the ballot, and thus limited
proponents' "ability to make the matter the focus of statewide
discussion" ). In this case, as in Meyer, the requirement
"imposes a burden on political expression that the State
has failed to justify." Id., at 428.
Colorado acknowledges that the registration requirement
limits speech, but not severely, the State asserts, because "it
is exceptionally easy to register to vote." Reply Brief
5, 6; see Brief for Petitioner 30-31. The ease with which qualified
voters may register to vote, however, does not lift the burden
on speech at petition circulation time. Of course there are individuals
who fail to register out of ignorance or apathy. See post,
at 6 (O' Connor, J., concurring in judgment in part and dissenting
in part). But there are also individuals for whom, as the trial
record shows, the choice not to register implicates political
thought and expression. See 1 Tr. 14 (testimony of ballot-initiative
organizer Jack Hawkins). A lead plaintiff in this case, long
active in ballot-initiative support- a party no doubt "'
able and willing' to convey a political message," cf. post,
at 5 (O' Connor, J., concurring in judgment in part and dissenting
in part)-testified that his refusal to register is a "form
of . . . private and public protest." 1 Tr. 223 (testimony
of William Orr, executive director of ACLF). Another initiative
proponent similarly stated that some circulators refuse to register
because "they don' t believe that the political process
is responsive to their needs." Id., at 58 (testimony
of Jon Baraga). For these voter-eligible circulators, the ease
of registration misses the point.[FOOTNOTE 17]
The State' s dominant justification appears to be its
strong interest in policing lawbreakers among petition circulators.
Colorado seeks to ensure that circulators will be amenable to
the Secretary of State' s subpoena power, which in these matters
does not extend beyond the State' s borders. See Brief for Petitioner
32. The interest in reaching law violators, however, is served
by the requirement, upheld below, that each circulator submit
an affidavit setting out, among several particulars, the "address
at which he or she resides, including the street name and number,
the city or town, [and] the county." Colo. Rev. Stat. §
1-40-111(2) (1998); see supra, at 4, n. 7. This address
attestation, we note, has an immediacy, and corresponding reliability,
that a voter' s registration may lack. The attestation is made
at the time a petition section is submitted; a voter' s registration
may lack that currency.
ACLF did not challenge Colorado' s right to require
that all circulators be residents, a requirement that, the Tenth
Circuit said, "more precisely achieved" the State'
s subpoena service objective. 120 F.3d, at 1100. Nor was any
eligible-to-vote qualification in contest in this lawsuit. Colorado
maintains that it is more difficult to determine who is a state
resident than it is to determine who is a registered voter. See
Tr. of Oral Arg. 10, 14. The force of that argument is diminished,
however, by the affidavit attesting to residence that each circulator
must submit with each petition section.
In sum, assuming that a residence requirement would
be upheld as a needful integrity-policing measure-a question
we, like the Tenth Circuit, see 120 F.3d, at 1100, have no occasion
to decide because the parties have not placed the matter of residence
at issue-the added registration requirement is not warranted.
That requirement cuts down the number of message carriers in
the ballot-access arena without impelling cause.
IV
Colorado enacted the provision requiring initiative-petition
circulators to wear identification badges in 1993, five years
after our decision in Meyer. 1993 Colo. Sess. Laws, ch.
183, § 1.[FOOTNOTE 18] The Tenth Circuit held the badge
requirement invalid insofar as it requires circulators to display
their names. See 120 F.3d, at 1104. The Court of Appeals did
not rule on the constitutionality of other elements of the badge
provision, namely the "requirements that the badge disclose
whether the circulator is paid or a volunteer, and if paid, by
whom." Ibid. Nor do we.
Evidence presented to the District Court, that court
found, "demonstrated that compelling circulators to wear
identification badges inhibits participation in the petitioning
process." 870 F. Supp., at 1001. The badge requirement,
a veteran ballot-initiative-petition organizer stated, "very
definitely limited the number of people willing to work for us
and the degree to which those who were willing to work would
go out in public." 1 Tr. 127 (testimony of Paul Grant).[FOOTNOTE
19] Another witness told of harassment he personally experienced
as circulator of a hemp initiative petition. See 870 F. Supp.,
at 1001. He also testified to the reluctance of potential circulators
to face the recrimination and retaliation that bearers of petitions
on "volatile" issues sometimes encounter: "[W]ith
their name on a badge, it makes them afraid." 1 Tr. 60 (testimony
of Jon Baraga). Other petition advocates similarly reported that
"potential circulators were not willing to wear personal
identification badges." 870 F. Supp., at 1001-1002.
Colorado urges that the badge enables the public to
identify, and the State to apprehend, petition circulators who
engage in misconduct. See Brief for Petitioner 36-37; Reply Brief
17. Here again, the affidavit requirement, unsuccessfully challenged
below, see supra, at 6, and n. 10, is responsive to the
State' s concern; as earlier noted, see supra, at 3-4,
and n. 7, each petition section must contain, along with the
collected signatures of voters, the circulator' s name, address,
and signature. This notarized submission, available to law enforcers,
renders less needful the State' s provision for personal names
on identification badges.
While the affidavit reveals the name of the petition
circulator and is a public record, it is tuned to the speaker'
s interest as well as the State' s. Unlike a name badge worn
at the time a circulator is soliciting signatures, the affidavit
is separated from the moment the circulator speaks. As the Tenth
Circuit explained, the name badge requirement "forces circulators
to reveal their identities at the same time they deliver their
political message," 120 F.3d, at 1102; it operates when
reaction to the circulator' s message is immediate and "may
be the most intense, emotional, and unreasoned," ibid.
The affidavit, in contrast, does not expose the circulator to
the risk of "heat of the moment" harassment. Cf. 870
F. Supp., at 1004 (observing that affidavits are not instantly
accessible, and are therefore less likely to be used "for
such purposes as retaliation or harassment" ).
Our decision in McIntyre v. Ohio Elections Comm'
n, 514 U.S. 334 (1995), is instructive here. The complainant
in McIntyre challenged an Ohio law that prohibited the
distribution of anonymous campaign literature. The writing in
question was a handbill urging voters to defeat a ballot issue.
Applying "exacting scrutiny" to Ohio' s fraud prevention
justifications, we held that the ban on anonymous speech violated
the First Amendment. See id., at 347, 357. "Circulating
a petition is akin to distributing a handbill," the Tenth
Circuit observed in the decision now before us. 120 F.3d, at
1103. Both involve a one-on-one communication. But the restraint
on speech in this case is more severe than was the restraint
in McIntyre. Petition circulation is the less fleeting
encounter, for the circulator must endeavor to persuade electors
to sign the petition. See Tr. of Oral Arg. 21, 25-26. That endeavor,
we observed in Meyer, "of necessity involves both
the expression of a desire for political change and a discussion
of the merits of the proposed change." 486 U.S., at 421.
The injury to speech is heightened for the petition
circulator because the badge requirement compels personal name
identification at the precise moment when the circulator' s interest
in anonymity is greatest. See 120 F.3d, at 1102. For this very
reason, the name badge requirement does not qualify for inclusion
among the "more limited [election process] identification
requirement[s]" to which we alluded in McIntyre. 514
U.S., at 353 ("We recognize that a State' s enforcement
interest might justify a more limited identification requirement,
but Ohio has shown scant cause for inhibiting the leafletting
at issue here." ); see id., at 358 (Ginsburg, J.,
concurring). In contrast, the affidavit requirement upheld by
the District Court and Court of Appeals, which must be met only
after circulators have completed their conversations with electors,
exemplifies the type of regulation for which McIntyre left
room.[FOOTNOTE 20]
In sum, we conclude, as did the Court of Appeals, that
Colorado' s current badge requirement discourages participation
in the petition circulation process by forcing name identification
without sufficient cause. We reiterate this qualification: In
its final observation, the Court of Appeals noted that ACLF'
s "arguments and evidence focus[ed] entirely on [the circulator
identification] requirement" ; therefore, that court expressed
no opinion whether the additional requirements-that the badge
disclose the circulator' s paid or volunteer status, and if paid,
by whom-" would pass constitutional muster standing alone."
120 F.3d, at 1104. We similarly confine our decision.
V
Like the badge requirement, Colorado' s disclosure provisions
were enacted post-Meyer in 1993. See 1993 Colo. Sess.
Laws, ch. 183, § 1.[FOOTNOTE 21] The Tenth Circuit trimmed
these provisions. Colorado requires ballot-initiative proponents
who pay circulators to file both a final report when the initiative
petition is submitted to the Secretary of State, and monthly
reports during the circulation period. Colo. Rev. Stat. §
1-40-121 (1998), set out supra, at 5, n. 8. The Tenth
Circuit invalidated the final report provision only insofar as
it compels disclosure of information specific to each paid circulator,
in particular, the circulators' names and addresses and the total
amount paid to each circulator. See 120 F.3d, at 1104-1105. As
modified by the Court of Appeals decision, the final report will
reveal the amount paid per petition signature, and thus, effectively,
the total amount paid to petition circulators. See ibid.
The Court of Appeals next addressed Colorado' s provision
demanding "detailed monthly disclosures." 120 F.3d,
at 1105. In a concise paragraph, the court rejected compelled
disclosure of the name and addresses (residential and business)
of each paid circulator, and the amount of money paid and owed
to each circulator, during the month in question. See Colo. Rev.
Stat. § § 1-40-121(2)(b), (d) (1998). The Court of
Appeals identified no infirmity in the required reporting of
petition proponents' names, or in the call for disclosure of
proposed ballot measures for which paid circulators were engaged.
See § § 1-40-121(2)(a), (c). We express no opinion
whether these monthly report prescriptions, standing alone, would
survive review.
In ruling on Colorado' s disclosure requirements for
paid circulations, the Court of Appeals looked primarily to our
decision in Buckley v. Valeo, 424 U.S. 1 (1976)
(per curiam). In that decision, we stated that "exacting
scrutiny" is necessary when compelled disclosure of campaign-related
payments is at issue. See id., at 64-65. We nevertheless
upheld, as substantially related to important governmental interests,
the recordkeeping, reporting, and disclosure provisions of the
Federal Election Campaign Act of 1971, 86 Stat. 3, as amended,
88 Stat. 1263, 2 U.S.C. § 431 et seq. (1970 ed.,
Supp. IV). See 424 U.S., at 66-68, 84. We explained in Buckley
that disclosure provides the electorate with information "as
to where political campaign money comes from and how it is spent,"
thereby aiding electors in evaluating those who seek their vote.
Id., at 66 (internal quotation marks omitted). We further
observed that disclosure requirements "deter actual corruption
and avoid the appearance of corruption by exposing large contributions
and expenditures to the light of publicity." Id., at
67; see also Grosjean v. American Press Co., 297 U.S. 233,
250 (1936) (observing that an "informed public opinion is
the most potent of all restraints upon misgovernment" ).
Mindful of Buckley, the Tenth Circuit did not
upset Colorado' s disclosure requirements "as a whole."
But see post, at 8 (Rehnquist, C. J., dissenting). Notably,
the Court of Appeals upheld the State' s requirements for disclosure
of payors, in particular, proponents' names and the total
amount they have spent to collect signatures for their petitions.
See 120 F.3d, at 1104-1105. In this regard, the State and supporting
amici stress the importance of disclosure as a control
or check on domination of the initiative process by affluent
special interest groups. See Reply Brief 15 ("[T]here are
increasingly more initiatives that are the product of large monied
interests." ); Brief for Council of State Governments et
al. as Amici Curiae 3 ("Today the initiative and
referendum process is dominated by money and professional firms."
). Disclosure of the names of initiative sponsors, and of the
amounts they have spent gathering support for their initiatives,
responds to that substantial state interest. See 870 F. Supp.,
at 1003 ("What is of interest is the payor, not the payees."
); cf. this Court' s Rule 37.6 (requiring disclosure of "every
person or entity . . . who made a monetary contribution to the
preparation or submission of the brief" ).
Through the disclosure requirements that remain in place,
voters are informed of the source and amount of money spent by
proponents to get a measure on the ballot; in other words, voters
will be told "who has proposed [a measure]," and "who
has provided funds for its circulation." See post,
at 11 (O' Connor, J., concurring in judgment in part and dissenting
in part). The added benefit of revealing the names of paid circulators
and amounts paid to each circulator, the lower courts fairly
determined from the record as a whole, is hardly apparent and
has not been demonstrated.[FOOTNOTE 22]
We note, furthermore, that ballot initiatives do not
involve the risk of " quid pro quo" corruption
present when money is paid to, or for, candidates. See Meyer,
486 U.S., at 427-428 (citing First Nat. Bank of Boston v.
Bellotti, 435 U.S. 765, 790 (1978) ("The risk of corruption
perceived in cases involving candidate elections . . . simply
is not present in a popular vote on a public issue." ));
McIntyre, 514 U.S., at 352, n. 15. In addition, as we
stated in Meyer, "the risk of fraud or corruption,
or the appearance thereof, is more remote at the petition stage
of an initiative than at the time of balloting." 486 U.S.,
at 427. Finally, absent evidence to the contrary, "we are
not prepared to assume that a professional circulator-whose qualifications
for similar future assignments may well depend on a reputation
for competence and integrity-is any more likely to accept false
signatures than a volunteer who is motivated entirely by an interest
in having the proposition placed on the ballot." Id.,
at 426.[FOOTNOTE 23]
In sum, we agree with the Court of Appeals appraisal:
Listing paid circulators and their income from circulation "forc[es]
paid circulators to surrender the anonymity enjoyed by their
volunteer counterparts," 120 F.3d, at 1105;[FOOTNOTE 24]
no more than tenuously related to the substantial interests disclosure
serves, Colorado' s reporting requirements, to the extent that
they target paid circulators, "fai[l] exacting scrutiny,"
ibid.
VI
Through less problematic measures, Colorado can and
does meet the State' s substantial interests in regulating the
ballot-initiative process. Colorado aims to protect the integrity
of the initiative process, specifically, to deter fraud and diminish
corruption. See Brief for Petitioner 24, 42, 45; Reply Brief
13, 14, 17. To serve that important interest, as we observed
in Meyer, Colorado retains an arsenal of safeguards. See
486 U.S., at 426-427; 120 F.3d, at 1103, 1105; see, e.g.,
Colo. Rev. Stat. § 1-40-130(1)(b) (1998) (making it criminal
to forge initiative-petition signatures); § 1-40-132(1)
(initiative-petition section deemed void if circulator has violated
any provision of the laws governing circulation). To inform the
public "where [the] money comes from," Buckley,
424 U.S., at 66 (internal quotation marks omitted), we reiterate,
the State legitimately requires sponsors of ballot initiatives
to disclose who pays petition circulators, and how much. See
supra, at 16-17.
To ensure grass roots support, Colorado conditions placement
of an initiative proposal on the ballot on the proponent' s submission
of valid signatures representing five percent of the total votes
cast for all candidates for Secretary of State at the previous
general election. Colo. Const., Art. V, § 1(2); Colo. Rev.
Stat. § 1-40-109(1) (1998); see Meyer, 486 U.S.,
at 425-426; 120 F.3d, at 1105. Furthermore, in aid of efficiency,
veracity, or clarity, Colorado has provided for an array of process
measures not contested here by ACLF. These measures prescribe,
inter alia, a single subject per initiative limitation,
Colo. Rev. Stat. § 1-40-106.5(1)(a) (1998), a signature
verification method, § 1-40-116, a large, plain-English
notice alerting potential signers of petitions to the law' s
requirements, § 1-40-110(1), and the text of the affidavit
to which all circulators must subscribe, § 1-40-111(2).
* * *
For the reasons stated, we conclude that the Tenth Circuit
correctly separated necessary or proper ballot access controls
from restrictions that unjustifiably inhibit the circulation
of ballot-initiative petitions. Therefore, the judgment of the
Court of Appeals is Affirmed
Notes
1. Individual plaintiffs included: David Aitken, who, as chairman
of the Colorado Libertarian Party, had organized the circulation
of several initiative petitions; Jon Baraga, statewide petition
coordinator for the Colorado Hemp Initiative; Craig Eley and
Jack Hawkins, circulators of petitions for the Safe Workplace
Initiative and Worker' s Choice of Care Initiative; Lonnie Haynes,
an initiative-supporting member of ACLF; Alden Kautz, a circulator
of numerous initiative petitions; Bill Orr, executive director
of ACLF and a qualified but unregistered voter, who regularly
participated in the petition process and wanted to circulate
petitions; and William David Orr, a minor who wanted to circulate
petitions. See American Constitutional Law Foundation, Inc.
v. Meyer, 120 F.3d 1092, 1096-1097 (CA10 1997); Brief for
Respondents David Aitken et al. 2, 3, 5, 6.
2. Section 1-40-112(1) provides: "No section of a petition
for any initiative or referendum measure shall be circulated
by any person who is not a registered elector and at least eighteen
years of age at the time the section is circulated."
3. To be a registered voter, one must reside in Colorado.
See § 1-2-101(1)(b). ACLF did not challenge the residency
requirement in this action.
4. Section 1-40-108(1) provides in relevant part: "No
petition for any ballot issue shall be of any effect unless filed
with the secretary of state within six months from the date that
the titles, submission clause, and summary have been fixed and
determined pursuant to the provisions of sections 1-40-106 and
1-40-107 . . . ."
5. Section 1-40-112(2) provides: "(a) All circulators
who are not to be paid for circulating petitions concerning ballot
issues shall display an identification badge that includes the
words ' VOLUNTEER CIRCULATOR' in bold-faced type which is clearly
legible and the circulator' s name. "(b) All circulators
who are to be paid for circulating petitions concerning ballot
issues shall display an identification badge that includes the
words ' PAID CIRCULATOR' in bold-faced type which is clearly
legible, the circulator' s name, and the name and telephone number
of the individual employing the circulator."
6. A petition section is a "bound compilation of initiative
forms . . . which . . . include . . . a copy of the proposed
[ballot] measure; . . . ruled lines numbered consecutively for
registered electors' signatures; and a final page that contains
the affidavit required by section 1-40-111(2)." § 1-40-102(6).
7. Section 1-40-111(2) provides: "To each petition section
shall be attached a signed, notarized, and dated affidavit executed
by the registered elector who circulated the petition section,
which shall include his or her printed name, the address at which
he or she resides, including the street name and number, the
city or town, the county, and the date he or she signed the affidavit;
that he or she has read and understands the laws governing the
circulation of petitions; that he or she was a registered elector
at the time the section of the petition was circulated and signed
by the listed electors; that he or she circulated the section
of the petition; that each signature thereon was affixed in the
circulator' s presence; that each signature thereon is the signature
of the person whose name it purports to be; that to the best
of the circulator' s knowledge and belief each of the persons
signing the petition section was, at the time of signing, a registered
elector; and that he or she has not paid or will not in the future
pay and that he or she believes that no other person has paid
or will pay, directly or indirectly, any money or other thing
of value to any signer for the purpose of inducing or causing
such signer to affix his or her signature to the petition. The
secretary of state shall not accept for filing any section of
a petition that does not have attached thereto the notarized
affidavit required by this section. Any signature added to a
section of a petition after the affidavit has been executed shall
be invalid."
8. Section 1-40-121 provides in relevant part: "(1) The
proponents of the petition shall file . . . the name, address,
and county of voter registration of all circulators who were
paid to circulate any section of the petition, the amount paid
per signature, and the total amount paid to each circulator.
The filing shall be made at the same time the petition is filed
with the secretary of state . . . . "(2) The proponents
of the petition shall sign and file monthly reports with the
secretary of state, due ten days after the last day of each month
in which petitions are circulated on behalf of the proponents
by paid circulators. Monthly reports shall set forth the following:
"(a) The names of the proponents; "(b) The name and
the residential and business addresses of each of the paid circulators;
"(c) The name of the proposed ballot measure for which petitions
are being circulated by paid circulators; and "(d) The amount
of money paid and owed to each paid circulator for petition circulation
during the month in question."
9. The record included evidence submitted in support of cross-motions
for summary judgment and at a bench trial. See American Constitutional
Law Foundation, Inc. v. Meyer, 870 F. Supp. 995, 997 (Colo.
1994).
10. The Tenth Circuit recognized that "age commonly is
used as a proxy for maturity," and that "maturity is
reasonably related to Colorado' s interest in preserving the
integrity of ballot issue elections." 120 F.3d, at 1101.
Such a restriction, the Court of Appeals said, need not satisfy
"[e]xacting scrutiny," for it is both "neutral"
and "temporary" ; it "merely postpones the opportunity
to circulate." Ibid. As to the six-month limit, the
Court of Appeals observed that an orderly process requires time
lines; again without demanding "[e]laborate . . . verification,"
the court found six months a "reasonable window," a
sensible, "nondiscriminatory ballot access regulation."
Id., at 1099 (internal quotation marks omitted). Finally,
the court explained that the affidavit requirement properly responded
to the State' s need to "' ensure that circulators, who
possess various degrees of interest in a particular initiative,
exercise special care to prevent mistake, fraud, or abuse in
the process of obtaining thousands of signatures of only registered
electors throughout the state.' "Id., at 1099-1100 (quoting
Loonan v. Woodley, 882 P.2d 1380, 1388-1389 (Colo. 1994)
(en banc)). We denied ACLF' s cross-petition regarding these
issues. See 522 U.S. ___ (1998).
11. Nothing in this opinion should be read to suggest that
initiative-petition circulators are agents of the State. Although
circulators are subject to state regulation and are accountable
to the State for compliance with legitimate controls, see, e.g.,
Colo. Rev. Stat. § § 1-40-111, 1-40-130 (1998),
circulators act on behalf of themselves or the proponents of
ballot initiatives.
12. Our decision is entirely in keeping with the "now-settled
approach" that state regulations "impos[ing] ' severe
burdens' on speech . . . [must] be narrowly tailored to serve
a compelling state interest." See post, at 1 (Thomas,
J., concurring in judgment).
13. Colorado law similarly provides that only registered voters
may circulate petitions to place candidates on the ballot. See
Colo. Rev. Stat. § 1-4-905(1) (1998) (only "eligible
elector" may circulate candidate petitions); § 1-1-104(16)
("eligible elector" defined as "registered elector"
).
14. Volume 1 of the trial transcript is reprinted in Pro-Se
Plaintiff' s App. I in No. 94-1576 (CA10), and is cited hereinafter
as 1 Tr. Volume 2 of the trial transcript is reprinted in Pro-Se
Plaintiff' s App. II in No. 94-1576 (CA10), and is cited hereinafter
as 2 Tr.
15. In fact, the number of unregistered but voter-eligible
residents in Colorado at the time of the trial may have been
closer to 620,000. See U.S. Dept. of Commerce, Bureau of Census,
Statistical Abstract of the United States 282 (1993) (Table 453).
More recent statistics show that less than 65 percent of the
voting-age population was registered to vote in Colorado in 1997.
See U.S. Dept. of Commerce, Bureau of Census, Statistical Abstract
of the United States 289 (1997) (Table 463). Using those more
recent numbers, Colorado' s registration requirement would exclude
approximately 964,000 unregistered but voter-eligible residents
from circulating petitions. The proportion of voter-eligible
but unregistered residents to registered residents in Colorado
is not extraordinary in comparison to those proportions in other
States. See generally ibid.
16. Persons eligible to vote, we note, would not include "convicted
drug felons who have been denied the franchise as part of their
punishment," see post, at 4 (Rehnquist, C. J., dissenting),
and could similarly be barred from circulating petitions. The
dissent' s concern that hordes of "convicted drug dealers,"
post, at 5, will swell the ranks of petition circulators,
unstoppable by legitimate state regulation, is therefore undue.
Even more imaginary is the dissent' s suggestion that if the
merely voter eligible are included among petition circulators,
children and citizens of foreign lands will not be far behind.
See post, at 6. This familiar parade of dreadfuls calls
to mind wise counsel: "Judges and lawyers live on the slippery
slope of analogies; they are not supposed to ski it to the bottom."
R. Bork, The Tempting of America: The Political Seduction of
the Law 169 (1990). That same counsel applies to Justice O' Connor'
s floodgate fears concerning today' s decision, which, like Meyer,
separates petition circulators from the proponents and financial
backers of ballot initiatives. See post, at 13 (opinion
concurring in judgment in part and dissenting in part).
17. Justice O' Connor correctly observes that registration
requirements for primary election voters and candidates for political
office are "classic" examples of permissible regulation.
See post, at 4 (opinion concurring in judgment in part
and dissenting in part). But the hired signature collector, as
this Court recognized in Meyer, is in a notably different
category. When the Court unanimously struck down a ban on paying
persons to circulate petitions, it surely did not imply that
the State must therefore tolerate a private sponsor' s hourly
or piecework payment of persons in exchange for their vote or
political candidacy.
18. Colorado does not require identification badges for persons
who gather signatures to place candidates on the ballot. See
generally Colo. Rev. Stat. § 1-4-905 (1998) (regulations
governing candidate-petition circulators).
19. See 1 Tr. 133 ("I would not circulate because I don'
t want to go to jail. And, I won' t wear the badge because I
don' t think it' s right." ) (testimony of Paul Grant).
20. As the Tenth Circuit observed, see 120 F.3d, at 1101,
neither Riley v. National Federation of Blind of N. C., Inc.,
487 U.S. 781 (1988), nor Martin v. City of Struthers,
319 U.S. 141 (1943), supports the name identification Colorado
requires petition circulators to wear. Riley invalidated
a North Carolina law restricting solicitation of charitable contributions
by professional fundraisers. Martin invalidated a city
ordinance prohibiting knocking on the door or ringing the doorbell
of any residence for the purpose of distributing literature.
The Court observed in Riley that an unchallenged portion
of the disclosure law required professional fundraisers to disclose
their professional status, i.e., their employer' s name
and address, to potential donors. 487 U.S., at 799, and n. 11.
In dictum in Martin, the Court noted that "a stranger
in the community" could be required to establish his identity
and authority to act for the cause he purports to represent.
319 U.S., at 148, n. 14 (internal quotation marks omitted). Neither
case involved a name badge requirement or any other specification
that the solicitor' s personal name be revealed. Nor was there
in either case a counterpart to the affidavit, which puts each
petition circulator' s name and address on a public record.
21. Colorado does not require similar disclosures for persons
who gather signatures to place candidates on the ballot. See
generally Colo. Rev. Stat. § 1-4-905 (1998) (regulations
governing candidate-petition circulators).
22. Justice O' Connor states that "[k]nowing the names
of paid circulators and the amounts paid to them [will] allo[w]
members of the public to evaluate the sincerity or, alternatively,
the potential bias of any circulator that approaches them."
Post, at 11. It is not apparent why or how this is so,
for the reports containing the names of paid circulators would
be filed with the Secretary of State and would not be at hand
at the moment the circulators "approac[h]."
23. While testimony in the record suggests that "occasional
fraud in Colorado' s petitioning process" involved paid
circulators, it does not follow like the night the day that "paid
circulators are more likely to commit fraud and gather
false signatures than other circulators." See post,
at 12 (O' Connor, J., concurring in judgment in part and dissenting
in part). Far from making any ultimate finding to that effect,
the District Court determined that neither the State' s interest
in preventing fraud, nor its interest in informing the public
concerning the "financial resources . . . available to [initiative
proponents]" or the "special interests" supporting
a ballot measure, is "significantly advanced by disclosure
of the names and addresses of each person paid to circulate any
section of [a] petition." 870 F. Supp., at 1003. Such disclosure
in proponents' reports, the District Court also observed, risked
exposing the paid circulators "to intimidation, harassment
and retribution in the same manner as the badge requirement."
Ibid.
24. Because the disclosure provisions target only paid circulators
and require disclosure of the income from circulation each receives,
the disclosure reports are of course "[d]istinguishable
from the affidavit," post, at 8 (O' Connor, J., concurring
in judgment in part and dissenting in part), which must be completed
by both paid and volunteer circulators, and does not require
disclosure of the amount paid individually to a circulator.
Justice Thomas, concurring in the judgment.
When considering the constitutionality of a state election
regulation that restricts core political speech or imposes "severe
burdens" on speech or association, we have generally required
that the law be narrowly tailored to serve a compelling state
interest. But if the law imposes "lesser burdens,"
we have said that the State' s important regulatory interests
are generally sufficient to justify reasonable, nondiscriminatory
restrictions. The Court today appears to depart from this now-settled
approach. In my view, Colorado' s badge, registration, and reporting
requirements each must be evaluated under strict scrutiny. Judged
by that exacting standard, I agree with the majority that each
of the challenged regulations violates the First and Fourteenth
Amendments, and accordingly concur only in the judgment.
I
States, of course, must regulate their elections to
ensure that they are conducted in a fair and orderly fashion.
See, e.g., Timmons v. Twin Cities Area New Party, 520 U.S.
351, 358 (1997); Burdick v. Takushi, 504 U.S. 428,
433 (1992). But such regulations often will directly restrict
or otherwise burden core political speech and associational rights.
To require that every voting, ballot, and campaign regulation
be narrowly tailored to serve a compelling interest "would
tie the hands of States seeking to assure that elections are
operated equitably and efficiently." Id., at 433.
Consequently, we have developed (although only recently) a framework
for assessing the constitutionality, under the First and Fourteenth
Amendments, of state election laws. When a State' s rule
imposes severe burdens on speech or association, it must be narrowly
tailored to serve a compelling interest; lesser burdens trigger
less exacting review, and a State' s important regulatory interests
are typically enough to justify reasonable restrictions. Timmons,
supra, at 358-359; Burdick, supra, at 434; Anderson
v. Celebrezze, 460 U.S. 780, 788-790 (1983).
Predictability of decisions in this area is certainly
important, but unfortunately there is no bright line separating
severe from lesser burdens. When a State' s election law directly
regulates core political speech, we have always subjected the
challenged restriction to strict scrutiny and required that the
legislation be narrowly tailored to serve a compelling governmental
interest. See, e.g., Burson v. Freeman, 504 U.S. 191,
198 (1992) (Tennessee law prohibiting solicitation of voters
and distribution of campaign literature within 100 feet of the
entrance of a polling place); Brown v. Hartlage, 456 U.S.
45, 53-54 (1982) (Kentucky' s regulation of candidate campaign
promises); First Nat. Bank of Boston v. Bellotti, 435 U.S.
765, 786 (1978) (Massachusetts law prohibiting certain business
entities from making expenditures for the purpose of affecting
referendum votes).
Even where a State' s law does not directly regulate
core political speech, we have applied strict scrutiny. For example,
in Meyer v. Grant, 486 U.S. 414 (1988), we considered
a challenge to Colorado' s law making it a felony to pay initiative
petition circulators. We applied strict scrutiny because we determined
that initiative petition circulation "of necessity involves
both the expression of a desire for political change and a discussion
of the merits of the proposed change." Id., at 421.
In Citizens Against Rent Control/Coalition for Fair Housing
v. Berkeley, 454 U.S. 290 (1981), we subjected to strict
scrutiny a city ordinance limiting contributions to committees
formed to oppose ballot initiatives because it impermissibly
burdened association and expression. Id., at 294.
When core political speech is at issue, we have ordinarily
applied strict scrutiny without first determining that the State'
s law severely burdens speech. Indeed, in McIntyre v. Ohio
Elections Comm' n, 514 U.S. 334 (1995), the Court suggested
that we only resort to our severe/lesser burden framework if
a challenged election law regulates "the mechanics of the
electoral process," not speech. Id., at 345; but see
Eu v. San Francisco County Democratic Central Comm., 489 U.S.
214, 222-223 (1989) (first determining that California' s
prohibition on primary endorsements by the official governing
bodies of political parties burdened speech and association and
then applying strict scrutiny). I suspect that when regulations
of core political speech are at issue it makes little difference
whether we determine burden first because restrictions on core
political speech so plainly impose a "severe burden."
When an election law burdens voting and associational
interests, our cases are much harder to predict, and I am not
at all sure that a coherent distinction between severe and lesser
burdens can be culled from them. For example, we have subjected
to strict scrutiny Connecticut' s requirement that voters in
any party primary be registered members of that party because
it burdened the "associational rights of the Party and its
members." Tashjian v. Republican Party of Conn., 479
U.S. 208, 217 (1986). We similarly treated California' s
laws dictating the organization and composition of official governing
bodies of political parties, limiting the term of office of a
party chair, and requiring that the chair rotate between residents
of northern and southern California because they "burden[ed]
the associational rights of political parties and their members,"
Eu, supra, at 231. In Storer v. Brown, 415 U.S. 724
(1974), we applied strict scrutiny to California' s law denying
a ballot position to independent candidates who had a registered
affiliation with a qualified political party within a year of
the preceding primary election, apparently because it "substantially"
burdened the rights to vote and associate. Id., at 729,
736.[FOOTNOTE 1] And in Norman v. Reed, 502 U.S. 279 (1992),
we determined that Illinois' regulation of the use of party names
and its law establishing signature requirements for nominating
petitions severely burdened association by limiting new parties'
access to the ballot, and held both challenged laws, as construed
by the State Supreme Court, unconstitutional because they were
not narrowly tailored. Id., at 288-290, 294. By contrast,
we determined that Minnesota' s law preventing a candidate from
appearing on the ballot as the choice of more than one party
burdened a party' s access to the ballot and its associational
rights, but not severely, and upheld the ban under lesser scrutiny.
Timmons, 520 U.S., at 363. We likewise upheld Hawaii'
s prohibition on write-in voting, which imposed, at most, a "very
limited" burden on voters' freedom of choice and association.
Burdick, 504 U.S., at 437.
II
Colorado argues that its badge, registration, and reporting
requirements impose "lesser" burdens, and consequently,
each ought to be upheld as serving important State interests.
I cannot agree.
A
The challenged badge requirement, Colo. Rev. Stat. §
1-40-112(2), directly regulates the content of speech. The State
requires that all petition circulators disclose, at the time
they deliver their political message, their names and whether
they were paid or unpaid. Therefore, the regulation must be evaluated
under strict scrutiny. Moreover, the category of burdened speech
is defined by its content-Colorado' s badge requirement does
not apply to those who circulate candidate petitions, only to
those who circulate initiative or referendum proposals. See generally
Colo. Rev. Stat. § 1-4-905 (candidate petition circulation
requirements). Content-based regulation of speech typically must
be narrowly tailored to a compelling state interest. See, e.g.,
Boos v. Barry, 485 U.S. 312, 321 (1988). The State' s dominant
justification for its badge requirement is that it helps the
public to identify, and the State to apprehend, petition circulators
who perpetrate fraud. Even assuming that this is a compelling
interest, plainly, this requirement is not narrowly tailored.
It burdens all circulators, whether they are responsible for
committing fraud or not. In any event, the State has failed to
satisfy its burden of demonstrating that fraud is a real, rather
than a conjectural, problem. See Turner Broadcasting System,
Inc. v. FCC, 512 U.S. 622, 664 (1994); Colorado Republican Federal
Campaign Comm. v. Federal Election Comm' n, 518 U.S. 604,
647 (1996) (Thomas, J., concurring in judgment and dissenting
in part).[FOOTNOTE 2]
B
Although Colorado' s registration requirement, Colo.
Rev. Stat. § 1-40-112(1), does not directly regulate
speech, it operates in the same fashion that Colorado' s prohibition
on paid circulators did in Meyer-the requirement reduces
the voices available to convey political messages. We unanimously
concluded in Meyer that initiative petition circulation
was core political speech. 486 U.S., at 421-422. Colorado' s
law making it a felony to pay petition circulators burdened that
political expression, we said, because it reduced the number
of potential speakers. That reduction limited the size of the
audience that initiative proponents and circulators might reach,
which in turn made it less likely that initiative proposals would
garner the signatures necessary to qualify for the ballot. Id.,
at 422-423. I see no reason to revisit our earlier conclusion.
The aim of a petition is to secure political change, and the
First Amendment, by way of the Fourteenth Amendment, guards
against the State' s efforts to restrict free discussions about
matters of public concern.[FOOTNOTE 3]
Colorado primarily defends its registration requirement
on the ground that it ensures that petition circulators are residents,
which permits the State to more effectively enforce its election
laws against those who violate them.[FOOTNOTE 4] The Tenth Circuit
assumed, and so do I, that the State has a compelling interest
in ensuring that all circulators are residents. Even so, it is
clear, as the Court of Appeals decided, that the registration
requirement is not narrowly tailored. A large number of Colorado'
s residents are not registered voters, as the majority points
out, ante, at 8-9, and the State' s asserted interest
could be more precisely achieved through a residency requirement.[FOOTNOTE
5]
C
The District Court and the Court of Appeals both suggested
that by forcing proponents to identify paid circulators by name,
the reports made it less likely that persons would want to circulate
petitions. Therefore, both concluded, the reporting requirement
had a chilling effect on core political speech similar to the
one we recognized in Meyer. American Constitutional Law Foundation,
Inc. v. Meyer, 120 F.3d 1092 1096 (CA 10 1997); American
Constitutional Law Foundation, Inc. v. Meyer, 870 F. Supp.
955, 1003 (Colo. 1994). The District Court additionally determined
that preparation of the required monthly reports was burdensome
for and involved additional expense to those supporting an initiative
petition. Ibid.
In my view, the burdens that the reporting requirement
imposes on circulation are too attenuated to constitute a "severe
burden" on core political speech. However, "compelled
disclosure, in itself, can seriously infringe on privacy of association
and belief guaranteed by the First Amendment." Buckley
v. Valeo, 424 U.S. 1, 64 (1976) (per curiam). In Buckley,
because the disclosure requirements of the Federal Election Campaign
Act of 1971 encroached on associational rights, we required that
they pass a "strict test." Id., at 66. The same
associational interests are burdened by the State' s reporting
requirements here, and they must be evaluated under strict scrutiny.
Colorado argues that the "essential purpose"
of the reports is to identify circulators. Brief for Petitioner
44. It also claims that its required reports are designed to
provide "the press and the voters of Colorado a more complete
picture of how money is being spent to get a measure on the ballot."
Ibid. Even assuming that Colorado has a compelling interest
in identifying circulators, its law does not serve that interest.
The State requires that proponents identify only the names of
paid circulators, not all circulators. The interest in
requiring a report as to the money paid to each circulator by
name, as the majority points out, ante, at 17, has not
been demonstrated.
The State contends that its asserted interest in providing
the press and the electorate with information as to how much
money is spent by initiative proponents to advance a particular
measure is similar to the governmental interests in providing
the electorate with information about how money is spent by a
candidate and where it comes from, and in deterring actual corruption
and avoiding the appearance of corruption that we recognized
in Buckley, supra, at 66-67. However, we have suggested
that ballot initiatives and candidate elections involve different
considerations. Bellotti, 435 U.S., at 791-792 ("[T]he
people in our democracy are entrusted with the responsibility
for judging and evaluating the relative merits of conflicting
arguments . . . . [I]f there be any danger that the people cannot
evaluate the information and arguments advanced by [one source],
it is a danger contemplated by the Framers of the First Amendment"
); see also Citizens Against Rent Control, 454 U.S., at
296-298. Indeed, we recognized in Meyer that "the
risk of improper conduct . . . is more remote at the petition
stage of an initiative." 486 U.S., at 427. Similarly, I
would think, at the very least, the State' s interest in informing
the public of the financial interests behind an initiative proposal
is not compelling during the petitioning stage.
As it stands after the lower court decisions, proponents
must disclose the amount paid per petition signature and the
total amount paid to each circulator, without identifying each
circulator, at the time the petition is filed. Monthly disclosures
are no longer required.[FOOTNOTE 6] Because the respondents did
not sufficiently brief the question, I am willing to assume,
for purposes of this opinion, that Colorado' s interest in having
this information made available to the press and its voters-before
the initiative is voted upon, but not during circulation-is compelling.
The reporting provision as modified by the courts below ensures
that the public receives information demonstrating the financial
support behind an initiative proposal before voting.
I recognize that in Buckley, although the Court
purported to apply strict scrutiny, its formulation of that test
was more forgiving than the traditional understanding of that
exacting standard. The Court merely required that the disclosure
provisions have a "substantial relation," 424 U.S.,
at 64, to a "substantial" government interest, id.,
at 68.[FOOTNOTE 7] (The majority appears to dilute Buckley'
s formulation even further, stating that Colorado' s reporting
requirement must be "substantially related to important
governmental interests." Ante, at 17.) To the extent
that Buckley suggests that we should apply a relaxed standard
of scrutiny, it is inconsistent with our state election law cases
that require the application of traditional strict scrutiny whenever
a state law "severely burdens" association, and I would
not adhere to it. I would nevertheless decide that the challenged
portions of Colorado' s disclosure law are unconstitutional as
evaluated under the Buckley standard.
* * *
To conclude, I would apply strict scrutiny to each of
the challenged restrictions, and would affirm the judgment of
the Court of Appeals as to each of the three provisions before
us. As the majority would apply different reasoning, I concur
only in the Court' s judgment.
Notes
1. Although we did not explicitly apply strict scrutiny in
Storer, we said that the State' s interest was "not
only permissible, but compelling" and that the device the
State chose was "an essential part of its overall mechanism."
415 U.S., at 736.
2. The majority is correct to note, ante, at 15-16,
that the TenthCircuit declined to address whether Colorado' s
requirement that the badge disclose whether a circulator is paid
or a volunteer, and if paid, the name and telephone number of
the payer, would be constitutionally permissible standing alone.
Nevertheless, the District Court invalidated § 1-40-112(2)
in its entirety, American Constitutional Law Foundation, Inc.
v. Meyer, 870 F. Supp. 955, 1005 (Colo. 1994), and the Court
of Appeals affirmed that decision in full. American Constitutional
Law Foundation, Inc. v. Meyer, 120 F.3d 1092, 1096 (CA 10
1997).
3. There is anecdotal evidence in the briefs that circulators
do not discuss the merits of a proposed change by initiative
in any great depth. Indeed, National Voter Outreach, Inc., an
amicus curiae in support of respondents and, according
to its statement of interest, the largest organizer of paid petition
circulation drives in the United States, describes most conversations
between circulator and prospective petition signer as "brief."
Brief for National Voter Outreach, Inc., as Amicus Curiae
21. It gives an example of the typical conversation: "Here,
sign this. It will really [tick off California Governor] Pete
Wilson." Id., at 21, n. 17. In my view, the level
of scrutiny cannot turn on the content or sophistication of a
political message. Cf. Colorado Republican Federal Campaign
Comm' n v. Federal Election Comm' n, 518 U.S. 604, 640 (1996)
("Even a pure message of support, unadorned with reasons,
is valuable to the democratic process" ).
4. Colorado' s law requires that petition circulators be registered
electors, Colo. Rev. Stat. § 1-40-112(1), and while one
must reside in Colorado in order to be a registered voter, §
1-2-101(1)(b), Colorado does not have a separate residency requirement
for petition circulators at this time.
5. Whatever the merit of the views expressed by The Chief
Justice, post, at 2, 5, the State did little more than
mention in passing that it had an interest in having its own
voters decide what issues should go on the ballot. See Brief
for Petitioner 31.
6. The Court of Appeals did not specifically identify any
constitutional problem with the monthly reports to the extent
that they require disclosure of proponents' names and proposed
ballot measures for which persons were paid to circulate petitions.
But the District Court invalidated the entire monthly reporting
requirement, 870 F. Supp., at 1005, and the Court of Appeals
affirmed its decision in full. See 120 F.3d, at 1096.
7. I have previously noted that the Court in Buckley
seemed more forgiving in its review of the contribution provisions
than it was with respect to the expenditure rules at issue, even
though we purported to strictly scrutinize both. Colorado
Republican, 518 U.S., at 640, n. 7 (Thomas, J., concurring
in judgment and dissenting in part).
Justice O' Connor, with whom Justice Breyer joins, concurring
in the judgment in part and dissenting in part.
Petition circulation undoubtedly has a significant political
speech component. When an initiative petition circulator approaches
a person and asks that person to sign the petition, the circulator
is engaging in "interactive communication concerning political
change." Meyer v. Grant, 486 U.S. 414, 422 (1988).
It was the imposition of a direct and substantial burden on this
one-on-one communication that concerned us in Meyer v. Grant.
To address this concern, we held in that case that regulations
directly burdening the one-on-one, communicative aspect of petition
circulation are subject to strict scrutiny. Id., at 420.
Not all circulation-related regulations target this
aspect of petition circulation, however. Some regulations govern
the electoral process by directing the manner in which an initiative
proposal qualifies for placement on the ballot. These latter
regulations may indirectly burden speech but are a step removed
from the communicative aspect of petitioning and are necessary
to maintain an orderly electoral process. Accordingly, these
regulations should be subject to a less exacting standard of
review.
In this respect, regulating petition circulation is
similar to regulating candidate elections. Regulations that govern
a candidate election invariably burden to some degree one' s
right to vote and one' s right to associate for political purposes.
Such restrictions are necessary, however, "if [elections]
are to be fair and honest." Storer v. Brown, 415 U.S.
724, 730 (1974). To allow for regulations of this nature
without overly burdening these rights, we have developed a flexible
standard to review regulations of the electoral process. The
Court succinctly described this standard in Burdick v. Takushi,
504 U.S. 428, 434 (1992):
" [W]hen [First and Fourteenth Amendment] rights
are subjected to severe restrictions, the regulation must be
narrowly drawn to advance a state interest of compelling importance.
But when a state election law provision imposes only reasonable,
nondiscriminatory restrictions upon the First and Fourteenth
Amendment rights of voters, the State' s important regulatory
interests are generally sufficient to justify the restrictions."
Id., at 434 (internal quotation marks and citations omitted).
Applying this test, in Burdick, we upheld as
reasonable Hawaii' s prohibition on write-in voting, holding
that it imposed only a limited burden upon the constitutional
rights of voters. See id., at 433-441. See also Timmons
v. Twin Cities Area New Party, 520 U.S. 351, 362-370 (1997)
(upholding Minnesota law that banned fusion candidacies on the
ground that the State had asserted a "sufficiently weighty"
interest). The application of this flexible standard was not
without precedent. Prior to Burdick, the Court applied
a test akin to rational review to regulations that governed only
the administrative aspects of elections. See Rosario v. Rockefeller,
410 U.S. 752, 756-762 (1973) (upholding requirement that
voters enroll as members of a political party prior to voting
in a primary election on the ground that the regulation did not
impose an onerous burden and advanced a legitimate state interest).
Under the Burdick approach, the threshold inquiry
is whether Colorado' s regulations directly and substantially
burden the one-on-one, communicative aspect of petition circulation
or whether they primarily target the electoral process, imposing
only indirect and less substantial burdens on communication.
If the former, the regulation should be subject to strict scrutiny.
If the latter, the regulation should be subject to review for
reasonableness.
I
I agree with the Court that requiring petition circulators
to wear identification badges, specifically name badges, see
Colo. Rev. Stat. § 1-40-112(2)(b) (1998), should be subject
to, and fails, strict scrutiny. Requiring petition circulators
to reveal their names while circulating a petition directly regulates
the core political speech of petition circulation. The identification
badge introduces into the one-on-one dialogue of petition circulation
a message the circulator might otherwise refrain from delivering,
and the evidence shows that it deters some initiative petition
circulators from disseminating their messages. Under the logic
of Meyer, the regulation is subject to more exacting scrutiny.
As explained by the Court, see ante, at 12-14, Colorado'
s identification badge requirement cannot survive this more demanding
standard of review because the requirement is not narrowly tailored
to satisfy Colorado' s interest in identifying and apprehending
petition circulators who engage in misconduct. I also agree that
whether Colorado' s other badge requirement-that the badges identify
initiative petition circulators as paid or volunteer-is constitutional
is a question that the court below did not resolve, and this
issue is not properly before us. See ante, at 12. Accordingly,
like the Court, I do not address it.
II
Unlike the majority, however, I believe that the requirement
that initiative petition circulators be registered voters, see
Colo. Rev. Stat. § 1-40-112(1) (1998), is a permissible
regulation of the electoral process. It is indeed a classic example
of this type of regulation. We have upheld analogous restrictions
on qualifications to vote in a primary election and on candidate
eligibility as reasonable regulations of the electoral process.
See Rosario v. Rockefeller, supra, at 756-762 (upholding
qualifications to vote in primary); Storer v. Brown, supra,
at 728-737 (upholding candidate eligibility requirement).
As the Chief Justice observes, Colorado' s registration requirement
parallels the requirements in place in at least 19 States and
the District of Columbia that candidate petition circulators
be electors, see post, at 7, and the requirement of many
States that candidates certify that they are registered voters.
Like these regulations, the registration requirement is a neutral
qualification for participation in the petitioning process.
When one views the registration requirement as a neutral
qualification, it becomes apparent that the requirement only
indirectly and incidentally burdens the communicative aspects
of petition circulation. By its terms, the requirement does not
directly prohibit otherwise qualified initiative petition circulators
from circulating petitions. Cf. Rosario v. Rockefeller,
supra, at 758 (holding that time limits on enrollment in political
parties did not violate the right of association because individuals
were not prohibited from enrolling in parties). Moreover, as
the Chief Justice illustrates in his dissent, this requirement
can be satisfied quite easily. See post, at 3. The requirement,
indeed, has been in effect in Colorado since 1980, see American
Constitutional Law Foundation, Inc. v. Meyer, 870 F. Supp.
995, 999 (Colo. 1994), with no apparent impact on the ability
of groups to circulate petitions, see 2 Tr. 159 (testimony of
Donetta Davidson that the number of initiative proposals placed
on the ballot has increased over the past few years).
In this way, the registration requirement differs from
the statute held unconstitutional in Meyer. There, we
reviewed a statute that made it unlawful to pay petition circulators,
see Meyer v. Grant, 486 U.S., at 417, and held that the
statute directly regulated and substantially burdened speech
by excluding from petition circulation a class of actual circulators
that were necessary "to obtain the required number of signatures
within the allotted time." Ibid. That is, the statute
directly silenced voices that were necessary, and "able
and willing" to convey a political message. Id., at
422-423, and n. 6. In contrast, the registration requirement
does not effect a ban on an existing class of circulators or,
by its terms, silence those who are "able and willing"
to circulate ballot initiative petitions. Indeed, it does not
appear that the parties to this litigation needed unregistered
but voter-eligible individuals to disseminate their political
messages. Cf. id., at 417.
The respondents have offered only slight evidence to
suggest that the registration requirement negatively affects
the one-on-one, communicative aspect of petition circulation.
In particular, the respondents argue that the registration requirement
burdens political speech because some otherwise-qualified circulators
do not register to vote as a form of political protest. See ante,
at 11. Yet the existence and severity of this burden is not as
clearly established in the record as the respondents, or the
Court, suggests.
For example, witness Jack Hawkins, whose testimony the
Court cites for the proposition that "the choice not to
register implicates political thought and expression," see
ibid., did not testify that anyone failed to register
to vote as a political statement. He responded "[y]es, that'
s true" to the leading question "are there individuals
who would circulate your petition who are non-registered voters
because of their political choice?" 1 Tr. 14. But he went
on to explain this "political choice" as follows:
" They have interesting views of why they don' t want
to register to vote. They' re under a misconception that they
won' t be called for jury duty if they' re not registered to
vote and they' re really concerned about being a jurist, but
in Colorado you can be a jurist if you drive a car or pay taxes
or anything else. So, they' re under a misconception, but I can'
t turn them around on that." Id., at 15-16 (emphasis
supplied).
Likewise, witness Jon Baraga, who testified that some
potential circulators are not registered to vote because they
feel the political process is not responsive to their needs,
see ante, at 11, went on to testify that many of the same
people would register to vote if an initiative they supported
were placed on the ballot. See 1 Tr. 58. Considered as a whole,
this testimony does not establish that the registration requirement
substantially burdens alternative forms of political expression.
Because the registration requirement indirectly and
incidentally burdens the one-on-one, communicative aspect of
petition circulation, Burdick requires that it advance
a legitimate state interest to be a reasonable regulation of
the electoral process. Colorado maintains that the registration
requirement is necessary to enforce its laws prohibiting circulation
fraud and to guarantee the State' s ability to exercise its subpoena
power over those who violate these laws, see ante, at
11, two patently legitimate interests. See, e.g., Timmons
v. Twin Cities Area New Party, 520 U.S., at 366-367; Schaumburg
v. Citizens for a Better Environment, 444 U.S. 620,
636-637 (1980). In the past, Colorado has had difficulty enforcing
its prohibition on circulation fraud, in particular its law against
forging petition signatures, because violators fled the State.
See 2 Tr. 115 (testimony of Donetta Davidson). Colorado has shown
that the registration requirement is an easy and a verifiable
way to ensure that petition circulators fall under the State'
s subpoena power. See Tr. of Oral Arg. 14; see also Appellee'
s Supplemental App. in Nos. 94-1576 and 94-1581 (CA10), p. 268
(describing requirement that signatories be registered voters
as necessary for verification of signatures). For these reasons,
I would uphold the requirement as a reasonable regulation of
Colorado' s electoral process.
III
Most disturbing is the Court' s holding that Colorado'
s disclosure provisions are partially unconstitutional. Colorado
requires that ballot-initiative proponents file two types of
reports: monthly reports during the period of circulation and
a final report when the initiative petition is submitted. See
Colo. Rev. Stat. § 1-40-121 (1998). The monthly reports
must include the names of paid circulators, their business and
residential addresses, and the amount of money paid and owed
to each paid circulator during the relevant month. See §
1-40-121(2). The final report also must include the paid circulators'
names and addresses, as well as the total amount paid to each
circulator. See § 1-40-121(1). The Tenth Circuit invalidated
the reports to the extent they revealed this information. See
ante, at 16. The Court affirms this decision, without
expressing an opinion on the validity of the reports to the extent
they reveal other information, on the ground that forcing the
proponents of ballot initiatives to reveal the identities of
their paid circulators is tenuously related to the interests
disclosure serves and impermissibly targets paid circulators.
See ante, at 18-19. I, however, would reverse the Tenth
Circuit on the ground that Colorado' s disclosure provision is
a reasonable regulation of the electoral process.
Colorado' s disclosure provision is a step removed from
the one-on-one, communicative aspects of petition circulation,
and it burdens this communication in only an incidental manner.
Like the mandatory affidavit that must accompany every set of
signed petitions, the required disclosure reports "revea[l]
the name of the petition circulator and [are] public record[s]
. . . [, but are] separated from the moment the circulator speaks,"
see ante, at 13-14. This characteristic indeed makes the
disclosure reports virtually indistinguishable from the affidavit
requirement, which the Court suggests is a permissible regulation
of the electoral process, see ante, at 15, and similarly
lessens any chilling effect the reports might have on speech,
see ante, at 14 (observing that injury to speech is heightened
when disclosure is made at the moment of speech). If anything,
the disclosure reports burden speech less directly than the affidavits
because the latter are completed by the petition circulator,
while the former are completed by the initiative proponent and
thus are a step removed from petition circulation. In fact, the
Court does not suggest that there is any record evidence tending
to show that such remote disclosure will deter the circulation
of initiative petitions. To the extent the disclosure requirements
burden speech, the burden must be viewed as incremental and insubstantial
in light of the affidavit requirement, which also reveals the
identity of initiative petition circulators.
As a regulation of the electoral process with an indirect
and insignificant effect on speech, the disclosure provision
should be upheld so long as it advances a legitimate government
interest. Colorado' s asserted interests in combating fraud and
providing the public with information about petition circulation
are surely sufficient to survive this level of review. These
are among the interests we found to be substantial in Buckley
v. Valeo. See 424 U.S. 1, 67, 68 (1976) (per curiam) (holding
that the Government has a substantial interest in requiring candidates
to disclose the sources of campaign contributions to provide
the electorate with information about "the interests to
which a candidate is most likely to be responsive," to "deter
actual corruption and avoid the appearance of corruption,"
and "to detect violations of the contribution limitations"
). Moreover, it is scarcely debatable that, as a general matter,
financial disclosure effectively combats fraud and provides valuable
information to the public. We have recognized that financial
disclosure requirements tend to discourage those who are subject
to them from engaging in improper conduct, and that "[a]
public armed with information . . . is better able to detect"
wrongdoing. See id., at 67; see also Grosjean v. American
Press Co., 297 U.S. 233, 250 (1936) (observing that an "informed
public opinion is the most potent of all restraints upon misgovernment"
). "' Publicity is justly commended as a remedy for social
and industrial diseases. Sunlight is said to be the best of disinfectants;
electric light the most efficient policeman.' "Buckley
v. Valeo, supra, at 67, and n. 80 (quoting L. Brandeis, Other
People' s Money 62 (1933)). "[I]n the United States, for
half a century compulsory publicity of political accounts has
been the cornerstone of legal regulation. Publicity is advocated
as an automatic regulator, inducing self-discipline among political
contenders and arming the electorate with important information."
H. Alexander & B. Haggerty, The Federal Election Campaign
Act: After a Decade of Political Reform 37 (1981). "' [T]otal
disclosure' "has been recognized as the "' essential
cornerstone' "to effective campaign finance reform, id.,
at 39, and "fundamental to the political system,"
H. Alexander, Financing Politics: Money, Elections and Political
Reform 164 (4th ed. 1992).
In light of these many and substantial benefits of disclosure,
we have upheld regulations requiring disclosure and reporting
of amounts spent by candidates for election, amounts contributed
to candidates, and the names of contributors, see Buckley
v. Valeo, 424 U.S., at 60-84, while holding that the First
Amendment protects the right of the political speaker to
spend his money to amplify his speech, see id., at 44-59.
Indeed, laws requiring the disclosure of the names of contributors
and the amounts of their contributions are common to all States
and the Federal Government. See id., at 62-64 (describing
disclosure provisions of Federal Election Campaign Act of 1971);
Alexander, supra, at 135 ("All fifty states have
some disclosure requirements, and all except two [South Carolina
and Wyoming] call for both pre- and post-election reporting of
contributions and expenditures" ). Federal disclosure laws
were first enacted in 1910, and early laws, like Colorado' s
current provision, required the disclosure of the names of contributors
and the recipients of expenditures. See Buckley v. Valeo,
424 U.S., at 61. Such public disclosure of the amounts and
sources of political contributions and expenditures assists voters
in making intelligent and knowing choices in the election process
and helps to combat fraud.
The recognized benefits of financial disclosure are
equally applicable in the context of petition circulation. Disclosure
deters circulation fraud and abuse by encouraging petition circulators
to be truthful and self-disciplined. See generally id., at
67. The disclosure required here advances Colorado' s interest
in law enforcement by enabling the State to detect and to identify
on a timely basis abusive or fraudulent circulators. Moreover,
like election finance reporting generally, Colorado' s disclosure
reports provide facts useful to voters who are weighing their
options. Members of the public deciding whether to sign a petition
or how to vote on a measure can discover who has proposed it,
who has provided funds for its circulation, and to whom these
funds have been provided. Knowing the names of paid circulators
and the amounts paid to them also allows members of the public
to evaluate the sincerity or, alternatively, the potential bias
of any circulator that approaches them. In other words, if one
knows a particular circulator is well paid, one may be less likely
to believe the sincerity of the circulator' s statements about
the initiative proposal. The monthly disclosure reports are public
records available to the press and public, see Brief for Petitioner
44, are "contemporaneous with circulation," American
Constitutional Law Foundation, Inc. v. Meyer, 120 F.3d 1092,
1105 (CA10 1997), and are more accessible than the other "masses
of papers filed with the petitions," see 870 F. Supp., at
1004.
It is apparent from the preceding discussion that, to
combat fraud and to inform potential signatories in a timely
manner, disclosure must be made at the time people are being
asked to sign petitions and before any subsequent vote on a measure
that qualifies for the ballot. It is, indeed, during this period
that the need to deter fraud and to inform the public of the
forces motivating initiative petitions "is likely to be
at its peak . . . ; [this] is the time when improper influences
are most likely to be brought to light." Buckley v. Valeo,
supra, at 68, n. 82. Accordingly, the monthly reports, which
are disseminated during the circulation period and are available
to the press, see Brief for Petitioner 44, uniquely advance Colorado'
s interests. The affidavit requirement is not an effective substitute
because the affidavits are not completed until after all signatures
have been collected and thus after the time that the information
is needed. See Colo. Rev. Stat. § 1-40-111(2) (1998) ("Any
signature added to a section of a petition after the affidavit
has been executed shall be invalid" ). In addition, the
public' s access to the affidavits is generally more restricted
than its access to monthly disclosure reports, for as the District
Court found, the public will have "greater difficulty in
finding [the] names and addresses [of petition circulators] in
the masses of papers filed with the petitions as compared with
the monthly reports." 870 F. Supp., at 1004.
To be sure, Colorado requires disclosure of financial
information about only paid circulators. But, contrary to the
Court' s assumption, see ante, at 18, this targeted disclosure
is permissible because the record suggests that paid circulators
are more likely to commit fraud and gather false signatures than
other circulators. The existence of occasional fraud in Colorado'
s petitioning process is documented in the record. See 2 Tr.
197-198 (testimony of retired FBI agent Theodore P. Rosack);
id., at 102, 104-116 (testimony of Donetta Davidson).
An elections officer for the State of Colorado testified that
only paid circulators have been involved in recent fraudulent
activity, see id., at 150-151 and 161 (testimony of Donetta
Davidson); see also id., at 197-198 (testimony of Theodore
P. Rosack) (describing recent investigation of fraud in which
only paid circulators were implicated). Likewise, respondent
William C. Orr, the executive director of the American Constitutional
Law Foundation, Inc., while examining a witness, explained to
the trial court that "volunteer organizations, they' re
self-policing and there' s not much likelihood of fraud . . .
. Paid circulators are perhaps different." Id., at
208-209.
Because the legitimate interests asserted by Colorado
are advanced by the disclosure provision and outweigh the incidental
and indirect burden that disclosure places on political speech,
I would uphold the provision as a reasonable regulation of the
electoral process. Colorado' s interests are more than legitimate,
however. We have previously held that they are substantial. See
Buckley v. Valeo, supra, at 67, 68. Therefore, even if
I thought more exacting scrutiny were required, I would uphold
the disclosure requirements.
Because I feel the Court' s decision invalidates permissible
regulations that are vitally important to the integrity of the
political process, and because the decision threatens the enforceability
of other important and permissible regulations, I concur in the
judgment only in part and dissent in part.
Notes
*. See, e.g., Va. Const., Art. V, § 3; Cal. Elec.
Code Ann. § 201 (West Special Pamphlet 1996); Ind. Stat.
Ann. § 3-8-5-14 (1998); Mass. Gen. Laws Ann., ch. 53, §
9 (West Supp. 1998); Nev. Rev. Stat. Ann. § 293.180 (1997);
N. H. Rev. Stat. Ann. § 655:28 (1996); N. J. Stat. Ann.
§ 40:45-8 (West 1991); N. C. Gen. Stat. § 163-323 (Supp.
1997); Okla. Stat., Tit. 26, § 5-111 (1997).
Chief Justice Rehnquist, dissenting.
The Court today invalidates a number of state laws designed
to prevent fraud in the circulation of candidate petitions and
to ensure that local issues of state law are decided by local
voters, rather than by out-of-state interests. Because I believe
that Colorado can constitutionally require that those who circulate
initiative petitions to registered voters actually be
registered voters themselves, and because I believe that the
Court' s contrary holding has wide-reaching implication for state
regulation of elections generally, I dissent.
I
Ballot initiatives of the sort involved in this case
were a central part of the Progressive movement' s agenda for
reform at the turn of the 20th century, and were advanced as
a means of limiting the control of wealthy special interests
and restoring electoral power to the voters. See, e.g.,
H. Croly, Progressive Democracy 236-237, 248-249, 254-255 (Transaction
ed. 1998); H. Steele Commager, The American Mind 338 (1950);
Persily, The Peculiar Geography of Direct Democracy, 2 Mich.
L. & Pol' y Rev. 11, 23 (1997). However, in recent years,
the initiative and referendum process has come to be more and
more influenced by out-of-state interests which employ professional
firms doing a nationwide business. See, e.g., Lowenstein &
Stern, The First Amendment and Paid Initiative Petition Circulators,
17 Hastings Const. L. Q. 175, 176 (1989); Broder, Ballot Battle,
Washington Post, Apr. 12, 1998, pp. A1, A6; Slind-Flor,
Election Result: Litigation over Propositions, National Law Journal,
Nov. 16, 1998, pp. A1, A8. The state laws that the Court strikes
down today would restore some of this initial purpose by limiting
the influence that such out-of-state interests may have on the
in-state initiative process. The ironic effect of today' s opinion
is that, in the name of the First Amendment, it strikes
down the attempt of a State to allow its own voters (rather than
out-of-state persons and political dropouts) to decide what issues
should go on the ballot to be decided by the State' s registered
voters.
The basis of the Court' s holding is that because the
state laws in question both (1) decrease the pool of potential
circulators and (2) reduce the chances that a measure would gather
signatures sufficient to qualify for the ballot, the measure
is unconstitutional under our decision in Meyer v. Grant,
486 U.S. 414 (1988). See ante, at 9-10. Meyer, which also
dealt with Colorado' s initiative regulations, struck down a
criminal ban on all paid petition circulators. 486 U.S.,
at 428. But Meyer did not decide that a State cannot impose
reasonable regulations on such circulation. Indeed, before today'
s decision, it appeared that under our case law a State could
have imposed reasonable regulations on the circulation of initiative
petitions, so that some order could be established over the inherently
chaotic nature of democratic processes. Cf. Timmons v. Twin
Cities Area New Party, 520 U.S. 351, 358 (1997); Burdick
v. Takushi, 504 U.S. 428, 433 (1992); Storer v. Brown, 415 U.S.
724, 730 (1974). Today' s opinion, however, calls into question
the validity of any regulation of petition circulation
which runs afoul of the highly abstract and mechanical test of
diminishing the pool of petition circulators or making a proposal
less likely to appear on the ballot. See ante, at 9-10.
It squarely holds that a State may not limit circulators to registered
voters, and maintains a sphinx-like silence as to whether it
may even limit circulators to state residents.
II
Section 1-40-112(1) of Colorado' s initiative petition
law provides that "[n]o section of a petition for any initiative
or referendum measure shall be circulated by any person who is
not a registered elector and at least eighteen years of age at
the time the section is circulated." Colo. Rev. Stat. §
1-40-112(1) (1998). This requirement is obviously intended to
ensure that the people involved in getting a measure placed on
the ballot are the same people who will ultimately vote on that
measure-the electors of the State. Indeed, it is difficult to
envision why the State cannot do this, but for the unfortunate
dicta in Meyer. The parties agree that for purposes of
this appeal there are 1.9 million registered voters in Colorado,
and that 400,000 persons eligible to vote are not registered.
See ante, at 8. But registering to vote in Colorado is
easy-the only requirements are that a person be 18 years of age
or older on the date of the next election, a citizen of the United
States, and a resident of the precinct in which the person will
vote 30 days immediately prior to the election. See Colo. Rev.
Stat. § 1-2-101 (1998). The elector requirement mirrors
Colorado' s regulation of candidate elections, for which all
delegates to county and state assemblies must be registered electors,
§ 1-4-602(5), and where candidates cannot be nominated for
a primary election unless they are registered electors, §
1-4-601(4)(a).
The Court, however, reasons that the restriction of
circulation to electors fails to pass scrutiny under the First
Amendment because the decision not to register to vote "implicates
political thought and expression." Ante, at 11. Surely
this can be true of only a very few of the many residents who
don' t register to vote, but even in the case of the few it should
not invalidate the Colorado requirement. Refusing to read current
newspapers or to watch television may have "First Amendment
implications," but this does not mean that a state university
might not refuse to hire such a person to teach a course in "today'
s media." The examples of unregistered people who wish to
circulate initiative petitions presented by the respondents (and
relied upon by the Court) are twofold[FOOTNOTE 1] -people who
refuse to participate in the political process as a means of
protest, and convicted drug felons who have been denied the franchise
as part of their punishment. For example, respondent Bill Orr,
apparently the mastermind of this litigation, argued before the
District Court that "It' s my form of . . . private and
public protest. I don' t believe that representative organs of
Government are doing what they' re supposed to be doing."
1 Tr. 223. And respondent Jon Baraga, a person affiliated with
the "Colorado Hemp Initiative," which seeks to legalize
marijuana in Colorado, testified that "there are a great
many folks who are refused to participate as registered voters
in the political process who would like to see our measure gain
ballot status and would like to help us do that." Id.,
at 57.
Thus, the Court today holds that a State cannot require
that those who circulate the petitions to get initiatives on
the ballot be electors, and that a State is constitutionally
required to instead allow those who make no effort to register
to vote-political dropouts-and convicted drug dealers to engage
in this electoral activity. Although the Court argues that only
those eligible to vote may now circulate candidate petitions,
there is no Colorado law to this effect. Such a law would also
be even harder to administer than one which limited circulation
to residents, because eligible Colorado voters are that subset
of Colorado residents who have fulfilled the requirements for
registration, and have not committed a felony or been otherwise
disqualified from the franchise. A State would thus have to perform
a background check on circulators to determine if they are not
felons. And one of the reasons the State wished to limit petition
circulation to electors in the first place was that it is far
easier to determine who is an elector from who is a resident,
much less who is "voter eligible." [FOOTNOTE 2]
In addition, the Court does not adequately explain what
"voter eligible" means. If it means "eligible
to vote in the State for which the petitions are circulating"
(Colorado, in this case), then it necessarily follows from today'
s holding that a State may limit petition circulation to its
own residents. I would not quarrel with this holding. On the
other hand, "voter eligible" could mean "any person
eligible to vote in any of the United States or its territories."
In this case, a State would not merely have to run a background
check on out of state circulators, but would also have to examine
whether the unregistered circulator had satisfied whatever are
the criteria for voter eligibility in his place of residence,
be it Georgia or Guam, Peoria or Puerto Rico.
State ballot initiatives are a matter of state concern,
and a State should be able to limit the ability to circulate
initiative petitions to those people who can ultimately vote
on those initiatives at the polls. If eligible voters make the
conscious decision not to register to vote on the grounds that
they reject the democratic process, they should have no right
to complain that they cannot circulate initiative petitions to
people who are registered voters. And the idea that convicted
drug felons who have lost the right to vote under state law nonetheless
have a constitutional right to circulate initiative petitions
scarcely passes the "laugh test."
But the implications of today' s holding are even more
stark than its immediate effect. Under the Court' s interpretation
of Meyer, any ballot initiative regulation is unconstitutional
if it either diminishes the pool of people who can circulate
petitions or makes it more difficult for a given issue to ultimately
appear on the ballot. See ante, at 9-10. Thus, while today'
s judgment is ostensibly circumscribed in scope, it threatens
to invalidate a whole host of historically established state
regulations of the electoral process in general. Indeed, while
the Court is silent with respect to whether a State can limit
initiative petition circulation to state residents, the implication
of its reading of Meyer-that being unable to hire out-of-state
circulators would "limi[t] the number of voices who will
convey [the initiative proponents' ] message" ante,
at 10 (bracketing in original)-is that under today' s decision,
a State cannot limit the ability to circulate issues of local
concern to its own residents.
May a State prohibit children or foreigners from circulating
petitions, where such restrictions would also limit the number
of voices who could carry the proponents' message and thus cut
down on the size of the audience the initiative proponents could
reach? Cf. Meyer, 486 U.S., at 422-423. And if initiative
petition circulation cannot be limited to electors, it would
seem that a State can no longer impose an elector or residency
requirement on those who circulate petitions to place candidates
on ballots, either. At least 19 States plus the District of Columbia
explicitly require that candidate petition circulators be electors,[FOOTNOTE
3] and at least one other State requires that its petition circulators
be state residents.[FOOTNOTE 4] Today' s decision appears to
place each of these laws in serious constitutional jeopardy.
III
As to the other two laws struck down by the Court, I
agree that the badge requirement for petition circulators is
unconstitutional. McIntyre v. Ohio Elections Comm' n,
514 U.S. 334 (1995). I also find instructive, as the Court
notes, ante, at 12, n. 15, that Colorado does not require
such badges for those who circulate candidate petitions. See
generally Colo. Rev. Stat. § 1-4-905 (1998).
I disagree, however, that the First Amendment
renders the disclosure requirements unconstitutional. The Court
affirms the Court of Appeals' invalidation of only the portion
of the law that requires final reports to disclose information
specific to each paid circulator-the name, address, and amount
paid to each. Important to the Court' s decision is the idea
that there is no risk of " quid pro quo" corruption
when money is paid to ballot initiative circulators, and that
paid circulators should not have to surrender the anonymity enjoyed
by their volunteer counterparts. I disagree with this analysis
because, under Colorado law, all petition circulators
must surrender their anonymity under the affidavit requirement.
Colorado law requires that each circulator must submit an affidavit
which must include the circulator' s "name, the address
at which he or she resides, including the street name and number,
the city or town, [and] the county." Colo. Rev. Stat. §
1-40-111(2) (1998). This affidavit requirement was upheld by
the Tenth Circuit as not significantly burdening political expression,
American Constitutional Law Foundation v. Meyer, 120 F.3d
1092, 1099 (1997), and is relied upon by the Court in holding
that the registered voter requirement is unconstitutional. See
ante, at 11. The only additional piece of information
for which the disclosure requirement asks is thus the amount
paid to each circulator. Since even after today' s decision the
identity of the circulators as well as the total amount of money
paid to circulators will be a matter of public record, see ante,
at 16, I do not believe that this additional requirement is sufficient
to invalidate the disclosure requirements as a whole. They serve
substantial interests and are sufficiently narrowly tailored
to satisfy the First Amendment.
IV
Because the Court' s holding invalidates what I believe
to be legitimate restrictions placed by Colorado on the petition
circulation process, and because its reasoning calls into question
a host of other regulations of both the candidate nomination
and petition circulation process, I dissent.
Notes
1. The respondents also presented the example of children
who wished to circulate petitions. Indeed, one of the respondents
in this case-William David Orr-was a minor when this suit was
filed and was apparently included in the action to give it standing
to challenge the age restriction element of Colo. Rev. Stat.
§ 1-40-112(1) (1998). Because the Court of Appeals held
that the age restriction on petition circulation was constitutional,
it is unnecessary to point out the absurdity of the respondents'
minority argument.
2. The Court dismisses this state interest as "diminished,"
by noting that the affidavit requirement identifies residents.
Ante, at 12. Yet even if the interest is diminished, it
surely is not eliminated, and it is curious that the Court relies
on the affidavit requirement to strike down the elector requirement,
but does not use it to preserve that part of the disclosure requirements
that also contain information duplicated by the affidavits. Cf.,
Part V, ante.
3. See Ariz. Rev. Stat. Ann. § 16-315 (1996); Cal. Elec.
Code Ann. § 8106(b)(4) (West 1996); Colo. Rev. Stat. §
1-4-905 (1998); Conn. Gen. Stat. § 9-410 (Supp. 1998); D.
C. Code Ann. § 1-1312(b)(2) (1992); Idaho Code § §
34-626, 34-1807 (Supp. 1998); Ill. Comp. Stat., ch. 10, §
§ 5/7-10, 5/8-8, 5/10-4 (Supp. 1998); Kan. Stat. Ann. §
25-205(d) (1993); Mich. Comp. Laws § 168.544c(3) (Supp.
1998); Mo. Rev. Stat. § 115.325(2) (1997); Neb. Rev. Stat.
§ 32-630 (Supp. 1997); N. Y. Elec. Law § § 6-132,
6-140, 6-204, 6-206 (McKinney 1998); Ohio Rev. Code Ann. §
3503.06 (1996); 25 Pa. Cons. Stat. § 2869 (1994); R. I.
Gen. Laws § 17-23-12 (1996); S. D. Comp. Laws Ann. §
12-1-3 (1995); Va. Code Ann. § 24.2-521 (Supp. 1998); W.
Va. Code § 3-5-23 (1994); Wis. Stat. § 8.40 (1996);
Wyo. Stat. § 22-5-304 (1992).
4. See Ga. Code Ann. § § 21-2-132(g)(3)(A), 21-2-170(d)(1)
(1993 and Supp. 1997).
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