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CITY OF CHICAGO, PETITIONER
v.
JESUS MORALES et al.
No. 97-1121
In the Supreme Court of the United States
On writ of certiorari to the Supreme Court of Illinois
Stevens, J., announced the judgment of the Court and delivered
the opinion of the Court with respect to Parts I, II, and V,
in which O' Connor, Kennedy, Souter, Ginsburg, and Breyer, JJ.,
joined, and an opinion with respect to Parts III, IV, and VI,
in which Souter and Ginsburg, JJ., joined. O' Connor, J., filed
an opinion concurring in part and concurring in the judgment,
in which Breyer, J., joined. Kennedy, J., and Breyer, J., filed
opinions concurring in part and concurring in the judgment. Scalia,
J., filed a dissenting opinion. Thomas, J., filed a dissenting
opinion, in which Rehnquist, C. J., and Scalia, J., joined.
Argued December 9, 1998
Decided June 10, 1999
Justice Stevens announced the judgment of the Court and delivered
the opinion of the Court with respect to Parts I, II, and V,
and an opinion with respect to Parts III, IV, and VI, in which
Justice Souter and Justice Ginsburg join.
In 1992, the Chicago City Council enacted the Gang Congregation
Ordinance, which prohibits "criminal street gang members"
from "loitering" with one another or with other persons
in any public place. The question presented is whether the Supreme
Court of Illinois correctly held that the ordinance violates
the Due Process Clause of the Fourteenth Amendment to
the Federal Constitution.
I
Before the ordinance was adopted, the city council' s Committee
on Police and Fire conducted hearings to explore the problems
created by the city' s street gangs, and more particularly, the
consequences of public loitering by gang members. Witnesses included
residents of the neighborhoods where gang members are most active,
as well as some of the aldermen who represent those areas. Based
on that evidence, the council made a series of findings that
are included in the text of the ordinance and explain the reasons
for its enactment.[FOOTNOTE 1]
The council found that a continuing increase in criminal street
gang activity was largely responsible for the city' s rising
murder rate, as well as an escalation of violent and drug related
crimes. It noted that in many neighborhoods throughout the city,
"the burgeoning presence of street gang members in public
places has intimidated many law abiding citizens." 177 Ill.
2d 440, 445, 687 N. E. 2d 53, 58 (1997). Furthermore,
the council stated that gang members "establish control
over identifiable areas . . . by loitering in those areas and
intimidating others from entering those areas; and . . . [m]embers
of criminal street gangs avoid arrest by committing no offense
punishable under existing laws when they know the police are
present . . . ." Ibid. It further found that "loitering
in public places by criminal street gang members creates a justifiable
fear for the safety of persons and property in the area"
and that "[a]ggressive action is necessary to preserve the
city' s streets and other public places so that the public may
use such places without fear." Moreover, the council concluded
that the city "has an interest in discouraging all persons
from loitering in public places with criminal gang members."
Ibid.
The ordinance creates a criminal offense punishable by a fine
of up to $500, imprisonment for not more than six months, and
a requirement to perform up to 120 hours of community service.
Commission of the offense involves four predicates. First, the
police officer must reasonably believe that at least one of the
two or more persons present in a "public place" is
a "criminal street gang membe[r]." Second, the persons
must be "loitering," which the ordinance defines as
"remain[ing] in any one place with no apparent purpose."
Third, the officer must then order "all" of the persons
to disperse and remove themselves "from the area."
Fourth, a person must disobey the officer' s order. If any person,
whether a gang member or not, disobeys the officer' s order,
that person is guilty of violating the ordinance. Ibid.[FOOTNOTE
2]
Two months after the ordinance was adopted, the Chicago Police
Department promulgated General Order 92-4 to provide guidelines
to govern its enforcement.[FOOTNOTE 3] That order purported to
establish limitations on the enforcement discretion of police
officers "to ensure that the anti-gang loitering ordinance
is not enforced in an arbitrary or discriminatory way."
Chicago Police Department, General Order 92-4, reprinted in App.
to Pet. for Cert. 65a. The limitations confine the authority
to arrest gang members who violate the ordinance to sworn "members
of the Gang Crime Section" and certain other designated
officers,[FOOTNOTE 4] and establish detailed criteria for defining
street gangs and membership in such gangs. Id., at 66a-67a.
In addition, the order directs district commanders to "designate
areas in which the presence of gang members has a demonstrable
effect on the activities of law abiding persons in the surrounding
community," and provides that the ordinance "will be
enforced only within the designated areas." Id., at
68a-69a. The city, however, does not release the locations of
these "designated areas" to the public.[FOOTNOTE 5]
II
During the three years of its enforcement,[FOOTNOTE 6] the
police issued over 89,000 dispersal orders and arrested over
42,000 people for violating the ordinance.[FOOTNOTE 7] In the
ensuing enforcement proceedings, two trial judges upheld the
constitutionality of the ordinance, but eleven others ruled that
it was invalid.[FOOTNOTE 8] In respondent Youkhana' s case, the
trial judge held that the "ordinance fails to notify individuals
what conduct is prohibited, and it encourages arbitrary and capricious
enforcement by police." [FOOTNOTE 9]
The Illinois Appellate Court affirmed the trial court' s ruling
in the Youkhana case,[FOOTNOTE 10] consolidated and affirmed
other pending appeals in accordance with Youkhana,[FOOTNOTE
11] and reversed the convictions of respondents Gutierrez, Morales,
and others.[FOOTNOTE 12] The Appellate Court was persuaded that
the ordinance impaired the freedom of assembly of non-gang members
in violation of the First Amendment to the Federal Constitution
and Article I of the Illinois Constitution, that it was unconstitutionally
vague, that it improperly criminalized status rather than conduct,
and that it jeopardized rights guaranteed under the Fourth
Amendment.[FOOTNOTE 13]
The Illinois Supreme Court affirmed. It held "that the
gang loitering ordinance violates due process of law in that
it is impermissibly vague on its face and an arbitrary restriction
on personal liberties." 177 Ill. 2d, at 447, 687 N. E. 2d,
at 59. The court did not reach the contentions that the ordinance
"creates a status offense, permits arrests without probable
cause or is overbroad." Ibid.
In support of its vagueness holding, the court pointed out
that the definition of "loitering" in the ordinance
drew no distinction between innocent conduct and conduct calculated
to cause harm.[FOOTNOTE 14] "Moreover, the definition of
' loiter' provided by the ordinance does not assist in clearly
articulating the proscriptions of the ordinance." Id.,
at 451-452, 687 N. E. 2d, at 60-61. Furthermore, it concluded
that the ordinance was "not reasonably susceptible to a
limiting construction which would affirm its validity."
[FOOTNOTE 15]
We granted certiorari, 523 U.S. ___ (1998) , and now affirm.
Like the Illinois Supreme Court, we conclude that the ordinance
enacted by the city of Chicago is unconstitutionally vague.
III
The basic factual predicate for the city' s ordinance is not
in dispute. As the city argues in its brief, "the very presence
of a large collection of obviously brazen, insistent, and lawless
gang members and hangers-on on the public ways intimidates residents,
who become afraid even to leave their homes and go about their
business. That, in turn, imperils community residents' sense
of safety and security, detracts from property values, and can
ultimately destabilize entire neighborhoods." [FOOTNOTE
16] The findings in the ordinance explain that it was motivated
by these concerns. We have no doubt that a law that directly
prohibited such intimidating conduct would be constitutional,[FOOTNOTE
17] but this ordinance broadly covers a significant amount of
additional activity. Uncertainty about the scope of that additional
coverage provides the basis for respondents' claim that the ordinance
is too vague.
We are confronted at the outset with the city' s claim that
it was improper for the state courts to conclude that the ordinance
is invalid on its face. The city correctly points out that imprecise
laws can be attacked on their face under two different doctrines.[FOOTNOTE
18] First, the overbreadth doctrine permits the facial invalidation
of laws that inhibit the exercise of First Amendment rights
if the impermissible applications of the law are substantial
when "judged in relation to the statute' s plainly legitimate
sweep." Broadrick v. Oklahoma, 413 U.S. 601, 612-615
(1973). Second, even if an enactment does not reach a substantial
amount of constitutionally protected conduct, it may be impermissibly
vague because it fails to establish standards for the police
and public that are sufficient to guard against the arbitrary
deprivation of liberty interests. Kolender v. Lawson, 461
U.S. 352, 358 (1983).
While we, like the Illinois courts, conclude that the ordinance
is invalid on its face, we do not rely on the overbreadth doctrine.
We agree with the city' s submission that the law does not have
a sufficiently substantial impact on conduct protected by the
First Amendment to render it unconstitutional. The ordinance
does not prohibit speech. Because the term "loiter"
is defined as remaining in one place "with no apparent purpose,"
it is also clear that it does not prohibit any form of conduct
that is apparently intended to convey a message. By its terms,
the ordinance is inapplicable to assemblies that are designed
to demonstrate a group' s support of, or opposition to, a particular
point of view. Cf. Clark v. Community for Creative Non&nbhyphViolence,
468 U.S. 288 (1984); Gregory v. Chicago, 394 U.S. 111 (1969).
Its impact on the social contact between gang members and others
does not impair the First Amendment "right of association"
that our cases have recognized. See Dallas v. Stanglin, 490
U.S. 19, 23-25 (1989).
On the other hand, as the United States recognizes, the freedom
to loiter for innocent purposes is part of the "liberty"
protected by the Due Process Clause of the Fourteenth Amendment.[FOOTNOTE
19] We have expressly identified this "right to remove from
one place to another according to inclination" as "an
attribute of personal liberty" protected by the Constitution.
Williams v. Fears, 179 U.S. 270, 274 (1900); see also Papachristou
v. Jacksonville, 405 U.S. 156, 164 (1972).[FOOTNOTE 20] Indeed,
it is apparent that an individual' s decision to remain in a
public place of his choice is as much a part of his liberty as
the freedom of movement inside frontiers that is "a part
of our heritage" Kent v. Dulles, 357 U.S. 116, 126
(1958), or the right to move "to whatsoever place one' s
own inclination may direct" identified in Blackstone' s
Commentaries. 1 W. Blackstone, Commentaries on the Laws of England
130 (1765).[FOOTNOTE 21]
There is no need, however, to decide whether the impact of
the Chicago ordinance on constitutionally protected liberty alone
would suffice to support a facial challenge under the overbreadth
doctrine. Cf. Aptheker v. Secretary of State, 378 U.S. 500,
515-517 (1964) (right to travel); Planned Parenthood of Central
Mo. v. Danforth, 428 U.S. 52, 82-83 (1976) (abortion); Kolender
v. Lawson, 461 U.S., at 358-360, nn. 3, 9. For it is clear
that the vagueness of this enactment makes a facial challenge
appropriate. This is not an ordinance that "simply regulates
business behavior and contains a scienter requirement."
See Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455
U.S. 489, 499 (1982). It is a criminal law that contains
no mens rea requirement, see Colautti v. Franklin, 439 U.S.
379, 395 (1979), and infringes on constitutionally protected
rights, see id., at 391. When vagueness permeates the
text of such a law, it is subject to facial attack.[FOOTNOTE
22]
Vagueness may invalidate a criminal law for either of two
independent reasons. First, it may fail to provide the kind of
notice that will enable ordinary people to understand what conduct
it prohibits; second, it may authorize and even encourage arbitrary
and discriminatory enforcement. See Kolender v. Lawson,
461 U.S., at 357. Accordingly, we first consider whether the
ordinance provides fair notice to the citizen and then discuss
its potential for arbitrary enforcement.
IV
"It is established that a law fails to meet the requirements
of the Due Process Clause if it is so vague and standardless
that it leaves the public uncertain as to the conduct it prohibits
. . . ." Giaccio v. Pennsylvania, 382 U.S. 399, 402-403
(1966). The Illinois Supreme Court recognized that the term "loiter"
may have a common and accepted meaning, 177 Ill. 2d, at 451,
687 N. E. 2d, at 61, but the definition of that term in this
ordinance-" to remain in any one place with no apparent
purpose" -does not. It is difficult to imagine how any citizen
of the city of Chicago standing in a public place with a group
of people would know if he or she had an "apparent purpose."
If she were talking to another person, would she have an apparent
purpose? If she were frequently checking her watch and looking
expectantly down the street, would she have an apparent purpose?[FOOTNOTE
23]
Since the city cannot conceivably have meant to criminalize
each instance a citizen stands in public with a gang member,
the vagueness that dooms this ordinance is not the product of
uncertainty about the normal meaning of "loitering,"
but rather about what loitering is covered by the ordinance and
what is not. The Illinois Supreme Court emphasized the law' s
failure to distinguish between innocent conduct and conduct threatening
harm.[FOOTNOTE 24] Its decision followed the precedent set by
a number of state courts that have upheld ordinances that criminalize
loitering combined with some other overt act or evidence of criminal
intent.[FOOTNOTE 25] However, state courts have uniformly invalidated
laws that do not join the term "loitering" with a second
specific element of the crime.[FOOTNOTE 26]
The city' s principal response to this concern about adequate
notice is that loiterers are not subject to sanction until after
they have failed to comply with an officer' s order to disperse.
"[W]hatever problem is created by a law that criminalizes
conduct people normally believe to be innocent is solved when
persons receive actual notice from a police order of what they
are expected to do." [FOOTNOTE 27] We find this response
unpersuasive for at least two reasons.
First, the purpose of the fair notice requirement is to enable
the ordinary citizen to conform his or her conduct to the law.
"No one may be required at peril of life, liberty or property
to speculate as to the meaning of penal statutes." Lanzetta
v. New Jersey, 306 U.S. 451, 453 (1939). Although it is true
that a loiterer is not subject to criminal sanctions unless he
or she disobeys a dispersal order, the loitering is the conduct
that the ordinance is designed to prohibit.[FOOTNOTE 28] If the
loitering is in fact harmless and innocent, the dispersal order
itself is an unjustified impairment of liberty. If the police
are able to decide arbitrarily which members of the public they
will order to disperse, then the Chicago ordinance becomes indistinguishable
from the law we held invalid in Shuttlesworth v. Birmingham,
382 U.S. 87, 90 (1965).[FOOTNOTE 29] Because an officer may
issue an order only after prohibited conduct has already occurred,
it cannot provide the kind of advance notice that will protect
the putative loiterer from being ordered to disperse. Such an
order cannot retroactively give adequate warning of the boundary
between the permissible and the impermissible applications of
the law.[FOOTNOTE 30]
Second, the terms of the dispersal order compound the inadequacy
of the notice afforded by the ordinance. It provides that the
officer "shall order all such persons to disperse and remove
themselves from the area." App. to Pet. for Cert. 61a. This
vague phrasing raises a host of questions. After such an order
issues, how long must the loiterers remain apart? How far must
they move? If each loiterer walks around the block and they meet
again at the same location, are they subject to arrest or merely
to being ordered to disperse again? As we do here, we have found
vagueness in a criminal statute exacerbated by the use of the
standards of "neighborhood" and "locality."
Connally v. General Constr. Co., 269 U.S. 385 (1926). We remarked
in Connally that "[b]oth terms are elastic and, dependent
upon circumstances, may be equally satisfied by areas measured
by rods or by miles." Id., at 395.
Lack of clarity in the description of the loiterer' s duty
to obey a dispersal order might not render the ordinance unconstitutionally
vague if the definition of the forbidden conduct were clear,
but it does buttress our conclusion that the entire ordinance
fails to give the ordinary citizen adequate notice of what is
forbidden and what is permitted. The Constitution does not permit
a legislature to "set a net large enough to catch all possible
offenders, and leave it to the courts to step inside and say
who could be rightfully detained, and who should be set at large."
United States v. Reese, 92 U.S. 214, 221 (1876). This
ordinance is therefore vague "not in the sense that it requires
a person to conform his conduct to an imprecise but comprehensible
normative standard, but rather in the sense that no standard
of conduct is specified at all." Coates v. Cincinnati,
402 U.S. 611, 614 (1971).
V
The broad sweep of the ordinance also violates "' the
requirement that a legislature establish minimal guidelines to
govern law enforcement.' "Kolender v. Lawson, 461
U.S., at 358. There are no such guidelines in the ordinance.
In any public place in the city of Chicago, persons who stand
or sit in the company of a gang member may be ordered to disperse
unless their purpose is apparent. The mandatory language in the
enactment directs the police to issue an order without first
making any inquiry about their possible purposes. It matters
not whether the reason that a gang member and his father, for
example, might loiter near Wrigley Field is to rob an unsuspecting
fan or just to get a glimpse of Sammy Sosa leaving the ballpark;
in either event, if their purpose is not apparent to a nearby
police officer, she may-indeed, she "shall" -order
them to disperse.
Recognizing that the ordinance does reach a substantial amount
of innocent conduct, we turn, then, to its language to determine
if it "necessarily entrusts lawmaking to the moment-to-moment
judgment of the policeman on his beat." Kolender v. Lawson,
461 U.S., at 359 (internal quotation marks omitted). As we
discussed in the context of fair notice, see supra, at 12,
the principal source of the vast discretion conferred on
the police in this case is the definition of loitering as "to
remain in any one place with no apparent purpose."
As the Illinois Supreme Court interprets that definition,
it "provides absolute discretion to police officers to determine
what activities constitute loitering." 177 Ill. 2d, at 457,
687 N. E. 2d, at 63. We have no authority to construe the language
of a state statute more narrowly than the construction given
by that State' s highest court.[FOOTNOTE 31] "The power
to determine the meaning of a statute carries with it the power
to prescribe its extent and limitations as well as the method
by which they shall be determined." Smiley v. Kansas,
196 U.S. 447, 455 (1905).
Nevertheless, the city disputes the Illinois Supreme Court'
s interpretation, arguing that the text of the ordinance limits
the officer' s discretion in three ways. First, it does not permit
the officer to issue a dispersal order to anyone who is moving
along or who has an apparent purpose. Second, it does not permit
an arrest if individuals obey a dispersal order. Third, no order
can issue unless the officer reasonably believes that one of
the loiterers is a member of a criminal street gang.
Even putting to one side our duty to defer to a state court'
s construction of the scope of a local enactment, we find each
of these limitations insufficient. That the ordinance does not
apply to people who are moving-that is, to activity that would
not constitute loitering under any possible definition of the
term-does not even address the question of how much discretion
the police enjoy in deciding which stationary persons to disperse
under the ordinance.[FOOTNOTE 32] Similarly, that the ordinance
does not permit an arrest until after a dispersal order has been
disobeyed does not provide any guidance to the officer deciding
whether such an order should issue. The "no apparent purpose"
standard for making that decision is inherently subjective because
its application depends on whether some purpose is "apparent"
to the officer on the scene.
Presumably an officer would have discretion to treat some
purposes-perhaps a purpose to engage in idle conversation or
simply to enjoy a cool breeze on a warm evening-as too frivolous
to be apparent if he suspected a different ulterior motive. Moreover,
an officer conscious of the city council' s reasons for enacting
the ordinance might well ignore its text and issue a dispersal
order, even though an illicit purpose is actually apparent.
It is true, as the city argues, that the requirement that
the officer reasonably believe that a group of loiterers contains
a gang member does place a limit on the authority to order dispersal.
That limitation would no doubt be sufficient if the ordinance
only applied to loitering that had an apparently harmful purpose
or effect,[FOOTNOTE 33] or possibly if it only applied to loitering
by persons reasonably believed to be criminal gang members. But
this ordinance, for reasons that are not explained in the findings
of the city council, requires no harmful purpose and applies
to non-gang members as well as suspected gang members.[FOOTNOTE
34] It applies to everyone in the city who may remain in one
place with one suspected gang member as long as their purpose
is not apparent to an officer observing them. Friends, relatives,
teachers, counselors, or even total strangers might unwittingly
engage in forbidden loitering if they happen to engage in idle
conversation with a gang member.
Ironically, the definition of loitering in the Chicago ordinance
not only extends its scope to encompass harmless conduct, but
also has the perverse consequence of excluding from its coverage
much of the intimidating conduct that motivated its enactment.
As the city council' s findings demonstrate, the most harmful
gang loitering is motivated either by an apparent purpose to
publicize the gang' s dominance of certain territory, thereby
intimidating nonmembers, or by an equally apparent purpose to
conceal ongoing commerce in illegal drugs. As the Illinois Supreme
Court has not placed any limiting construction on the language
in the ordinance, we must assume that the ordinance means what
it says and that it has no application to loiterers whose purpose
is apparent. The relative importance of its application to harmless
loitering is magnified by its inapplicability to loitering that
has an obviously threatening or illicit purpose.
Finally, in its opinion striking down the ordinance, the Illinois
Supreme Court refused to accept the general order issued by the
police department as a sufficient limitation on the "vast
amount of discretion" granted to the police in its enforcement.
We agree. See Smith v. Goguen, 415 U.S. 566, 575 (1974).
That the police have adopted internal rules limiting their enforcement
to certain designated areas in the city would not provide a defense
to a loiterer who might be arrested elsewhere. Nor could a person
who knowingly loitered with a well-known gang member anywhere
in the city safely assume that they would not be ordered to disperse
no matter how innocent and harmless their loitering might be.
VI
In our judgment, the Illinois Supreme Court correctly concluded
that the ordinance does not provide sufficiently specific limits
on the enforcement discretion of the police "to meet constitutional
standards for definiteness and clarity." [FOOTNOTE 35] 177
Ill. 2d, at 459, 687 N. E. 2d, at 64. We recognize the serious
and difficult problems testified to by the citizens of Chicago
that led to the enactment of this ordinance. "We are mindful
that the preservation of liberty depends in part on the maintenance
of social order."
Houston v. Hill, 482 U.S. 451, 471-472 (1987). However,
in this instance the city has enacted an ordinance that affords
too much discretion to the police and too little notice to citizens
who wish to use the public streets.
Accordingly, the judgment of the Supreme Court of Illinois
is
Affirmed.
Notes
1. The findings are quoted in full in the opinion of the Supreme
Court of Illinois. 177 Ill. 2d 440, 445, 687 N. E. 2d 53, 58
(1997). Some of the evidence supporting these findings is quoted
in Justice Thomas' dissenting opinion. Post, at 3-4.
2. The ordinance states in pertinent part: "(a) Whenever
a police officer observes a person whom he reasonably believes
to be a criminal street gang member loitering in any public place
with one or more other persons, he shall order all such persons
to disperse and remove themselves from the area. Any person who
does not promptly obey such an order is in violation of this
section. "(b) It shall be an affirmative defense to an alleged
violation of this section that no person who was observed loitering
was in fact a member of a criminal street gang. "(c) As
used in this section: "(1) ' Loiter' means to remain in
any one place with no apparent purpose. "(2) ' Criminal
street gang' means any ongoing organization, association in fact
or group of three or more persons, whether formal or informal,
having as one of its substantial activities the commission of
one or more of the criminal acts enumerated in paragraph (3),
and whose members individually or collectively engage in or have
engaged in a pattern of criminal gang activity. . . . . . "(5)
' Public place' means the public way and any other location open
to the public, whether publicly or privately owned. "(e)
Any person who violates this Section is subject to a fine of
not less than $100 and not more than $500 for each offense, or
imprisonment for not more than six months, or both. "In
addition to or instead of the above penalties, any person who
violates this section may be required to perform up to 120 hours
of community service pursuant to section 1-4-120 of this Code."
Chicago Municipal Code § 8-4-015 (added June 17, 1992),
reprinted in App. to Pet. for Cert. 61a-63a.
3. As the Illinois Supreme Court noted, during the hearings
preceding the adoption of the ordinance, "representatives
of the Chicago law and police departments informed the city counsel
that any limitations on the discretion police have in enforcing
the ordinance would be best developed through police policy,
rather than placing such limitations into the ordinance itself."
177 Ill. 2d, at 445, 687 N. E. 2d, at 58-59.
4. Presumably, these officers would also be able to arrest
all nongang members who violate the ordinance.
5. Tr. of Oral Arg. 22-23.
6. The city began enforcing the ordinance on the effective
date of the general order in August 1992 and stopped enforcing
it in December 1995, when it was held invalid in Chicago v.
Youkhana, 277 Ill. App. 3d 101, 660 N. E. 2d 34 (1995). Tr.
of Oral Arg. 43.
7. Brief for Petitioner 16. There were 5,251 arrests under
the ordinance in 1993, 15,660 in 1994, and 22,056 in 1995. City
of Chicago, R. Daley & T. Hillard, Gang and Narcotic Related
Violent Crime: 1993-1997, p. 7 (June 1998). The city believes
that the ordinance resulted in a significant decline in gang-related
homicides. It notes that in 1995, the last year the ordinance
was enforced, the gang-related homicide rate fell by 26%. In
1996, after the ordinance had been held invalid, the gang-related
homicide rate rose 11%. Pet. for Cert. 9, n. 5. However, gang-related
homicides fell by 19% in 1997, over a year after the suspension
of the ordinance. Daley & Hillard, at 5. Given the myriad
factors that influence levels of violence, it is difficult to
evaluate the probative value of this statistical evidence, or
to reach any firm conclusion about the ordinance' s efficacy.
Cf. Harcourt, Reflecting on the Subject: A Critique of the Social
Influence Conception of Deterrence, the Broken Windows Theory,
and Order-Maintenance Policing New York Style, 97 Mich. L. Rev.
291, 296 (1998) (describing the "hotly contested debate
raging among . . . experts over the causes of the decline in
crime in New York City and nationally" ).
8. See Poulos, Chicago' s Ban on Gang Loitering: Making Sense
of Vagueness and Overbreadth in Loitering Laws, 83 Cal. L. Rev.
379, 384, n. 26 (1995).
9. Chicago v. Youkhana, Nos. 93 MCI 293363 et al. (Ill.
Cir. Ct., Cook Cty., Sept.29, 1993), App. to Pet. for Cert. 45a.
The court also concluded that the ordinance improperly authorized
arrest on the basis of a person' s status instead of conduct
and that it was facially overbroad under the First Amendment
to the Federal Constitution and Art. 1, § 5, of the Illinois
Constitution. Id., at 59a.
10. Chicago v. Youkhana, 277 Ill. App. 3d 101, 660
N. E. 2d 34 (1995).
11. Chicago v. Ramsey, Nos. 1-93-4125 et al. (Ill.
App., Dec. 29, 1995), reprinted in App. to Pet. for Cert. 39a.
12. Chicago v. Morales, Nos. 1-93-4039 et al. (Ill.
App., Dec 29, 1995), reprinted in App. to Pet. for Cert. 37a.
13. Chicago v. Youkhana, 277 Ill. App. 3d, at 106,
660 N. E. 2d, at 38; id., at 112, 660 N. E. 2d, at 41;
id., at 113, 660 N. E. 2d, at 42.
14. "The ordinance defines ' loiter' to mean ' to remain
in any one place with no apparent purpose.' Chicago Municipal
Code § 8-4-015(c)(1) (added June 17, 1992). People with
entirely legitimate and lawful purposes will not always be able
to make their purposes apparent to an observing police officer.
For example, a person waiting to hail a taxi, resting on a corner
during a job, or stepping into a doorway to evade a rain shower
has a perfectly legitimate purpose in all these scenarios; however,
that purpose will rarely be apparent to an observer." 177
Ill. 2d, at 451-452, 687 N. E. 2d, at 60-61.
15. It stated, "Although the proscriptions of the ordinance
are vague, the city council' s intent in its enactment is clear
and unambiguous. The city has declared gang members a pubic menace
and determined that gang members are too adept at avoiding arrest
for all the other crimes they commit. Accordingly, the city council
crafted an exceptionally broad ordinance which could be used
to sweep these intolerable and objectionable gang members from
the city streets." Id., at 458, 687 N. E. 2d, at
64.
16. Brief for Petitioner 14.
17. In fact the city already has several laws that serve this
purpose. See, e.g., Ill. Comp. Stat. ch. 720 § §
5/12-6 (1998) (Intimidation); 570/405.2 (Streetgang criminal
drug conspiracy); 147/1 et seq. (Illinois Streetgang Terrorism
Omnibus Prevention Act); 5/25-1 (Mob action). Deputy Superintendent
Cooper, the only representative of the police department at the
Committee on Police and Fire hearing on the ordinance, testified
that, of the kinds of behavior people had discussed at the hearing,
"90 percent of those instances are actually criminal offenses
where people, in fact, can be arrested." Record, Appendix
II to plaintiff' s memorandum in opposition to Motion to Dismiss
182 (Transcript of Proceedings, Chicago City Council Committee
on Police and Fire, May 18, 1992).
18. Brief for Petitioner 17.
19. See Brief for United States as Amicus Curiae 23:
"We do not doubt that, under the Due Process Clause, individuals
in this country have significant liberty interests in standing
on sidewalks and in other public places, and in traveling, moving,
and associating with others." The city appears to agree,
at least to the extent that such activities include "social
gatherings." Brief for Petitioner 21, n. 13. Both Justice
Scalia, post, at 12-15, and Justice Thomas, post,
at 5-9, not only disagree with this proposition, but also incorrectly
assume (as the city does not, see Brief for Petitioner 44) that
identification of an obvious liberty interest that is impacted
by a statute is equivalent to finding a violation of substantive
due process. See n. 35, infra.
20. Petitioner cites historical precedent against recognizing
what it describes as the "fundamental right to loiter."
Brief for Petitioner 12. While antiloitering ordinances have
long existed in this country, their pedigree does not ensure
their constitutionality. In 16th-century England, for example,
the "' Slavery acts' "provided for a 2-year enslavement
period for anyone who "' liveth idly and loiteringly, by
the space of three days.' "Note, Homelessness in a Modern
Urban Setting, 10 Fordham Urb. L. J. 749, 754, n. 17 (1982).
In Papachristou we noted that many American vagrancy laws
were patterned on these "Elizabethan poor laws." 405
U.S., at 161-162. These laws went virtually unchallenged in this
country until attorneys became widely available to the indigent
following our decision in Gideon v. Wainwright, 372 U.S. 335
(1963). See Recent Developments, Constitutional Attacks on Vagrancy
Laws, 20 Stan. L. Rev. 782, 783 (1968). In addition, vagrancy
laws were used after the Civil War to keep former slaves in a
state of quasi slavery. In 1865, for example, Alabama broadened
its vagrancy statute to include "' any runaway, stubborn
servant or child' "and "' a laborer or servant who
loiters away his time, or refuses to comply with any contract
for a term of service without just cause.' "T. Wilson, Black
Codes of the South 76 (1965). The Reconstruction-era vagrancy
laws had especially harsh consequences on African-American women
and children. L. Kerber, No Constitutional Right to be Ladies:
Women and the Obligations of Citizenship 50-69 (1998). Neither
this history nor the scholarly compendia in Justice Thomas' dissent,
post, at 5-9, persuades us that the right to engage in
loitering that is entirely harmless in both purpose and effect
is not a part of the liberty protected by the Due Process Clause.
21. The freewheeling and hypothetical character of Justice
Scalia' s discussion of liberty is epitomized by his assumption
that citizens of Chicago, who were once "free to drive about
the city" at whatever speed they wished, were the ones who
decided to limit that freedom by adopting a speed limit. Post,
at 1. History tells quite a different story. In 1903, the Illinois
Legislature passed, "An Act to regulate the speed of automobiles
and other horseless conveyances upon the public streets, roads,
and highways of the state of Illinois." That statute, with
some exceptions, set a speed limit of 15 miles per hour. See
Christy v. Elliott, 216 Ill. 31, 74 N. E. 1035 (1905).
In 1900, there were 1,698,575 citizens of Chicago, 1 Twelfth
Census of the United States 430 (1900) (Table 6), but only 8,000
cars (both private and commercial) registered in the entire United
States. See Ward' s Automotive Yearbook 230 (1990). Even though
the number of cars in the country had increased to 77,400 by
1905, ibid., it seems quite clear that it was pedestrians,
rather than drivers, who were primarily responsible for Illinois'
decision to impose a speed limit.
22. The burden of the first portion of Justice Scalia' s dissent
is virtually a facial challenge to the facial challenge doctrine.
See post, at 2-11. He first lauds the "clarity of
our general jurisprudence" in the method for assessing facial
challenges and then states that the clear import of our cases
is that, in order to mount a successful facial challenge, a plaintiff
must "establish that no set of circumstances exists under
which the Act would be valid." See post, at 7; United
States v. Salerno, 481 U.S. 739, 745 (1987). To the extent
we have consistently articulated a clear standard for facial
challenges, it is not the Salerno formulation, which has
never been the decisive factor in any decision of this Court,
including Salerno itself (even though the defendants in
that case did not claim that the statute was unconstitutional
as applied to them, see id., at 745, n. 3, the Court nevertheless
entertained their facial challenge). Since we, like the Illinois
Supreme Court, conclude that vagueness permeates the ordinance,
a facial challenge is appropriate. We need not, however, resolve
the viability of Salerno' s dictum, because this case
comes to us from a state-not a federal-court. When asserting
a facial challenge, a party seeks to vindicate not only his own
rights, but those of others who may also be adversely impacted
by the statute in question. In this sense, the threshold for
facial challenges is a species of third party (jus tertii)
standing, which we have recognized as a prudential doctrine
and not one mandated by Article III of the Constitution. See
Secretary of State of Md. v. Joseph H. Munson Co., 467 U.S.
947, 955 (1984). When a state court has reached the merits
of a constitutional claim, "invoking prudential limitations
on [the respondent' s] assertion of jus tertii would serve
no functional purpose." City of Revere v. Massachusetts
Gen. Hospital, 463 U.S. 239, 243 (1983) (internal quotation
marks omitted). Whether or not it would be appropriate for federal
courts to apply the Salerno standard in some cases-a proposition
which is doubtful-state courts need not apply prudential notions
of standing created by this Court. See ASARCO Inc. v. Kadish,
490 U.S. 605, 618 (1989). Justice Scalia' s assumption that
state courts must apply the restrictive Salerno test is
incorrect as a matter of law; moreover it contradicts "essential
principles of federalism." See Dorf, Facial Challenges to
State and Federal Statutes, 46 Stan. L. Rev. 235, 284 (1994).
23. The Solicitor General, while supporting the city' s argument
that the ordinance is constitutional, appears to recognize that
the ordinance cannot be read literally without invoking intractable
vagueness concerns. "[T]he purpose simply to stand on a
corner cannot be an ' apparent purpose' under the ordinance;
if it were, the ordinance would prohibit nothing at all."
Brief for United States as Amicus Curiae 12-13.
24. 177 Ill. 2d, at 452, 687 N. E. 2d, at 61.
One of the trial courts that invalidated the ordinance gave the
following illustration: "Suppose a group of gang members
were playing basketball in the park, while waiting for a drug
delivery. Their apparent purpose is that they are in the park
to play ball. The actual purpose is that they are waiting for
drugs. Under this definition of loitering, a group of people
innocently sitting in a park discussing their futures would be
arrested, while the ' basketball players' awaiting a drug delivery
would be left alone." Chicago v. Youkhana, Nos. 93
MCI 293363 et al. (Ill. Cir. Ct., Cook Cty., Sept. 29, 1993),
reprinted in App. to Pet. for Cert. 45a.
25. See, e.g., Tacoma v. Luvene, 118 Wash. 2d 826,
827 P.2d 1374 (1992) (upholding ordinance criminalizing loitering
with purpose to engage in drug-related activities); People
v. Superior Court, 46 Cal. 3d 381, 394-395, 758 P.2d 1046,
1052 (1988) (upholding ordinance criminalizing loitering for
the purpose of engaging in or soliciting lewd act).
26. See, e.g., State v. Richard, 108 Nev. 626, 629,
836 P.2d 622, 624, n. 2 (1992) (striking down statute that made
it unlawful "for any person to loiter or prowl upon the
property of another without lawful business with the owner or
occupant thereof" ).
27. Brief for Petitioner 31.
28. In this way, the ordinance differs from the statute upheld
in Colten v. Kentucky, 407 U.S. 104, 110 (1972). There,
we found that the illegality of the underlying conduct was clear.
"Any person who stands in a group of persons along a highway
where the police are investigating a traffic violation and seeks
to engage the attention of an officer issuing a summons should
understand that he could be convicted under . . . Kentucky' s
statute if he fails to obey an order to move on." Ibid.
29. "Literally read. . . this ordinance says that a person
may stand on a public sidewalk in Birmingham only at the whim
of any police officer of that city. The constitutional vice of
so broad a provision needs no demonstration." 381 U.S.,
at 90.
30. As we have noted in a similar context: "If petitioners
were held guilty of violating the Georgia statute because they
disobeyed the officers, this case falls within the rule that
a generally worded statute which is construed to punish conduct
which cannot constitutionally be punished is unconstitutionally
vague to the extent that it fails to give adequate warning of
the boundary between the constitutionally permissible and constitutionally
impermissible applications of the statute." Wright v.
Georgia, 373 U.S. 284, 292 (1963).
31. This critical fact distinguishes this case from Boos
v. Barry, 485 U.S. 312, 329-330 (1988). There, we noted that
the text of the relevant statute, read literally, may have been
void for vagueness both on notice and on discretionary enforcement
grounds. We then found, however, that the Court of Appeals had
"provided a narrowing construction that alleviates both
of these difficulties." Ibid.
32. It is possible to read the mandatory language of the ordinance
and conclude that it affords the police no discretion,
since it speaks with the mandatory "shall." However,
not even the city makes this argument, which flies in the face
of common sense that all police officers must use some discretion
in deciding when and where to enforce city ordinances.
33. Justice Thomas' dissent overlooks the important distinction
between this ordinance and those that authorize the police "to
order groups of individuals who threaten the public peace to
disperse." See post, at 11.
34. Not all of the respondents in this case, for example,
are gang members. The city admits that it was unable to prove
that Morales is a gang member but justifies his arrest and conviction
by the fact that Morales admitted "that he knew he was with
criminal street gang members." Reply Brief for Petitioner
23, n. 14. In fact, 34 of the 66 respondents in this case were
charged in a document that only accused them of being in the
presence of a gang member. Tr. of Oral Arg. 34, 58.
35. This conclusion makes it unnecessary to reach the question
whether the Illinois Supreme Court correctly decided that ordinance
is invalid as a deprivation of substantive due process. For this
reason, Justice Thomas, see post, at 5, and Justice Scalia,
see post, at 13, are mistaken when they asserts that our
decision must be analyzed under the framework for substantive
due process set out in Washington v. Glucksberg, 521 U.S.
702 (1997).
Justice O' Connor, with whom Justice Breyer joins, concurring
in part and concurring in the judgment.
I agree with the Court that Chicago' s Gang Congregation Ordinance,
Chicago Municipal Code § 8-4-015 (1992) (gang loitering
ordinance or ordinance) is unconstitutionally vague. A penal
law is void for vagueness if it fails to "define the criminal
offense with sufficient definiteness that ordinary people can
understand what conduct is prohibited" or fails to establish
guidelines to prevent "arbitrary and discriminatory enforcement"
of the law. Kolender v. Lawson, 461 U.S. 352, 357 (1983).
Of these, "the more important aspect of vagueness doctrine
' is . . . the requirement that a legislature establish minimal
guidelines to govern law enforcement.' "Id., at 358 (quoting
Smith v. Goguen, 415 U.S. 566, 574-575 (1974)). I share Justice
Thomas' concern about the consequences of gang violence, and
I agree that some degree of police discretion is necessary to
allow the police "to perform their peacekeeping responsibilities
satisfactorily." See post, at 12 (dissenting opinion).
A criminal law, however, must not permit policemen, prosecutors,
and juries to conduct "' a standardless sweep . . . to pursue
their personal predilections.' "Kolender v. Lawson, supra,
at 358 (quoting Smith v. Goguen, supra, at 575).
The ordinance at issue provides:
" Whenever a police officer observes a person whom he
reasonably believes to be a criminal street gang member loitering
in any public place with one or more other persons, he shall
order all such persons to disperse and remove themselves from
the area. Any person who does not promptly obey such an order
is in violation of this section." App. to Pet. for Cert.
61a.
To "[l]oiter," in turn, is defined in the ordinance
as "to remain in any one place with no apparent purpose."
Ibid. The Illinois Supreme Court declined to adopt a limiting
construction of the ordinance and concluded that the ordinance
vested "absolute discretion to police officers."
177 Ill. 2d 440, 457, 687 N. E. 2d 53, 63 (1997) (emphasis added).
This Court is bound by the Illinois Supreme Court' s construction
of the ordinance. See Terminiello v. Chicago, 337 U.S. 1,
4 (1949).
As it has been construed by the Illinois court, Chicago' s
gang loitering ordinance is unconstitutionally vague because
it lacks sufficient minimal standards to guide law enforcement
officers. In particular, it fails to provide police with any
standard by which they can judge whether an individual has an
"apparent purpose." Indeed, because any person
standing on the street has a general "purpose" -even
if it is simply to stand-the ordinance permits police officers
to choose which purposes are permissible. Under this construction
the police do not have to decide that an individual is "threaten[ing]
the public peace" to issue a dispersal order. See post,
at 11 (Thomas, J., dissenting). Any police officer in Chicago
is free, under the Illinois Supreme Court' s construction of
the ordinance, to order at his whim any person standing in a
public place with a suspected gang member to disperse. Further,
as construed by the Illinois court, the ordinance applies to
hundreds of thousands of persons who are not gang members,
standing on any sidewalk or in any park, coffee shop, bar, or
"other location open to the public, whether publicly or
privately owned." Chicago Municipal Code § 8-4-015(c)(5)
(1992).
To be sure, there is no violation of the ordinance unless
a person fails to obey promptly the order to disperse. But, a
police officer cannot issue a dispersal order until he decides
that a person is remaining in one place "with no apparent
purpose," and the ordinance provides no guidance to the
officer on how to make this antecedent decision. Moreover, the
requirement that police issue dispersal orders only when they
"reasonably believ[e]" that a group of loiterers includes
a gang member fails to cure the ordinance' s vague aspects. If
the ordinance applied only to persons reasonably believed to
be gang members, this requirement might have cured the ordinance'
s vagueness because it would have directed the manner in which
the order was issued by specifying to whom the order could be
issued. Cf. ante, at 18-19. But, the Illinois Supreme
Court did not construe the ordinance to be so limited. See 177
Ill. 2d, at 453-454, 687 N. E. 2d, at 62.
This vagueness consideration alone provides a sufficient ground
for affirming the Illinois court' s decision, and I agree with
Part V of the Court' s opinion, which discusses this consideration.
See ante, at 18 ("[T]hat the ordinance does not permit
an arrest until after a dispersal order has been disobeyed does
not provide any guidance to the officer deciding whether such
an order should issue" ); ante, at 18-19 ("It
is true . . . that the requirement that the officer reasonably
believe that a group of loiterers contains a gang member does
place a limit on the authority to order dispersal. That limitation
would no doubt be sufficient if the ordinance only applied to
loitering that had an apparently harmful purpose or effect, or
possibly if it only applied to loitering by persons reasonably
believed to be criminal gang members" ). Accordingly, there
is no need to consider the other issues briefed by the parties
and addressed by the plurality. I express no opinion about them.
It is important to courts and legislatures alike that we characterize
more clearly the narrow scope of today' s holding. As the ordinance
comes to this Court, it is unconstitutionally vague. Nevertheless,
there remain open to Chicago reasonable alternatives to combat
the very real threat posed by gang intimidation and violence.
For example, the Court properly and expressly distinguishes the
ordinance from laws that require loiterers to have a "harmful
purpose," see id., at 18, from laws that target only
gang members, see ibid., and from laws that incorporate
limits on the area and manner in which the laws may be enforced,
see ante, at 19. In addition, the ordinance here is unlike
a law that "directly prohibit[s]" the "' presence
of a large collection of obviously brazen, insistent, and lawless
gang members and hangers-on on the public ways,' "that "'
intimidates residents.' "Ante, at 7 (quoting Brief
for Petitioner 14). Indeed, as the plurality notes, the city
of Chicago has several laws that do exactly this. See ante,
at 7-8, n. 17. Chicago has even enacted a provision that "enables
police officers to fulfill . . . their traditional functions,"
including "preserving the public peace." See post,
at 10 (Thomas, J., dissenting). Specifically, Chicago' s general
disorderly conduct provision allows the police to arrest those
who knowingly "provoke, make or aid in making a breach of
peace." See Chicago Municipal Code § 8-4-010 (1992).
In my view, the gang loitering ordinance could have been construed
more narrowly. The term "loiter" might possibly be
construed in a more limited fashion to mean "to remain in
any one place with no apparent purpose other than to establish
control over identifiable areas, to intimidate others from entering
those areas, or to conceal illegal activities." Such a definition
would be consistent with the Chicago City Council' s findings
and would avoid the vagueness problems of the ordinance as construed
by the Illinois Supreme Court. See App. to Pet. for Cert. 60a-61a.
As noted above, so would limitations that restricted the ordinance'
s criminal penalties to gang members or that more carefully delineated
the circumstances in which those penalties would apply to nongang
members.
The Illinois Supreme Court did not choose to give a limiting
construction to Chicago' s ordinance. To the extent it relied
on our precedents, particularly Papachristou v. Jacksonville,
405 U.S. 156 (1972), as requiring it to hold the ordinance
vague in all of its applications because it was intentionally
drafted in a vague manner, the Illinois court misapplied our
precedents. See 177 Ill. 2d, at 458-459, 687 N. E. 2d, at 64.
This Court has never held that the intent of the drafters determines
whether a law is vague. Nevertheless, we cannot impose a limiting
construction that a state supreme court has declined to adopt.
See Kolender, 461 U.S., at 355-356, n. 4 (noting that
the Court has held that "' [f]or the purpose of determining
whether a state statute is too vague and indefinite to constitute
valid legislation we must take the statute as though it read
precisely as the highest court of the State has interpreted it'
"(citations and internal quotation marks omitted)); New
York v. Ferber, 458 U.S. 747, 769, n. 24 (1982) (noting that
where the Court is "dealing with a state statute on direct
review of a state-court decision that has construed the statute[,]
[s]uch a construction is binding on us" ). Accordingly,
I join Parts I, II, and V of the Court' s opinion and concur
in the judgment.
Justice Kennedy, concurring in part and concurring in the
judgment.
I join Parts I, II, and V of Justice Stevens' opinion.
I also share many of the concerns he expresses in Part IV
with respect to the sufficiency of notice under the ordinance.
As interpreted by the Illinois Supreme Court, the Chicago ordinance
would reach a broad range of innocent conduct. For this reason
it is not necessarily saved by the requirement that the citizen
must disobey a police order to disperse before there is a violation.
We have not often examined these types of orders. Cf. Shuttlesworth
v. Birmingham, 382 U.S. 87 (1965). It can be assumed, however,
that some police commands will subject a citizen to prosecution
for disobeying whether or not the citizen knows why the order
is given. Illustrative examples include when the police tell
a pedestrian not to enter a building and the reason is to avoid
impeding a rescue team, or to protect a crime scene, or to secure
an area for the protection of a public official. It does not
follow, however, that any unexplained police order must be obeyed
without notice of the lawfulness of the order. The predicate
of an order to disperse is not, in my view, sufficient to eliminate
doubts regarding the adequacy of notice under this ordinance.
A citizen, while engaging in a wide array of innocent conduct,
is not likely to know when he may be subject to a dispersal order
based on the officer' s own knowledge of the identity or affiliations
of other persons with whom the citizen is congregating; nor may
the citizen be able to assess what an officer might conceive
to be the citizen' s lack of an apparent purpose.
Justice Breyer, concurring in part and concurring in the judgment.
The ordinance before us creates more than a "minor limitation
upon the free state of nature." Post, at 2 (Scalia,
J., dissenting) (emphasis added). The law authorizes a police
officer to order any person to remove himself from any "location
open to the public, whether publicly or privately owned,"
Chicago Municipal Code § 8-4-015(c)(5) (1992). i.e.,
any sidewalk, front stoop, public park, public square, lakeside
promenade, hotel, restaurant, bowling alley, bar, barbershop,
sports arena, shopping mall, etc., but with two, and only two,
limitations: First, that person must be accompanied by (or must
himself be) someone police reasonably believe is a gang member.
Second, that person must have remained in that public place "with
no apparent purpose." § 8-4-015(c)(1).
The first limitation cannot save the ordinance. Though it
limits the number of persons subject to the law, it leaves many
individuals, gang members and nongang members alike, subject
to its strictures. Nor does it limit in any way the range of
conduct that police may prohibit. The second limitation is, as
Justice Stevens, ante at 18, and Justice O' Connor, ante
at 2, point out, not a limitation at all. Since one always has
some apparent purpose, the so-called limitation invites, in fact
requires, the policeman to interpret the words "no apparent
purpose" as meaning "no apparent purpose except for
. . . ." And it is in the ordinance' s delegation to the
policeman of open-ended discretion to fill in that blank that
the problem lies. To grant to a policeman virtually standardless
discretion to close off major portions of the city to an innocent
person is, in my view, to create a major, not a "minor,"
"limitation upon the free state of nature."
Nor does it violate "our rules governing facial challenges,"
post, at 2 (Scalia, J., dissenting), to forbid the city
to apply the unconstitutional ordinance in this case. The reason
why the ordinance is invalid explains how that is so.
As I have said, I believe the ordinance violates the Constitution
because it delegates too much discretion to a police officer
to decide whom to order to move on, and in what circumstances.
And I see no way to distinguish in the ordinance' s terms between
one application of that discretion and another. The ordinance
is unconstitutional, not because a policeman applied this discretion
wisely or poorly in a particular case, but rather because the
policeman enjoys too much discretion in every case. And
if every application of the ordinance represents an exercise
of unlimited discretion, then the ordinance is invalid
in all its applications. The city of Chicago may be able validly
to apply some other law to the defendants in light of
their conduct. But the city of Chicago may no more apply this
law to the defendants, no matter how they behaved, than could
it apply an (imaginary) statute that said, "It is a crime
to do wrong," even to the worst of murderers. See Lanzetta
v. New Jersey, 306 U.S. 451, 453 (1939) ("If on its
face the challenged provision is repugnant to the due process
clause, specification of details of the offense intended to be
charged would not serve to validate it" ).
Justice Scalia' s examples, post, at 10-11, reach a
different conclusion because they assume a different basis for
the law' s constitutional invalidity. A statute, for example,
might not provide fair warning to many, but an individual defendant
might still have been aware that it prohibited the conduct in
which he engaged. Cf., e.g., Parker v. Levy, 417 U.S. 733,
756 (1974) ("[O]ne who has received fair warning of the
criminality of his own conduct from the statute in question is
[not] entitled to attack it because the language would not give
similar fair warning with respect to other conduct which might
be within its broad and literal ambit. One to whose conduct a
statute clearly applies may not successfully challenge it for
vagueness" ). But I believe this ordinance is unconstitutional,
not because it provides insufficient notice, but because it does
not provide "sufficient minimal standards to guide law enforcement
officers." See ante, at 2 (O' Connor, J., concurring
in part and concurring in judgment).
I concede that this case is unlike those First Amendment "overbreadth"
cases in which this Court has permitted a facial challenge. In
an overbreadth case, a defendant whose conduct clearly falls
within the law and may be constitutionally prohibited can nonetheless
have the law declared facially invalid to protect the rights
of others (whose protected speech might otherwise be chilled).
In the present case, the right that the defendants assert, the
right to be free from the officer' s exercise of unchecked discretion,
is more clearly their own.
This case resembles Coates v. Cincinnati, 402 U.S. 611 (1971),
where this Court declared facially unconstitutional on, among
other grounds, the due process standard of vagueness an ordinance
that prohibited persons assembled on a sidewalk from "conduct[ing]
themselves in a manner annoying to persons passing by."
The Court explained:
" It is said that the ordinance is broad enough to encompass
many types of conduct clearly within the city' s constitutional
power to prohibit. And so, indeed, it is. The city is free to
prevent people from blocking sidewalks, obstructing traffic,
littering streets, committing assaults, or engaging in countless
other forms of antisocial conduct. It can do so through the enactment
and enforcement of ordinances directed with reasonable specificity
toward the conduct to be prohibited. . . . It cannot constitutionally
do so through the enactment and enforcement of an ordinance whose
violation may entirely depend upon whether or not a policeman
is annoyed." Id., at 614 (citation omitted).
The ordinance in Coates could not constitutionally
be applied whether or not the conduct of the particular defendants
was indisputably "annoying" or of a sort that a different,
more specific ordinance could constitutionally prohibit. Similarly,
here the city might have enacted a different ordinance, or the
Illinois Supreme Court might have interpreted this ordinance
differently. And the Constitution might well have permitted the
city to apply that different ordinance (or this ordinance as
interpreted differently) to circumstances like those present
here. See ante, at 4 (O' Connor, J., concurring in part
and concurring in judgment). But this ordinance, as I
have said, cannot be constitutionally applied to anyone.
Justice Scalia, dissenting.
The citizens of Chicago were once free to drive about the
city at whatever speed they wished. At some point Chicagoans
(or perhaps Illinoisans) decided this would not do, and imposed
prophylactic speed limits designed to assure safe operation by
the average (or perhaps even subaverage) driver with the average
(or perhaps even subaverage) vehicle. This infringed upon the
"freedom" of all citizens, but was not unconstitutional.
Similarly, the citizens of Chicago were once free to stand
around and gawk at the scene of an accident. At some point Chicagoans
discovered that this obstructed traffic and caused more accidents.
They did not make the practice unlawful, but they did authorize
police officers to order the crowd to disperse, and imposed penalties
for refusal to obey such an order. Again, this prophylactic measure
infringed upon the "freedom" of all citizens, but was
not unconstitutional.
Until the ordinance that is before us today was adopted, the
citizens of Chicago were free to stand about in public places
with no apparent purpose-to engage, that is, in conduct that
appeared to be loitering. In recent years, however, the city
has been afflicted with criminal street gangs. As reflected in
the record before us, these gangs congregated in public places
to deal in drugs, and to terrorize the neighborhoods by demonstrating
control over their "turf." Many residents of the inner
city felt that they were prisoners in their own homes. Once again,
Chicagoans decided that to eliminate the problem it was worth
restricting some of the freedom that they once enjoyed. The means
they took was similar to the second, and more mild, example given
above rather than the first: Loitering was not made unlawful,
but when a group of people occupied a public place without an
apparent purpose and in the company of a known gang member, police
officers were authorized to order them to disperse, and the failure
to obey such an order was made unlawful. See Chicago Municipal
Code § 8-4-015 (1992). The minor limitation upon the free
state of nature that this prophylactic arrangement imposed upon
all Chicagoans seemed to them (and it seems to me) a small price
to pay for liberation of their streets.
The majority today invalidates this perfectly reasonable measure
by ignoring our rules governing facial challenges, by elevating
loitering to a constitutionally guaranteed right, and by discerning
vagueness where, according to our usual standards, none exists.
I
Respondents' consolidated appeal presents a facial challenge
to the Chicago Ordinance on vagueness grounds. When a facial
challenge is successful, the law in question is declared to be
unenforceable in all its applications, and not just in
its particular application to the party in suit. To tell the
truth, it is highly questionable whether federal courts have
any business making such a declaration. The rationale for our
power to review federal legislation for constitutionality, expressed
in Marbury v. Madison, 1 Cranch 137 (1803), was that we
had to do so in order to decide the case before us. But
that rationale only extends so far as to require us to determine
that the statute is unconstitutional as applied to this party,
in the circumstances of this case.
That limitation was fully grasped by Tocqueville, in his famous
chapter on the power of the judiciary in American society:
" The second characteristic of judicial power is, that
it pronounces on special cases, and not upon general principles.
If a judge, in deciding a particular point, destroys a general
principle by passing a judgment which tends to reject all the
inferences from that principle, and consequently to annul it,
he remains within the ordinary limits of his functions. But if
he directly attacks a general principle without having a particular
case in view, he leaves the circle in which all nations have
agreed to confine his authority; he assumes a more important,
and perhaps a more useful influence, than that of the magistrate;
but he ceases to represent the judicial power.
"Whenever a law which the judge holds to be unconstitutional
is invoked in a tribunal of the United States, he may refuse
to admit it as a rule . . . . But as soon as a judge has refused
to apply any given law in a case, that law immediately loses
a portion of its moral force. Those to whom it is prejudicial
learn that means exist of overcoming its authority; and similar
suits are multiplied, until it becomes powerless. . . . The political
power which the Americans have entrusted to their courts of justice
is therefore immense; but the evils of this power are considerably
diminished by the impossibility of attacking the laws except
through the courts of justice. . . . [W]hen a judge contests
a law in an obscure debate on some particular case, the importance
of his attack is concealed from public notice; his decision bears
upon the interest of an individual, and the law is slighted only
incidentally. Moreover, although it is censured, it is not abolished;
its moral force may be diminished, but its authority is not taken
away; and its final destruction can be accomplished only by the
reiterated attacks of judicial functionaries." Democracy
in America 73, 75-76 (R. Heffner ed. 1956).
As Justice Sutherland described our system in his opinion
for a unanimous Court in Massachusetts v. Mellon, 262 U.S.
447, 488 (1923):
" We have no power per se to review and annul
acts of Congress on the ground that they are unconstitutional.
That question may be considered only when the justification for
some direct injury suffered or threatened, presenting a justiciable
issue, is made to rest upon such an act. Then the power exercised
is that of ascertaining and declaring the law applicable to the
controversy. It amounts to little more than the negative power
to disregard an unconstitutional enactment, which otherwise would
stand in the way of the enforcement of a legal right. . . . If
a case for preventive relief be presented the court enjoins,
in effect, not the execution of the statute, but the acts of
the official, the statute notwithstanding."
And as Justice Brennan described our system in his opinion
for a unanimous Court in United States v. Raines, 362 U.S.
17, 21-22 (1960):
" The very foundation of the power of the federal courts
to declare Acts of Congress unconstitutional lies in the power
and duty of those courts to decide cases and controversies before
them. . . . This Court, as is the case with all federal courts,
' has no jurisdiction to pronounce any statute, either of a State
or of the United States, void, because irreconcilable with the
Constitution, except as it is called upon to adjudge the legal
rights of litigants in actual controversies. In the exercise
of that jurisdiction, it is bound by two rules, to which it has
rigidly adhered, one, never to anticipate a question of constitutional
law in advance of the necessity of deciding it; the other never
to formulate a rule of constitutional law broader than is required
by the precise facts to which it is to be applied' . . . . Kindred
to these rules is the rule that one to whom application of a
statute is constitutional will not be heard to attack the statute
on the ground that impliedly it might also be taken as applying
to other persons or other situations in which its application
might be unconstitutional. . . . The delicate power of pronouncing
an Act of Congress unconstitutional is not to be exercised with
reference to hypothetical cases thus imagined."
It seems to me fundamentally incompatible with this system
for the Court not to be content to find that a statute is unconstitutional
as applied to the person before it, but to go further and pronounce
that the statute is unconstitutional in all applications.
Its reasoning may well suggest as much, but to pronounce a holding
on that point seems to me no more than an advisory opinion-which
a federal court should never issue at all, see Hayburn' s
Case, 2 Dall. 409 (1792), and especially should not issue
with regard to a constitutional question, as to which we seek
to avoid even nonadvisory opinions, see, e.g., Ashwander v.
TVA, 297 U.S. 288, 347 (1936) (Brandeis, J., concurring).
I think it quite improper, in short, to ask the constitutional
claimant before us: Do you just want us to say that this statute
cannot constitutionally be applied to you in this case, or do
you want to go for broke and try to get the statute pronounced
void in all its applications?
I must acknowledge, however, that for some of the present
century we have done just this. But until recently, at least,
we have-except in free-speech cases subject to the doctrine of
overbreadth, see, e.g., New York v. Ferber, 458 U.S. 747,
769-773 (1982)-required the facial challenge to be a go-for-broke
proposition. That is to say, before declaring a statute to be
void in all its applications (something we should not be doing
in the first place), we have at least imposed upon the litigant
the eminently reasonable requirement that he establish that the
statute was unconstitutional in all its applications.
(I say that is an eminently reasonable requirement, not only
because we should not be holding a statute void in all its applications
unless it is unconstitutional in all its applications, but also
because unless it is unconstitutional in all its applications
we do not even know, without conducting an as-applied analysis,
whether it is void with regard to the very litigant before
us-whose case, after all, was the occasion for undertaking this
inquiry in the first place.[FOOTNOTE 1] )
As we said in United States v. Salerno, 481 U.S. 739,
745 (1987):
" A facial challenge to a legislative Act is, of
course, the most difficult challenge to mount successfully, since
the challenger must establish that no set of circumstances exists
under which the Act would be valid. The fact that [a legislative
Act] might operate unconstitutionally under some conceivable
set of circumstances is insufficient to render it wholly invalid,
since we have not recognized an ' overbreadth' doctrine outside
the limited context of the First Amendment." (Emphasis
added.)[FOOTNOTE 2]
This proposition did not originate with Salerno, but
had been expressed in a line of prior opinions. See, e.g.,
Members of City Council of Los Angeles v. Taxpayers for
Vincent, 466 U.S. 789, 796 (1984) (opinion for the Court
by Stevens, J.) (statute not implicating First Amendment rights
is invalid on its face if "it is unconstitutional in every
conceivable application" ); Schall v. Martin, 467 U.S.
253, 269, n. 18 (1984); Hoffman Estates v. Flipside, Hoffman
Estates, Inc., 455 U.S. 489, 494-495, 497 (1982); United States
v. National Dairy Products Corp., 372 U.S. 29, 31-32 (1963);
Raines, supra, at 21. And the proposition has been reaffirmed
in many cases and opinions since. See, e.g., Anderson v. Edwards,
514 U.S. 143, 155-156, n. 6 (1995) (unanimous Court); Babbitt
v. Sweet Home Chapter of Communities for Great Oregon,
515 U.S. 687, 699 (1995) (opinion for the Court by Stevens,
J.) (facial challenge asserts that a challenged statute or regulation
is invalid "in every circumstance" ); Reno v. Flores,
507 U.S. 292, 301 (1993); Rust v. Sullivan, 500 U.S. 173,
183 (1991); Ohio v. Akron Center for Reproductive Health,
497 U.S. 502, 514 (1990) (opinion of Kennedy, J.); Webster
v. Reproductive Health Servs., 492 U.S. 490, 523-524 (1989)
(O' Connor, J., concurring in part and concurring in judgment);
New York State Club Assn., Inc. v. City of New York, 487 U.S.
1, 11-12 (1988).[FOOTNOTE 3] Unsurprisingly, given the clarity
of our general jurisprudence on this point, the Federal Courts
of Appeals all apply the Salerno standard in adjudicating
facial challenges.[FOOTNOTE 4]
I am aware, of course, that in some recent facial-challenge
cases the Court has, without any attempt at explanation, created
entirely irrational exceptions to the "unconstitutional
in every conceivable application" rule, when the statutes
at issue concerned hot-button social issues on which "informed
opinion" was zealously united. See Romer v. Evans, 517
U.S. 620, 643 (1996) (Scalia, J., dissenting) (homosexual
rights); Planned Parenthood of Southeastern Pa. v. Casey,
505 U.S. 833, 895 (1992) (abortion rights). But the present
case does not even lend itself to such a "political correctness"
exception-which, though illogical, is at least predictable. It
is not é5 la mode to favor gang members and associated
loiterers over the beleaguered law-abiding residents of the inner
city.
When our normal criteria for facial challenges are applied,
it is clear that the Justices in the majority have transposed
the burden of proof. Instead of requiring the respondents, who
are challenging the Ordinance, to show that it is invalid in
all its applications, they have required the petitioner to show
that it is valid in all its applications. Both the plurality
opinion and the concurrences display a lively imagination, creating
hypothetical situations in which the law' s application would
(in their view) be ambiguous. But that creative role has been
usurped from the petitioner, who can defeat the respondents'
facial challenge by conjuring up a single valid application
of the law. My contribution would go something like this[FOOTNOTE
5] : Tony, a member of the Jets criminal street gang, is standing
alongside and chatting with fellow gang members while staking
out their turf at Promontory Point on the South Side of Chicago;
the group is flashing gang signs and displaying their distinctive
tattoos to passersby. Officer Krupke, applying the Ordinance
at issue here, orders the group to disperse. After some speculative
discussion (probably irrelevant here) over whether the Jets are
depraved because they are deprived, Tony and the other gang members
break off further conversation with the statement-not entirely
coherent, but evidently intended to be rude-" Gee, Officer
Krupke, krup you." A tense standoff ensues until Officer
Krupke arrests the group for failing to obey his dispersal order.
Even assuming (as the Justices in the majority do, but I do not)
that a law requiring obedience to a dispersal order is impermissibly
vague unless it is clear to the objects of the order, before
its issuance, that their conduct justifies it, I find it hard
to believe that the Jets would not have known they had it coming.
That should settle the matter of respondents' facial challenge
to the Ordinance' s vagueness.
Of course respondents would still be able to claim that the
Ordinance was vague as applied to them. But the ultimate demonstration
of the inappropriateness of the Court' s holding of facial
invalidity is the fact that it is doubtful whether some of
these respondents could even sustain an as-applied challenge
on the basis of the majority' s own criteria. For instance, respondent
Jose Renteria-who admitted that he was a member of the Satan
Disciples gang-was observed by the arresting officer loitering
on a street corner with other gang members. The officer issued
a dispersal order, but when she returned to the same corner 15
to 20 minutes later, Renteria was still there with his friends,
whereupon he was arrested. In another example, respondent Daniel
Washington and several others-who admitted they were members
of the Vice Lords gang-were observed by the arresting officer
loitering in the street, yelling at passing vehicles, stopping
traffic, and preventing pedestrians from using the sidewalks.
The arresting officer issued a dispersal order, issued another
dispersal order later when the group did not move, and finally
arrested the group when they were found loitering in the same
place still later. Finally, respondent Gregorio Gutierrez-who
had previously admitted to the arresting officer his membership
in the Latin Kings gang-was observed loitering with two other
men. The officer issued a dispersal order, drove around the block,
and arrested the men after finding them in the same place upon
his return. See Brief for Petitioner 7, n. 5; Brief for United
States as Amicus Curiae 16, n. 11. Even on the majority'
s assumption that to avoid vagueness it must be clear to the
object of the dispersal order ex ante that his conduct
is covered by the Ordinance, it seems most improbable that any
of these as-applied challenges would be sustained. Much less
is it possible to say that the Ordinance is invalid in all
its applications.
II
The plurality' s explanation for its departure from the usual
rule governing facial challenges is seemingly contained in the
following statement: "[This] is a criminal law that contains
no mens rea requirement . . . and infringes on constitutionally
protected rights . . . . When vagueness permeates the text of
such a law, it is subject to facial attack." Ante,
at 11 (emphasis added). The proposition is set forth with such
assurance that one might suppose that it repeats some well-accepted
formula in our jurisprudence: (Criminal law without mens rea
requirement) + (infringement of constitutionally protected
right) + (vagueness) = (entitlement to facial invalidation).
There is no such formula; the plurality has made it up for this
case, as the absence of any citation demonstrates.
But no matter. None of the three factors that the plurality
relies upon exists anyway. I turn first to the support for the
proposition that there is a constitutionally protected right
to loiter-or, as the plurality more favorably describes it, for
a person to "remain in a public place of his choice."
Ibid. The plurality thinks much of this Fundamental Freedom
to Loiter, which it contrasts with such lesser, constitutionally
unprotected, activities as doing (ugh!) business: "This
is not an ordinance that simply regulates business behavior and
contains a scienter requirement. . . . It is a criminal law that
contains no mens rea requirement . . . and infringes on
constitutionally protected rights." Ibid. (internal
quotation marks omitted). (Poor Alexander Hamilton, who has seen
his "commercial republic" devolve, in the eyes of the
plurality, at least, into an "indolent republic," see
The Federalist No. 6, p. 56; No. 11, pp. 84-91 (C. Rossiter ed.
1961).)
Of course every activity, even scratching one' s head, can
be called a "constitutional right" if one means by
that term nothing more than the fact that the activity is covered
(as all are) by the Equal Protection Clause, so that those who
engage in it cannot be singled out without "rational basis."
See FCC v. Beach Communications, Inc., 508 U.S. 307, 313
(1993). But using the term in that sense utterly impoverishes
our constitutional discourse. We would then need a new
term for those activities-such as political speech or religious
worship-that cannot be forbidden even with rational basis.
The plurality tosses around the term "constitutional
right" in this renegade sense, because there is not the
slightest evidence for the existence of a genuine constitutional
right to loiter. Justice Thomas recounts the vast historical
tradition of criminalizing the activity. Post, at 5-9.
It is simply not maintainable that the right to loiter would
have been regarded as an essential attribute of liberty at the
time of the framing or at the time of adoption of the Fourteenth
Amendment. For the plurality, however, the historical practices
of our people are nothing more than a speed bump on the road
to the "right" result. Its opinion blithely proclaims:
"Neither this history nor the scholarly compendia in Justice
Thomas' dissent, post, at 5-9, persuades us that the right
to engage in loitering that is entirely harmless in both purpose
and effect is not a part of the liberty protected by the Due
Process Clause." Ante, at 10, n. 20. The entire practice
of using the Due Process Clause to add judicially favored rights
to the limitations upon democracy set forth in the Bill of Rights
(usually under the rubric of so-called "substantive due
process" ) is in my view judicial usurpation. But we have,
recently at least, sought to limit the damage by tethering the
courts' "right-making" power to an objective criterion.
In Washington v. Glucksberg, 521 U.S. 702, 720-721 (1997),
we explained our "established method" of substantive
due process analysis: carefully and narrowly describing the asserted
right, and then examining whether that right is manifested in
"[o]ur Nation' s history, legal traditions, and practices."
See also Collins v. Harker Heights, 503 U.S. 115, 125-126
(1992); Michael H. v. Gerald D., 491 U.S. 110, 122-123 (1989);
Moore v. East Cleveland, 431 U.S. 494, 502-503 (1977). The
plurality opinion not only ignores this necessary limitation,
but it leaps far beyond any substantive-due-process atrocity
we have ever committed, by actually placing the burden of proof
upon the defendant to establish that loitering is not a
"fundamental liberty." It never does marshal any support
for the proposition that loitering is a constitutional
right, contenting itself with a (transparently inadequate) explanation
of why the historical record of laws banning loitering does not
positively contradict that proposition,[FOOTNOTE 6] and
the (transparently erroneous) assertion that the City of Chicago
appears to have conceded the point.[FOOTNOTE 7] It is enough
for the members of the plurality that "history . . . [fails
to] persuad[e] us that the right to engage in loitering that
is entirely harmless in both purpose and effect is not
a part of the liberty protected by the Due Process Clause,"
ante, at 10, n. 20 (emphasis added); they apparently think
it quite unnecessary for anything to persuade them that it is.[FOOTNOTE
8]
It would be unfair, however, to criticize the plurality' s
failed attempt to establish that loitering is a constitutionally
protected right while saying nothing of the concurrences. The
plurality at least makes an attempt. The concurrences, on the
other hand, make no pretense at attaching their broad "vagueness
invalidates" rule to a liberty interest. As far as appears
from Justice O' connor' s and Justice Breyer' s opinions, no
police officer may issue any order, affecting any insignificant
sort of citizen conduct (except, perhaps, an order addressed
to the unprotected class of "gang members" ) unless
the standards for the issuance of that order are precise. No
modern urban society-and probably none since London got big enough
to have sewers-could function under such a rule. There are innumerable
reasons why it may be important for a constable to tell a pedestrian
to "move on" -and even if it were possible to list
in an ordinance all of the reasons that are known, many are simply
unpredictable. Hence the (entirely reasonable) Rule of the City
of New York which reads: "No person shall fail, neglect
or refuse to comply with the lawful direction or command of any
Police Officer, Urban Park Ranger, Parks Enforcement Patrol Officer
or other [Parks and Recreation] Department employee, indicated
by gesture or otherwise." 56 RCNY § 1-03(c)(1) (1996).
It is one thing to uphold an "as applied" challenge
when a pedestrian disobeys such an order that is unreasonable-or
even when a pedestrian asserting some true "liberty"
interest (holding a political rally, for instance) disobeys such
an order that is reasonable but unexplained. But to say
that such a general ordinance permitting "lawful orders"
is void in all its applications demands more than a safe
and orderly society can reasonably deliver.
JUSTICE KENNEDY apparently recognizes this, since he acknowledges
that "some police commands will subject a citizen to prosecution
for disobeying whether or not the citizen knows why the order
is given," including, for example, an order "tell[ing]
a pedestrian not to enter a building" when the reason is
"to avoid impeding a rescue team." Ante, at
1. But his only explanation of why the present interference with
the "right to loiter" does not fall within that permitted
scope of action is as follows: "The predicate of an order
to disperse is not, in my view, sufficient to eliminate doubts
regarding the adequacy of notice under this ordinance."
Ibid. I have not the slightest idea what this means. But
I do understand that the follow-up explanatory sentence,
showing how this principle invalidates the present ordinance,
applies equally to the rescue-team example that Justice Kennedy
thinks is constitutional-as is demonstrated by substituting for
references to the facts of the present case (shown in italics)
references to his rescue-team hypothetical (shown in brackets):
"A citizen, while engaging in a wide array of innocent conduct,
is not likely to know when he may be subject to a dispersal
order [order not to enter a building] based on the officer'
s own knowledge of the identity or affiliations of other persons
with whom the citizen is congregating [what is going on in the
building]; nor may the citizen be able to assess what an officer
might conceive to be the citizen' s lack of an apparent purpose
[the impeding of a rescue team]." Ibid.
III
I turn next to that element of the plurality' s facial-challenge
formula which consists of the proposition that this criminal
ordinance contains no mens rea requirement. The first
step in analyzing this proposition is to determine what the actus
reus, to which that mens rea is supposed to be attached,
consists of. The majority believes that loitering forms part
of (indeed, the essence of) the offense, and must be proved if
conviction is to be obtained. See ante, at 2, 6, 9-13,
14-15, 16-18 (plurality and majority opinions); ante,
at 2-3, 4 (O' Connor, J., concurring in part and concurring in
judgment); ante, at 1-2 (Kennedy, J., concurring in part
and concurring in judgment); ante, at 3-4 (Breyer, J.,
concurring in part and concurring in judgment). That is not what
the Ordinance provides. The only part of the Ordinance that refers
to loitering is the portion that addresses, not the punishable
conduct of the defendant, but what the police officer must observe
before he can issue an order to disperse; and what he must observe
is carefully defined in terms of what the defendant appears
to be doing, not in terms of what the defendant is actually
doing. The Ordinance does not require that the defendant have
been loitering (i.e., have been remaining in one place
with no purpose), but rather that the police officer have observed
him remaining in one place without any apparent purpose. Someone
who in fact has a genuine purpose for remaining where he
is (waiting for a friend, for example, or waiting to hold up
a bank) can be ordered to move on (assuming the other
conditions of the Ordinance are met), so long as his remaining
has no apparent purpose. It is likely, to be sure, that
the Ordinance will come down most heavily upon those who are
actually loitering (those who really have no purpose in
remaining where they are); but that activity is not a condition
for issuance of the dispersal order.
The only act of a defendant that is made punishable
by the Ordinance-or, indeed, that is even mentioned by the Ordinance-is
his failure to "promptly obey" an order to disperse.
The question, then, is whether that actus reus must be
accompanied by any wrongful intent-and of course it must. As
the Court itself describes the requirement, "a person must
disobey the officer' s order." Ante, at 3 (emphasis
added). No one thinks a defendant could be successfully prosecuted
under the Ordinance if he did not hear the order to disperse,
or if he suffered a paralysis that rendered his compliance impossible.
The willful failure to obey a police order is wrongful intent
enough.
IV
Finally, I address the last of the three factors in the plurality'
s facial-challenge formula: the proposition that the Ordinance
is vague. It is not. Even under the ersatz overbreadth standard
applied in Kolender v. Lawson, 461 U.S. 352, 358 n. 8
(1983), which allows facial challenges if a law reaches "a
substantial amount of constitutionally protected conduct,"
respondents' claim fails because the Ordinance would not be vague
in most or even a substantial number of applications. A law is
unconstitutionally vague if its lack of definitive standards
either (1) fails to apprise persons of ordinary intelligence
of the prohibited conduct, or (2) encourages arbitrary and discriminatory
enforcement. See, e.g., Grayned v. City of Rockford, 408 U.S.
104, 108 (1972).
The plurality relies primarily upon the first of these aspects.
Since, it reasons, "the loitering is the conduct that the
ordinance is designed to prohibit," and "an officer
may issue an order only after prohibited conduct has already
occurred," ante, at 14, 15, the order to disperse
cannot itself serve "to apprise persons of ordinary intelligence
of the prohibited conduct." What counts for purposes of
vagueness analysis, however, is not what the Ordinance is "designed
to prohibit," but what it actually subjects to criminal
penalty. As discussed earlier, that consists of nothing but the
refusal to obey a dispersal order, as to which there is no doubt
of adequate notice of the prohibited conduct. The plurality'
s suggestion that even the dispersal order itself is unconstitutionally
vague, because it does not specify how far to disperse (!),
see ante, at 15, scarcely requires a response.[FOOTNOTE 9]
If it were true, it would render unconstitutional for vagueness
many of the Presidential proclamations issued under that provision
of the United States Code which requires the President, before
using the militia or the Armed Forces for law enforcement, to
issue a proclamation ordering the insurgents to disperse. See
10 U.S.C. § 334. President Eisenhower' s proclamation
relating to the obstruction of court-ordered enrollment of black
students in public schools at Little Rock, Arkansas, read as
follows: "I . . . command all persons engaged in such obstruction
of justice to cease and desist therefrom, and to disperse forthwith."
Presidential Proclamation No. 3204, 3 CFR 132 (1954-1958 Comp.).
See also Presidential Proclamation No. 3645, 3 CFR 103 (1964-1965
Comp.) (ordering those obstructing the civil rights march from
Selma to Montgomery, Alabama, to "disperse . . . forthwith"
). See also Boos v. Barry, 485 U.S. 312, 331 (1988) (rejecting
overbreadth/vagueness challenge to a law allowing police officers
to order congregations near foreign embassies to disperse); Cox
v. Louisiana, 379 U.S. 536, 551 (1965) (rejecting vagueness
challenge to the dispersal-order prong of a breach-of-the-peace
statute and describing that prong as "narrow and specific"
).
For its determination of unconstitutional vagueness, the Court
relies secondarily-and Justice O' Connor' s and Justice Breyer'
s concurrences exclusively-upon the second aspect of that doctrine,
which requires sufficient specificity to prevent arbitrary and
discriminatory law enforcement. See ante, at 16 (majority
opinion); ante, at 2 (O' Connor, J., concurring in part and
concurring in judgment); ante, at 3 (Breyer, J., concurring
in part and concurring in judgment). In discussing whether Chicago'
s Ordinance meets that requirement, the Justices in the majority
hide behind an artificial construct of judicial restraint. They
point to the Supreme Court of Illinois' statement that the "apparent
purpose" standard "provides absolute discretion to
police officers to decide what activities constitute loitering,"
687 N. E. 2d 53, 63 (1997), and protest that it would be wrong
to construe the language of the Ordinance more narrowly than
did the State' s highest court. Ante, at 17, 19 (majority
opinion); ante, at 4-5 (O' Connor, J., concurring in part
and concurring in judgment). The "absolute discretion"
statement, however, is nothing more than the Illinois Supreme
Court' s characterization of what the language achieved-after
that court refused (as I do) to read in any limitations that
the words do not fairly contain. It is not a construction of
the language (to which we are bound) but a legal conclusion (to
which we most assuredly are not bound).
The criteria for issuance of a dispersal order under the Chicago
Ordinance could hardly be clearer. First, the law requires police
officers to "reasonably believ[e]" that one of the
group to which the order is issued is a "criminal street
gang member." This resembles a probable-cause standard,
and the Chicago Police Department' s General Order 92-4 (1992)-promulgated
to govern enforcement of the Ordinance-makes the probable cause
requirement explicit.[FOOTNOTE 10] Under the Order, officers
must have probable cause to believe that an individual is a member
of a criminal street gang, to be substantiated by the officer'
s "experience and knowledge of the alleged offenders"
and by "specific, documented and reliable information"
such as reliable witness testimony or an individual' s admission
of gang membership or display of distinctive colors, tattoos,
signs, or other markings worn by members of particular criminal
street gangs. App. to Pet. for Cert. 67a-69a, 71a-72a.
Second, the Ordinance requires that the group be "remain[ing]
in one place with no apparent purpose." Justice O' Connor'
s assertion that this applies to "any person standing in
a public place," ante, at 2, is a distortion. The
Ordinance does not apply to "standing," but to "remain[ing]"
-a term which in this context obviously means "[to] endure
or persist," see American Heritage Dictionary 1525 (1992).
There may be some ambiguity at the margin, but "remain[ing]
in one place" requires more than a temporary stop, and is
clear in most of its applications, including all of those represented
by the facts surrounding the respondents' arrests described supra,
at 12.
As for the phrase "with no apparent purpose" : Justice
O' Connor again distorts this adjectival phrase, by separating
it from the word that it modifies. "[A]ny person standing
on the street," her concurrence says, "has a general
' purpose' -even if it is simply to stand," and thus "the
ordinance permits police officers to choose which purposes are
permissible." Ante, at 2. But Chicago police officers
enforcing the Ordinance are not looking for people with no apparent
purpose (who are regrettably in oversupply); they are looking
for people who "remain in any one place with no apparent
purpose" -that is, who remain there without any apparent
reason for remaining there. That is not difficult to perceive.[FOOTNOTE
11]
The Court' s attempt to demonstrate the vagueness of the Ordinance
produces the following peculiar statement: "The ' no apparent
purpose' standard for making [the decision to issue an order
to disperse] is inherently subjective because its application
depends on whether some purpose is ' apparent' to the officer
on the scene." Ante, at 18. In the Court' s view,
a person' s lack of any purpose in staying in one location is
presumably an objective factor, and what the Ordinance
requires as a condition of an order to disperse-the absence of
any apparent purpose-is a subjective factor. This
side of the looking glass, just the opposite is true.
Elsewhere, of course, the Court acknowledges the clear, objective
commands of the Ordinance, and indeed relies upon them to paint
it as unfair:
" By its very terms, the ordinance encompasses a great
deal of harmless behavior. In any public place in the city of
Chicago, persons who stand or sit in the company of a gang member
may be ordered to disperse unless their purpose is apparent.
The mandatory language in the enactment directs the police to
issue an order without first making any inquiry about their possible
purposes. It matters not whether the reason that a gang member
and his father, for example, might loiter near Wrigley Field
is to rob an unsuspecting fan or just to get a glimpse of Sammy
Sosa leaving the ballpark; in either event, if their purpose
is not apparent to a nearby police officer, she may-indeed, she
' shall' -order them to disperse." Ante, at 16.
Quite so. And the fact that this clear instruction to the
officers "encompasses a great deal of harmless behavior"
would be invalidating if that harmless behavior were constitutionally
protected against abridgment, such as speech or the practice
of religion. Remaining in one place is not so protected,
and so (as already discussed) it is up to the citizens of Chicago-not
us-to decide whether the trade-off is worth it.
The Court also asserts-in apparent contradiction to the passage
just quoted-that the "apparent purpose" test is too
elastic because it presumably allows police officers to treat
de minimis "violations" as not warranting enforcement.[FOOTNOTE
12] See ante, at 18-19. But such discretion-and,
for that matter, the potential for ultra vires action is no different
with regard to the enforcement of this clear ordinance than it
is with regard to the enforcement of all laws in our criminal-justice
system. Police officers (and prosecutors, see Bordenkircher
v. Hayes, 434 U.S. 357, 364 (1978)), have broad discretion
over what laws to enforce and when. As we said in Whren v.
United States, 517 U.S. 806, 818 (1996), "we are aware
of no principle that would allow us to decide at what point a
code of law becomes so expansive and so commonly violated that
infraction itself can no longer be the ordinary measure of the
lawfulness of enforcement."
JUSTICE BREYER' s concurrence tries to perform the impossible
feat of affirming our unquestioned rule that a criminal statute
that is so vague as to give constitutionally inadequate notice
to some violators may nonetheless be enforced against
those whose conduct is clearly covered, see ante, at 3, citing
Parker v. Levy, 417 U.S. 733 (1974), while at the same time
asserting that a statute which "delegates too much discretion
to a police officer" is invalid in all its applications,
even where the officer uses his discretion "wisely,"
ante, at 2. But the vagueness that causes notice to be
inadequate is the very same vagueness that causes "too much
discretion" to be lodged in the enforcing officer. Put another
way: A law that gives the policeman clear guidance in all cases
gives the public clear guidance in all cases as well. Thus, what
Justice Breyer gives with one hand, he takes away with the other.
In his view, vague statutes that nonetheless give adequate notice
to some violators are not unenforceable against those
violators because of inadequate notice, but are unenforceable
against them "because the policeman enjoys too much discretion
in every case," ibid. This is simply contrary to
our case-law, including Parker v. Levy, supra.[FOOTNOTE
13]
V
The plurality points out that Chicago already has several
laws that reach the intimidating and unlawful gang-related conduct
the Ordinance was directed at. See ante, at 7-8, n. 17.
The problem, of course, well recognized by Chicago' s City Council,
is that the gang members cease their intimidating and unlawful
behavior under the watchful eye of police officers, but return
to it as soon as the police drive away. The only solution, the
council concluded, was to clear the streets of congregations
of gangs, their drug customers, and their associates.
JUSTICE O' CONNOR' s concurrence proffers the same empty solace
of existing laws useless for the purpose at hand, see ante,
at 3-4, but seeks to be helpful by suggesting some measures similar
to this ordinance that would be constitutional. It says that
Chicago could, for example, enact a law that "directly prohibit[s]
the presence of a large collection of obviously brazen, insistent,
and lawless gang members and hangers-on on the public ways, that
intimidates residents." Ibid., (internal quotation
marks omitted). (If the majority considers the present ordinance
too vague, it would be fun to see what it makes of "a large
collection of obviously brazen, insistent, and lawless gang members."
) This prescription of the concurrence is largely a quotation
from the plurality-which itself answers the concurrence' s suggestion
that such a law would be helpful by pointing out that the city
already "has several laws that serve this purpose."
Ante, at 7-8, n. 17 (plurality opinion) (citing extant
laws against "intimidation," "streetgang criminal
drug conspiracy," and "mob action" ). The problem,
again, is that the intimidation and lawlessness do not occur
when the police are in sight.
JUSTICE O' CONNOR' s concurrence also proffers another cure:
"If the ordinance applied only to persons reasonably believed
to be gang members, this requirement might have cured the ordinance'
s vagueness because it would have directed the manner in which
the order was issued by specifying to whom the order could be
issued." Ante, at 3 (the Court agrees that this might
be a cure, see ante, at 18-19). But the Ordinance already
specifies to whom the order can be issued: persons remaining
in one place with no apparent purpose in the company of a gang
member. And if "remain[ing] in one place with no apparent
purpose" is so vague as to give the police unbridled discretion
in controlling the conduct of non-gang-members, it surpasses
understanding how it ceases to be so vague when applied to gang
members alone. Surely gang members cannot be decreed to
be outlaws, subject to the merest whim of the police as the rest
of us are not.
The fact is that the present ordinance is entirely clear in
its application, cannot be violated except with full knowledge
and intent, and vests no more discretion in the police than innumerable
other measures authorizing police orders to preserve the public
peace and safety. As suggested by their tortured analyses, and
by their suggested solutions that bear no relation to the identified
constitutional problem, the majority' s real quarrel with the
Chicago Ordinance is simply that it permits (or indeed requires)
too much harmless conduct by innocent citizens to be proscribed.
As Justice O' Connor' s concurrence says with disapprobation,
"the ordinance applies to hundreds of thousands of persons
who are not gang members, standing on any sidewalk or
in any park, coffee shop, bar, or other location open to the
public." Ante, at 2-3 (internal quotation marks omitted).
But in our democratic system, how much harmless conduct to
proscribe is not a judgment to be made by the courts. So long
as constitutionally guaranteed rights are not affected, and so
long as the proscription has a rational basis, all sorts
of perfectly harmless activity by millions of perfectly innocent
people can be forbidden-riding a motorcycle without a safety
helmet, for example, starting a campfire in a national forest,
or selling a safe and effective drug not yet approved by the
FDA. All of these acts are entirely innocent and harmless in
themselves, but because of the risk of harm that they
entail, the freedom to engage in them has been abridged. The
citizens of Chicago have decided that depriving themselves of
the freedom to "hang out" with a gang member is necessary
to eliminate pervasive gang crime and intimidation-and that the
elimination of the one is worth the deprivation of the other.
This Court has no business second-guessing either the degree
of necessity or the fairness of the trade.
I dissent from the judgment of the Court.
Notes
1. In other words, a facial attack, since it requires unconstitutionality
in all circumstances, necessarily presumes that the litigant
presently before the court would be able to sustain an as-applied
challenge. See Hoffman Estates v. Flipside, Hoffman Estates,
Inc., 455 U.S. 489, 495 (1982) ("A plaintiff who
engages in some conduct that is clearly proscribed cannot complain
of the vagueness of the law as applied to the conduct of others.
A court should therefore examine the complainant' s conduct before
analyzing other hypothetical applications of the law" );
Parker v. Levy, 417 U.S. 733, 756 (1974) ("One to
whose conduct a statute clearly applies may not successfully
challenge it for vagueness" ). The plurality asserts that
in United States v. Salerno, 481 U.S. 739 (1987), which
I discuss in text immediately following this footnote, the Court
"entertained" a facial challenge even though "the
defendants . . . did not claim that the statute was unconstitutional
as applied to them." Ante, at 11, n. 22. That is
not so. The Court made it absolutely clear in Salerno
that a facial challenge requires the assertion that "no
set of circumstances exists under which the Act would be
valid," 481 U.S., at 745 (emphasis added). The footnoted
statement upon which the plurality relies ("Nor have respondents
claimed that the Act is unconstitutional because of the way it
was applied to the particular facts of their case," id.,
at 745, n. 3) was obviously meant to convey the fact that the
defendants were not making, in addition to their facial challenge,
an alternative as-applied challenge-i.e., asserting that even
if the statute was not unconstitutional in all its applications
it was at least unconstitutional in its particular application
to them.
2. Salerno, a criminal case, repudiated the Court'
s statement in Kolender v. Lawson, 461 U.S. 352, 359,
n. 8 (1983), to the effect that a facial challenge to a criminal
statute could succeed "even when [the statute] could conceivably
have had some valid application." Kolender seems
to have confused the standard for First Amendment overbreadth
challenges with the standard governing facial challenges on all
other grounds. See ibid. (citing the Court' s articulation
of the standard for First Amendment overbreadth challenges
from Hoffman Estates, supra, at 494). As Salerno noted,
481 U.S., at 745, the overbreadth doctrine is a specialized exception
to the general rule for facial challenges, justified in light
of the risk that an overbroad statute will chill free expression.
See, e.g., Broadrick v. Oklahoma, 413 U.S. 601, 612 (1973).
3. The plurality asserts that the Salerno standard
for facial challenge "has never been the decisive factor
in any decision of this Court." It means by that only this:
in rejecting a facial challenge, the Court has never contented
itself with identifying only one situation in which the
challenged statute would be constitutional, but has mentioned
several. But that is not at all remarkable, and casts no doubt
upon the validity of the principle that Salerno and these
many other cases enunciated. It is difficult to conceive of a
statute that would be constitutional in only a single application-and
hard to resist mentioning more than one. The plurality contends
that it does not matter whether the Salerno standard is
federal law, since facial challenge is a species of third-party
standing, and federal limitations upon third-party standing do
not apply in an appeal from a state decision which takes a broader
view, as the Illinois Supreme Court' s opinion did here. Ante,
at 11, n. 22. This is quite wrong. Disagreement over the Salerno
rule is not a disagreement over the "standing" question
of whether the person challenging the statute can raise
the rights of third parties: under both Salerno and the
plurality' s rule he can. The disagreement relates to how
many third-party rights he must prove to be infringed by
the statute before he can win: Salerno says "all"
(in addition to his own rights), the plurality says "many."
That is not a question of standing but of substantive law. The
notion that, if Salerno is the federal rule (a federal
statute is not totally invalid unless it is invalid in all its
applications), it can be altered by a state court (a federal
statute is totally invalid if it is invalid in many of
its applications), and that that alteration must be accepted
by the Supreme Court of the United States is, to put it as gently
as possible, remarkable.
4. See, e.g., Abdullah v. Commissioner of Ins. of Commonwealth
of Mass., 84 F.3d 18, 20 (CA1 1996); Deshawn E. v. Safir,
156 F.3d 340, 347 (CA2 1998); Artway v. Attorney Gen.
of State of N. J., 81 F.3d 1235, 1252, n. 13 (CA3 1996); Manning
v. Hunt, 119 F.3d 254, 268-269 (CA4 1997); Causeway Medical
Suite v. Ieyoub, 109 F.3d 1096, 1104 (CA5), cert. denied,
522 U.S. 943 (1997); Aronson v. City of Akron, 116 F.3d
804, 809 (CA6 1997); Government Suppliers Consolidating Servs.,
Inc. v. Bayh, 975 F.2d 1267, 1283 (CA7 1992), cert. denied,
506 U.S. 1053 (1993); Woodis v. Westark Community College,
160 F.3d 435, 438-439 (CA8 1998); Roulette v. Seattle,
97 F.3d 300, 306 (CA9 1996); Public Lands Council v. Babbitt,
167 F.3d 1287, 1293 (CA10 1999); Dimmitt v. Clearwater,
985 F.2d 1565, 1570-1571 (CA11 1993); Time Warner Entertainment
Co. v. FCC, 93 F.3d 957, 972 (CADC 1996).
5. With apologies for taking creative license with the work
of Messrs. Bernstein, Sondheim, and Laurents. West Side Story,
copyright 1959.
6. The plurality' s explanation for ignoring these laws is
that many of them carried severe penalties and, during the Reconstruction
era, they had "harsh consequences on African-American women
and children." Ante, at 9-10, n. 20. Those severe
penalties and those harsh consequences are certainly regrettable,
but they in no way lessen (indeed, the harshness of penalty tends
to increase) the capacity of these laws to prove that
loitering was never regarded as a fundamental liberty.
7. Ante, at 9, n. 19. The plurality bases its assertion
of apparent concession upon a footnote in Part I of petitioner'
s brief which reads: "Of course, laws regulating social
gatherings affect a liberty interest, and thus are subject to
review under the rubric of substantive due process . . . . We
address that doctrine in Part II below." Brief for Petitioner
21-22, n. 14. If a careless reader were inclined to confuse the
term "social gatherings" |