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THE PEOPLE, Plaintiff and Respondent,
v.
PAUL HERNANDEZ ADAME, ET AL., Defendants and Appellants.
No. E021856/E021904
In the Court of Appeal of the State of California
Fourth Appellate District
Division Two
(Super.Ct.No. CR69121)
APPEAL from the Superior Court of Riverside County. Robert
J. McIntyre, Judge. Affirmed with directions.
COUNSEL
Cliff Gardner, under appointment by the Court of Appeal,
for Defendant and Appellant Paul Hernandez Adame.
Kevin C. McLean, under appointment by the Court of Appeal,
for Defendant and Appellant Jeremy Raymond Maldonado.
Daniel E. Lungren and Bill Lockyer, Attorneys General,
George Williamson, Chief Assistant Attorney General, Gary W.
Schons, Senior Assistant Attorney General, Garrett Beaumont,
Robert M. Foster, Supervising Deputy Attorneys General, and Warren
P. Robinson, Deputy Attorney General, for Plaintiff and Respondent.
Filed May 26, 1999
CERTIFIED FOR PARTIAL PUBLICATION[FOOTNOTE *]
Defendants and appellants Paul Hernandez Adame and Jeremy
Raymond Maldonado appeal after each was convicted of the first
degree premeditated murder of Jose Canchola. Defendant Adame
raises several issues concerning instructions on lesser offenses,
corroboration of accomplice testimony, and the propriety of street
gang enhancements. Defendant Maldonado joins in these contentions,
and argues that (1) the court should have given voluntary manslaughter
instructions, and (2) it was improper to use the testimony of
an accomplice, while giving the accomplice favorable sentencing
treatment. We find that none of the contentions has merit, and
we affirm.
FACTS AND PROCEDURAL HISTORY
Michael Moreno was a member of the West Side Rivas,
a gang in west Riverside. In March of 1996, Moreno and five friends
were in the Rubidoux area when they were attacked by several
other young men. The attackers were members of a tagging crew
known as "Born Ruthless." Moreno suffered numerous
serious stab wounds in the attack and was hospitalized for several
weeks.
Moreno was released from the hospital sometime around
May 22, 1996. In the early morning hours of June 8, 1996, Moreno
was riding with defendant Maldonado in defendant Maldonado' s
car. Defendant Maldonado, like Moreno, was a member of the West
Side Riva gang. Defendant Maldonado saw Christina Guzman standing
on a corner with several other young people. Defendant Maldonado
recognized Guzman; he slowed down and called Guzman over to the
car. One of the young men with Guzman yelled out "Norwalk,"
which is the name of a gang. Moreno recognized Jose Canchola,
the man who yelled "Norwalk," as one of the men who
had attacked him in March. Canchola was a member of Born Ruthless.
Moreno told defendant Maldonado to drive on, and said
that he recognized Canchola as one of the attackers. Defendant
Maldonado asked if Moreno wanted to "do something about
it." At first, Moreno said no, and indicated he could do
nothing about it, because of his condition. Defendant Maldonado
replied, "Look what they done to you," and said, "I'
ll do it." Both Moreno and defendant Maldonado decided to
pick up defendant Adame, another West Side Riva gang member,
so that they could return and take care of Canchola.
Defendant Maldonado drove to defendant Adame' s house
and picked him up. Defendant Adame had a gun with him. The three
West Siders then went to defendant Maldonado' s house, where
he retrieved a gun. They drove toward the location where they
had last seen Canchola and Guzman, and stopped about two blocks
away. Moreno and defendant Maldonado changed seats; Moreno took
the driver' s seat, and Maldonado got into the front passenger
seat. Moreno drove to the corner where they had seen Canchola
earlier. Canchola was still there with another young man.
Defendants Maldonado and Adame got out of the car. Canchola
and his companion approached with their hands behind their backs,
as if they were hiding guns. Defendant Maldonado displayed his
gun, however, and both Canchola and his companion began to run
away. Defendant Maldonado chased Canchola around the car and
shot at him three or four times. Two bullets struck Canchola,
and he died at the scene.
While defendant Maldonado was chasing Canchola, defendant
Adame was trying to unjam his gun. Defendants Maldonado and Adame
got back into the car after the shooting, and Moreno drove away.
Guzman, who was still close by, telephoned 911. She told the
operator she had seen "Gauge' s" car, and she had also
seen "Mugsy" get out of the car. "Gauge"
is defendant Maldonado' s gang nickname; "Mugsy" is
defendant Adame' s gang nickname.
The prosecution presented evidence at trial that the
killing was committed for the benefit of the West Side Riva gang.
Defendant Maldonado presented evidence in his defense.
One of his high school teachers testified that, during the 1995-1996
school year, defendant Maldonado had started out sitting in the
back of the room with some West Side Riva gang members, but,
as the year progressed, defendant Maldonado' s grades improved
and he began sitting closer to the instructor and distancing
himself from the other gang members. In addition, defendant Maldonado'
s girlfriend testified that he had been with her until 12:15
a.m. on the night of the shooting. The shooting was reported
to police at approximately 1:30 a.m. on June 8, 1996.
Moreno and defendants Adame and Maldonado were originally
charged with Canchola' s murder. Then, Moreno agreed to plead
guilty to manslaughter, and to testify against defendants Adame
and Maldonado.
Defendants Adame and Maldonado were charged by information
with first degree premeditated murder (Pen. Code, § 187).
The information alleged as to each defendant that a principal
was armed with a firearm (Pen. Code, § 12022, subd. (a)(1)),
and that each defendant had personally used a firearm in the
commission of the offense (Pen. Code, § 12022.5, subd. (a)).
The information also alleged as to each defendant that the crime
was committed for the benefit of a criminal street gang (Pen.
Code, § 186.22, subd. (b)(1)).
The jury found both defendants guilty of first degree
premeditated murder, and found the firearm use and gang enhancements
to be true. The court did not submit to the jury the question
whether a principal was armed with a firearm.
The court sentenced each defendant to an indeterminate
term of 25 years to life, consecutive to a determinate term of
13 years: 10 years for personal use of a firearm, plus 3 years
for the gang enhancement.
Each defendant filed a timely notice of appeal.
ANALYSIS
I. Defendant Maldonado' s Appeal1[FOOTNOTE 1]
A.............................
B. Moreno' s Testimony Was Properly Admitted
Defendant Maldonado next contends that it was improper
to admit former codefendant Moreno' s testimony against him,
because Moreno' s testimony was "bought" in exchange
for lenient treatment, in violation of Penal Code section 132.5,
subdivision (a).
The contention is without merit. Penal Code section
132.5 was enacted in 1994,[FOOTNOTE 2] in response to the conduct
of several potential witnesses in well-known, notorious or sensational
criminal cases of the day; these witnesses had been selling their
stories to the highest media bidder. The Legislature believed
that the general weal was harmed by the media bidding wars over
such stories; witnesses were less likely to cooperate with police
investigation of crimes by withholding information in hopes of
a lucrative media "exclusive," and the trials of those
accused of crime could be rendered unfair by the specter of "bought"
testimony which could be skewed, incomplete, or otherwise tainted
by the influences of the media or money or both. Accordingly,
the Legislature responded by enacting Penal Code section 132.5.
Penal Code section 132.5, subdivision (a), provides in relevant
part: "A person who is a witness to an event or occurrence
that he or she knows, or reasonably should know, is a crime or
who has personal knowledge of facts that he or she knows, or
reasonably should know, may require that person to be called
as a witness in a criminal prosecution shall not accept or receive,
directly or indirectly, any payment or benefit in consideration
for providing information obtained as a result of witnessing
the event or occurrence or having personal knowledge of the facts."
Defendant Maldonado now argues that Moreno, an accomplice
in the murder and an original codefendant on the charge, received
an unlawful "payment or benefit" in violation of Penal
Code section 132.5, because he provided his testimony in exchange
for leniency, being allowed to plead guilty to manslaughter and
receiving a sentence of 12 years.[FOOTNOTE 3]
In construing Penal Code section 132.5, we are mindful
of principles of interpretation, which caution against reading
a statute so as to achieve absurd results, or results inconsistent
with the apparent legislative intent. (People v. Cruz
(1996) 13 Cal.4th 764, 782-783.) The Legislature' s concern in
enacting Penal Code section 132.5 was manifestly to put a halt
to the media bidding frenzy for the stories of witnesses in popular,
sensational cases.[FOOTNOTE 4] The Legislature would not have
intended, in the same enactment, to do away with the common,
well-established practice of plea bargaining in exchange for
truthful testimony.
Penal Code section 132.5 expressly excepts from its
terms "Lawful compensation provided to an informant by a
prosecutor or law enforcement agency" (Pen. Code, §
132.5, subd. (e)(2)), and "Statutorily authorized rewards
offered by governmental agencies for information leading to the
arrest and conviction of specified offenders" (Pen. Code,
§ 132.5, subd. (e)(4)). It may be possible to construe plea
bargains either as "Lawful compensation provided to an informant,"
or a "Statutorily authorized reward[]" to a witness,
for purposes of Penal Code section 132.5.
Even if such a construction is not possible, the admission
of Moreno' s testimony does not require reversal. A person who
accepts money for information may be found guilty of a misdemeanor,
and may be required to disgorge the money received, as well as
to pay a fine and/or be sentenced to a jail term. Penal Code
section 132.5 provides no other penalties, however, for its violation,
and is not an exclusionary rule.
To the contrary, article 1, section 28, subdivision
(d), the "Truth-in-Evidence" clause, of the California
Constitution generally requires that all relevant evidence be
admitted in a criminal proceeding, unless obtained in violation
of the United States Constitution. (In re Lance W. (1985)
37 Cal.3d 873, 885-890.) Penal Code section 132.5 is a state
statute; its violation is not a violation of the United States
Constitution (Clark v. City of Hermosa Beach (1996) 48
Cal.App.4th 1152, 1180 ["' As has often been stated, "[t]he
violation of a state statute does not automatically give rise
to a violation of rights secured by the Constitution." '
[Citations.]" ]), and thus a witness' s testimony, even
if unlawfully compensated under Penal Code section 132.5, must
be admitted under the "Truth-in-Evidence" provision.
Moreover, plea bargaining is not inconsistent with Penal
Code section 132.5. Plea bargaining has a long history in the
criminal justice system. Plea bargaining is a practice that is
well circumscribed by safeguards to assure that testimony does
not violate an accused' s right to a fair trial. "' "
[A] defendant is denied a fair trial if the prosecution' s case
depends substantially on accomplice testimony and the accomplice
witness is placed, either by the prosecution or by the court,
under a strong compulsion to testify in a particular fashion."
. . . Thus, when the accomplice is granted immunity subject to
the condition that his testimony substantially conform to an
earlier statement given to police . . . or that his testimony
result in defendant' s conviction . . . the accomplice' s testimony
is "tainted beyond redemption" and its admission denies
defendant a fair trial. On the other hand, although there is
a certain degree of compulsion inherent in any plea agreement
or grant of immunity, it is clear that an agreement requiring
only that the witness testify fully and truthfully is valid.'
" (Italics omitted.) (People v. Sully (1991) 53 Cal.3d
1195, 1216-1217.)
The courts have thus already determined, by long-standing
precedent, that the provision of a plea bargain in exchange for
truthful testimony, is not such an untoward "compensation"
that the testimony will render the accused' s trial unfair. Penal
Code section 132.5 addresses the same concern, fairness, but
in a different context: the newly burgeoning practice of selling
witness statements to the highest media bidder, largely by witnesses
other than plea-bargaining codefendants.
Here, defendant Maldonado has not argued that Moreno'
s plea bargain did anything other than require him to testify
truthfully. Moreno' s testimony was thus not within the intended
scope of Penal Code section 132.5.
Moreno' s testimony was properly admitted.
II. Defendant Adame' s Appeal[FOOTNOTE 5]
A.............................
B.............................
C.............................
D. Corroboration of Accomplice Testimony Was Not Required
to Find the Gun Use Enhancement True
Defendant Adame contends the gun-use enhancement must
be stricken because the jury was not instructed that Moreno'
s testimony as to the enhancement required corroboration, and
because there was no independent evidence that he had personally
used a firearm.
This point appears to present an issue of first impression.
Penal Code section 1111, requiring corroboration, applies
by its terms to "conviction" of an "offense."
An enhancement for personal use of a firearm is not an "offense,"
and a true finding on an enhancement allegation is not a "conviction."
(People v. Morris (1988) 46 Cal.3d 1, 16 ["Firearm
enhancements, like special circumstances, are not substantive
crimes" ].) We conclude, therefore, that accomplice corroboration
was not required to prove the gun use allegation.
People v. Adcox (1988) 47 Cal.3d 207, 247-248,
and People v. Espinoza (1979) 99 Cal.App.3d 44, 48-49,
are not apt. In each of these cases, the court decided that the
jury had been adequately instructed to consider whether the accomplice
evidence establishing the enhancement, or a special circumstance,
was properly corroborated. Incidentally in each case the court
also found adequate corroboration.
The Adcox court relied in part on a special statute
relating to special circumstance findings: "Section 190.4,
subdivision (a), provides in relevant part: ' Wherever a special
circumstance requires proof of the commission or attempted commission
of a crime, such crime shall be charged and proved pursuant to
the general law applying to the trial and conviction of the crime.'
" (People v. Adcox, supra, 47 Cal.3d 207, 247-248.)
Thus, the court held that the accomplice corroboration instructions
did not differentiate between the guilt verdict and the other
findings; the jury would simply assume that the corroboration
requirement applied to all findings. The court was not called
upon to determine whether accomplice corroboration is required
to return a true finding on a firearm enhancement. Cases are
not authority for points not necessary to their decision. (In
re Clifford C. (1997) 15 Cal.4th 1085, 1093-1094, fn. 6 ["'
" an opinion is not authority for a proposition not therein
considered" ' " ].)
Accomplice testimony must be corroborated to avoid the
evil of an accused being convicted solely on the testimony of
a coperpetrator who has a motive to place all the blame on the
accused. Independent evidence must therefore connect the accused
to the commission of the substantive offense, "' in such
a way as reasonably may satisfy a jury that the accomplice is
telling the truth.' " (People v. Bunyard (1988) 45
Cal.3d 1189, 1206.) The independent evidence need not establish
all the elements of the underlying offense; once the corroboration
sufficiently establishes the accomplice' s believability, the
accomplice' s evidence may establish many facts or details not
related in the independent testimony.
We conclude, therefore, that the requirement of accomplice
corroboration to convict on the underlying offense is all that
Penal Code section 1111 requires; even if a true finding of a
gun use enhancement depends exclusively upon the testimony of
an accomplice, the corroboration requirement has already satisfied
the statutory purposes of establishing the credibility of the
accomplice while connecting the particular defendant to the commission
of the crime. Unless the defendant has been properly convicted
of the underlying offense under corroborated accomplice testimony,
the question of personal use of a firearm for enhancement purposes
never arises. But when a defendant has already been found guilty
of the underlying offense, the accomplice' s credibility as to
additional details of the crime, such as which participant used
a gun, has at that point been supported by independent corroboration
connecting the defendant to the commission of the crime. There
is no reason why the trier of fact should not then believe the
accomplice' s evidence as to the detail of gun use without requiring
further specific independent corroboration on that point.
E.............................
III...........................
DISPOSITION
We order the abstract of judgment corrected as to each
defendant, to strike the three-year term under Penal Code section
186.22, and to add the specification that each defendant must
serve a minimum of 15 calendar years on the indeterminate life
term before he is eligible for parole.
In all other respects, the judgments are affirmed.
Ward, J.
We concur: Ramirez, P.J., and Gaut, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN*. Pursuant to California Rules of Court, rules 976(b)
and 976.1, this opinion is certified for publication with the
exception of parts I A, II A, B, C, E and III.
FN1. Defendant Adame joins in the contentions raised
in defendant Maldonado' s brief. Our disposition of defendant
Maldonado' s claims is deemed applicable to both defendants.
FN2. There are two versions of Penal Code section 132.5.
The versions are ordered differently but contain the same provisions
that are pertinent here. (Compare Stats. 1994, ch.
869, 9 West' s Cal.Legis.Service § 3, pp. 3734-3735, with
Stats. 1994, ch. 870, 9 West' s Cal.Legis.Service § 1, pp.
3736-3737.) For convenience, we shall refer to the text and numbering
of the version enacted in Statutes 1994, chapter 869, 9 West'
s California Legislative Service, section 3.
FN3. We recognize that the 10th Circuit Court of Appeals
in U. S. v. Singleton (10th Cir. 1998) 144 F.3d 1343,
(Singleton I) held that granting leniency to a witness
in exchange for testimony violated a federal statute prohibiting
the giving of compensation or value for evidence. The Court of
Appeals ordered a rehearing en banc, however, within days of
the original issuance of Singleton I. The Court of Appeals
en banc ruled in U. S. v. Singleton (10th Cir. 1999) 165
F.3d 1297, (Singleton II) that Congress did not intend
the federal statue to invade the well-established prerogative
of the sovereign to offer leniency in exchange for a witness'
s testimony. A petition for certiorari has been filed with the
United States Supreme Court on March 31, 1999, (Docket No. 98-8758).
A multitude of cases has rejected the analysis in Singleton
I, in favor of an analysis upholding the tradition of plea-bargaining.
FN4. See Fein, Should Witnesses Be Allowed to Sell
Their Stories Before Trial?, L.A. Times (Aug. 22, 1994), Metro
Part B, Op-Ed Desk.
We do not reach here the question of whether Penal Code
section 132.5 is violative of First Amendment rights.
FN5. Defendant Maldonado has expressly joined in any
assignments of error raised by defendant Adame which could also
apply to him. This portion of the appeal addresses the issues
as to both defendants.
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