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THE FREE SPEECH COALITION, on its own behalf and on behalf
of its members; BOLD TYPE, INC.; JIM GINGERICH; RON RAFFAELLI,
Plaintiffs-Appellants,
v.
JANET RENO, Attorney General, UNITED STATES DEPARTMENT OF
JUSTICE, Defendants-Appellees.
No. 97-16536
United States Court of Appeals for the Ninth Circuit
D.C. No. CV 97-00281-SC
Appeal from the United States District Court for the Northern
District of California
Samuel Conti, District Judge, Presiding
Argued and Submitted March 10, 1998 -- San Francisco, California
Before: Warren J. Ferguson and Sidney R. Thomas, Circuit Judges,
and Donald W. Molloy,[FOOTNOTE 1] District Judge.
COUNSEL
H. Louis Sirkin, Sirkin, Pinales, Mizibov & Schwartz,
Cincinnati, Ohio, for the plaintiffs-appellants.
Jacob M. Lewis, United States Department of Justice, Washington,
D.C. for the defendants-appellees.
Filed December 17, 1999
MOLLOY, District Judge:
I.
The question presented in this case is whether Congress
may constitutionally proscribe as child pornography computer
images that do not involve the use of real children in their
production or dissemination. We hold that the First Amendment
prohibits Congress from enacting a statute that makes criminal
the generation of images of fictitious children engaged in imaginary
but explicit sexual conduct.
II.
In this case, the district court found that the Child Pornography
Prevention Act of 1996 ("CPPA" or the "Act"
) was content-neutral, was not unconstitutionally vague or overbroad,
and did not constitute an improper prior restraint of speech.
The district court also found that the Child Pornography Prevention
Act' s affirmative defense did not impermissibly shift the burden
of proof to a defendant by virtue of an unconstitutional presumption.
While we agree that the plaintiffs have standing to bring
this case and that the Act is not an improper prior restraint
of speech, the balance of the district court' s analysis does
not comport with what we believe is required by the Constitution.
We find that the phrases "appears to be" a minor, and
"convey[s] the impression" that the depiction portrays
a minor, are vague and overbroad and thus do not meet the requirements
of the First Amendment. Consequently we hold that while these
two provisions of the Act do not pass constitutional muster,
the balance of the Child Pornography Prevention Act is constitutional
when the two phrases are stricken. Whether the statutory affirmative
defense is constitutional is a question that we leave for resolution
in a different case.
A.
The appellants consist of a group that refers to itself
as "The Free Speech Coalition." The Free Speech Coalition
is a trade association of businesses involved in the production
and distribution of "adult-oriented materials." Bold
Type, Inc. is a publisher of a book "dedicated to the education
and expression of the ideals and philosophy associated with nudism;"
Jim Gingerich is a New York artist whose paintings include large-scale
nudes; and Ron Raffaelli is a professional photographer whose
works include nude and erotic photographs.
The Free Speech Coalition sought declaratory and injunctive
relief by a pre-enforcement challenge to certain provisions of
the Child Pornography Prevention Act of 1996. The complaint was
filed in the Northern District of California. Both parties moved
for summary judgment. The district court determined the CPPA
was constitutional and granted the government' s motion for summary
judgment. See The Free Speech Coalition v. Reno, No. C
97-0281 VSC, 1997 WL 487758, at *7 (N.D. Cal. Aug. 12, 1997).[FOOTNOTE
2] At the same time it denied Free Speech' s cross motion for
summary judgment. See id. After the district court' s
adverse ruling, Free Speech appealed.
In this appeal, Free Speech argues the district court was
mistaken in its determination that the legislation is content
neutral. They also argue that the district court was wrong to
hold that the Act is not unconstitutionally vague. The argument
is that where the statute fails to define "appears to be"
and "conveys the impression," it is so vague a person
of ordinary intelligence cannot understand what is prohibited.
Free Speech also questions the district court' s holding that
the affirmative defense provided in the Act is constitutional.
Finally, Free Speech appeals the lower court' s determination
that the Act does not impose a prior restraint on protected speech
and that it does not create a permanent chill on protected expression.
B.
Child pornography is a social concern that has evaded repeated
attempts to stamp it out. State legislatures and Congress have
vigorously tried to investigate and enact laws to provide a basis
to prosecute those persons involved in the creation, distribution,
and possession of sexually explicit materials made by or through
the exploitation of children. Our concern is with the most recent
federal law enacted as part of the effort to rid society of the
exploitation of children for sexual gratification, the Child
Pornography Prevention Act of 1996.
1.
The original federal legislation specifically prohibiting
the sexual exploitation of children has been amended several
times since it was enacted as the Protection of Children Against
Sexual Exploitation Act of 1977. See Pub. L. No. 95-225,
92 Stat. 7 (1977) (codified as amended at 18 U.S.C. § §
2251-2253). The conduct prohibited by this law criminalized using
a minor to engage in sexually explicit conduct for the purpose
of producing any visual depiction of such conduct with the knowledge
that it was or would be transported in interstate or foreign
commerce. See id. Visual depiction was defined as including
undeveloped film. See United States v. Smith, 795 F.2d
841, 846-47 (9th Cir. 1986). The term also included reproductions
of photographs or pictures. See United States v. Porter,
709 F. Supp. 770, 774 (E.D. Mich. 1989), aff' d, 895 F.2d
1415 (6th Cir. 1990) (unpublished mem.). The language of 18 U.S.C.
§ § 2251 and 2252 has survived overbreadth and vagueness
challenges. See, e.g., United States v. Reedy, 845 F.2d
239, 241 (10th Cir. 1988).
The Protection of Children Against Sexual Exploitation
Act was enacted based upon congressional findings that child
pornography and prostitution were highly organized, highly profitable,
and exploited countless numbers of real children in its production.
See New York v. Ferber, 458 U.S. 747, 749 n.1 (1982) (citing
S. Rep. No. 95-438, at 5 (1977)). While the Act criminalized
the commercial production and distribution of visual depictions
of real children under the age of sixteen engaging in sexually
explicit conduct, it also extended the prohibitions of the Mann
Act, 18 U.S.C. § § 2421-2424, so as to criminalize
the interstate transportation of children or juveniles for the
purpose of prostitution. See Pub. L. No. 95-225, §
3, 92 Stat. 7 (1977). The Act criminalized a broad range of sexual
acts.
2.
The Protection of Children Against Sexual Exploitation
Act had its problems. According to the Final Report of the Attorney
General' s Commission on Pornography, only one person was convicted
under the Act' s production prohibition. See Attorney
General' s Comm' n On Pornography, Final Report 604
(1986) (hereinafter "AG Report" ). As a consequence
of the law' s deficiencies and the Supreme Court' s ruling in
Ferber, Congress enacted the Child Protection Act of 1984.
See Pub. L. No. 98-292, 98 Stat. 204 (1984) (codified
as amended at 18 U.S.C. § § 2251-2253). The Child Protection
Act did away with the earlier requirement that the prohibited
material be considered obscene under Miller v. California,
413 U.S. 15 (1973), before its production, dissemination, or
receipt was criminal. See id. § 4. The Child Protection
Act also raised the age limit for protecting children involved
in the production of sexually explicit material from sixteen
years to eighteen years. See id. § 5.
When the Child Protection Act of 1984 was enacted Congress
recognized that a great deal of pornographic trafficking involving
children was not for profit. Thus, the 1984 law also did away
with the requirement that the production or distribution of the
material be for the purpose of sale. See id. § §
4, 5. The 1984 law also picked up on a key phrase from Ferber,
where the Supreme Court discussed limits on the classification
of child pornography, stating that the "nature of the harm
to be combated requires that the state offense be limited to
works that visually depict sexual conduct . . . ." Ferber,
458 U.S. at 764. Congress changed the phrase "visual or
print medium" in the former law to the phrase "visual
depiction." See Pub. L. No. 98-292, §
§ 3, 4, 98 Stat. 204 (1984). Finally, Congress substituted
the word "lascivious" for the word "lewd"
in the definition of "sexual conduct" to make it clear
that the depiction of children engaged in sexual activity was
unlawful even if it did not meet the adult obscenity standard.
See id. § 5.
3.
In 1986, Congress amended the law once again. The Child
Sexual Abuse and Pornography Act of 1986, Public Law No. 99-628,
§ 2, 100 Stat. 3510 (1986) (codified as amended at 18 U.S.C.
§ 2251), banned the production and use of advertisements
for child pornography. Another statutory change made wrongdoers
subject to liability for personal injuries to children resulting
from the production of child pornography. See Child
Abuse Victims' Rights Act of 1986, Pub. L. No. 99-500, 100 Stat.
1783 (1986) (codified as amended at 18 U.S.C. § 2255). By
passing these Acts, Congress continued its quest to end "kiddie
porn."
4.
The continuing effort to marshal a means of stopping child
pornography resulted in the passage of the Child Protection and
Obscenity Enforcement Act of 1988. See Pub. L. No. 100-690,
102 Stat. 4181 (1988) (codified as amended at 18 U.S.C. §
§ 2251A-2252). This law made it unlawful to use a computer
to transport, distribute, or receive child pornography. See
id. § 7511. It also added a new section to the criminal
law that prohibited the buying, selling, or otherwise obtaining
of temporary custody or control of children for the purpose of
producing child pornography. See id. § 7512. The
new law required record keeping and imposed disclosure requirements
on the producers of certain sexually explicit matter. See
id. § 7513.
5.
In 1990 the Supreme Court decided Osborne v. Ohio, 495
U.S. 103 (1990). Osborne upheld an Ohio law that prohibited
possessing and viewing child pornography. See 495 U.S.
at 111. Soon thereafter, the Child Protection Restoration and
Penalties Enhancement Act of 1990 was passed. See Pub.
L. No. 101-647, § 301, 104 Stat. 4789 (1990) (codified as
amended at 18 U.S.C. § 2252(a)(4)). This law criminalized
the possession of three or more pieces of child pornography.
See id. § 323. Again in 1994, the federal law concerning
child pornography was amended to punish the production or importation
of sexually explicit depictions of a minor. See Pub. L.
No. 103-322, § 16001, 108 Stat. 2036 (1994) (codified as
amended at 18 U.S.C. § 2259). But, as with all the predecessor
protective laws, this statute protected real children from exploitation.
See id. The law also mandated restitution for victims
of child pornography. See id. § 40113.
Throughout the legislative history, Congress has defined
the problem of child pornography in terms of real children. Up
until 1996 the actual participation and abuse of children in
the production or dissemination or pornography involving minors
was the sine qua non of the regulating scheme. The legislation
tracked the decisions of the Supreme Court as well as the swift
development of technology and its nearly infinite possibilities.
The statutory odyssey was from adult pornography secured or not
by the First Amendment, to child pornography permitted or not,
to pseudo child pornography protected or not, until in 1996 the
law was amended to prohibit virtual child pornography. The 1996
law, the law at issue here, changed course. The regulation direction
shifted from defining child pornography in terms of the harm
inflicted upon real children to a determination that child pornography
was evil in and of itself, whether it involved real children
or not. This shift forms the basis of the constitutional challenge
Free Speech makes here.
6.
The Child Pornography Prevention Act of 1996 expanded the
law to combat the use of computer technology to produce pornography
containing images that look like children. The new law sought
to stifle the use of technology for evil purposes. This of course
was a marked change in the criminal regulatory scheme. Congress
had always acted to prevent harm to real children. In the new
law, Congress shifted the paradigm from the illegality of child
pornography that involved the use of real children in its creation
to forbid a "visual depiction" that "is, or appears
to be, of a minor engaging in sexually explicit conduct."
See 18 U.S.C.A. § 2256(8)(B) (West Supp. 1999).
The premise behind the Child Pornography Prevention Act
is the asserted impact of such images on the children who may
view them. The law is also based on the notion that child pornography,
real as well as virtual, increases the activities of child molesters
and pedophiles.
7.
18 U.S.C. § 2256(8)[FOOTNOTE 3] defines child pornography
as "any visual depiction, including any photograph, film,
video, picture, or computer or computer-generated image or picture,
whether made or produced by electronic, mechanical, or other
means, of sexually explicit conduct[.]" [FOOTNOTE 4] At
issue in this appeal are the definitions contained in subsections
(B) and (D) of § 2256(8). Section 2256(8)(B) bans sexually
explicit depictions that appear to be minors. Section 2256(8)(D)
bans visual depictions that are "advertised, promoted, presented,
described or distributed in such a manner that conveys the impression"
that they contain sexually explicit depictions of minors.
Because we hold the language at issue is unconstitutional,
we do not consider the challenge to the affirmative defense in
18 U.S.C. § 2252A(c).[FOOTNOTE 5]
III.
Standing is a question of law reviewed de novo. See
Johns v. County of San Diego, 114 F.3d 874, 876 (9th Cir.
1997). A party has standing to bring a claim before a court if
the party has suffered "' actual or threatened injury as
a result of the putatively illegal conduct of the defendant.'
"See The Free Speech Coalition, 1997 WL 487758, at
*2 (citing Valley Forge Christian College v. Americans United
for Separation of Church & State, Inc., 454 U.S. 464,
472 (1982)).
The record shows the individuals and businesses within
The Free Speech Coalition withheld or stopped distributing products
out of fear that they would be prosecuted for such behavior.
The district court was correct in finding the facts presented
here are sufficient to confer standing. The government does not
question the district court' s standing decision.
IV.
A.
A challenge to the constitutionality of a federal statute
is reviewed de novo. See Crawford v. Lundgren, 96 F.3d
380, 384 (9th Cir. 1996). A district court' s decision to grant
summary judgment is reviewed de novo. See Margolis v. Ryan,
140 F.3d 850, 852 (9th Cir. 1998). When the district court upholds
a restriction on speech, we conduct an independent de novo examination
of the facts. See Tucker v. State of Cal. Dep' t of Educ.,
97 F.3d 1204, 1209 n.2 (9th Cir. 1996).
1.
The district court held that the contested provisions of
the Child Pornography Prevention Act are content-neutral regulations.
See The Free Speech Coalition, 1997 WL 487758, at *7.
The district judge reasoned that the law was passed to prevent
the secondary effects of the child pornography industry, specifically
the exploitation and degradation of children. See id.
The court also found that the Act addressed the need to control
child pornography because virtual pornography led to the encouragement
of pedophilia and the molestation of children. See id.
This reasoning was based on a finding that the CPPA is intended
"to counteract the effect that [real or virtual child pornography]
has on its viewers, on children, and to society as a whole."
Id. The lower court expressly found the legislation was
not intended to regulate or outlaw the ideas themselves. See
id.
We do not agree. In United States v. Hilton, 167
F.3d 61, 68-69 (1st Cir. 1999), pet. for cert. filed,
No. 98-9647 (U.S. May 28, 1999), the First Circuit found that
the Act at issue was content-based because it expressly aims
to curb a particular category of expression, child pornography,
by singling out the type of expression based on its content and
then banning it. The Hilton court' s determination that
blanket suppression of an entire type of speech is a content-discriminating
act is a legal conclusion with which we agree. The child pornography
law is at its essence founded upon content-based classification
of speech.
The CPPA prohibits any sexually explicit depiction that
"appears to be" of a minor or that is distributed or
advertised in such a manner as to "convey the impression"
that the depiction portrays a minor. Thus, the CPPA distinguishes
favored from disfavored speech on the basis of the content of
that speech. See Crawford, 96 F.3d at 384.
Part of the rationale for the Act is the congressional
determination that "a major part of the threat to children
posed by child pornography is its effects on the viewers of such
material[.]" S. Rep. No. 104-358, at 17 (1996). The Congress
surmised that "the effect is the same whether the child
pornography consists of photographic depictions of actual children
or visual depictions produced wholly or in part by computer."
Id. One Senator referred to the notion that "[c]omputer
imaging technology has given child pornographers a new way to
create ' synthetic' child pornography which is virtually indistinguishable
from ' traditional' child pornography." Id. at 26.
This belief was then carried to its logical content-based conclusion
that "' synthetic' child pornography which looks real to
the naked eye will have the same effect upon viewers as ' traditional'
child pornography." Id.
The government contends the district court was right in
finding that the law is content-neutral. The government argues
that because Congress enacted the CPPA to address the secondary
effects of speech appearing to depict children' s sexual activity,
this secondary-effects justification for the CPPA hinges upon
the effect of pornography seemingly involving children upon its
viewers.
When a statute restricts speech by its content, it is
presumptively unconstitutional. See Crawford, 96 F.3d
at 385. As the First Circuit determined in Hilton:
The CPPA fails both tests for substantive neutrality: it expressly
aims to curb a particular category of expression (child pornography)
by singling out that type of expression based on its content
and banning it. Blanket suppression of an entire type of speech
is by its very nature a content-discriminating act. Furthermore,
Congress has not kept secret that one of its motivating reasons
for enacting the CPPA was to counter the primary effect child
pornography has on those who view it.
167 F.3d at 68-69 (footnote omitted). The CPPA is not a time,
place, or manner regulation.
2.
Under the circumstances, if the CPPA is to survive the
constitutional inquiry the government must establish a compelling
interest that is served by the statute, and it must show that
the CPPA is narrowly tailored to fulfill that interest. See
Crawford, 96 F.3d at 385-86.
The district court found that even if no children are involved
in the production of such materials the devastating secondary
effect that sexually explicit materials involving the images
of children have on society, and on the well being of children,
merits the regulation of such images. See The Free Speech
Coalition, 1997 WL 487758, at *4. This legislative finding
supported the lower court' s finding of a compelling state interest.
See id. We believe this legal determination is wrong.
There are three compelling interests put forward when instituting
efforts to curb child pornography using images of actual children.
The first interest is that child pornography requires the participation
of actual children in sexually explicit situations to create
the images. The second interest stems from the belief that dissemination
of such pornographic images may encourage more sexual abuse of
children because it whets the appetite of pedophiles. The third
interest is that such images are morally and aesthetically repugnant.
The Supreme Court has required state statutes criminalizing
child pornography to limit the offense to "works that visually
depict explicit sexual conduct by children below a specified
age." Ferber, 458 U.S. at 764. The Ferber
Court specifically focused on the harm to children. See 458
U.S. at 758. It also found that distribution of pornographic
images is "intrinsically related" to the harm suffered
by child victims because the images produced are a permanent
record of the child' s participation, exacerbated by its dissemination.
See id. at 759. The Court reasoned that the distribution
network for such images needs to be terminated if it is to be
effectively controlled. See id. The Ferber Court acknowledged
that "if it were necessary for literary or artistic value,
a person over the statutory age who perhaps looked younger could
be utilized." Id. at 763.
The language of the statute questioned here can criminalize
the use of fictional images that involve no human being, whether
that fictional person is over the statutory age and looks younger,
or indeed, a fictional person under the prohibited age. Images
that are, or can be, entirely the product of the mind are criminalized.
The CPPA' s definition of child pornography extends to drawings
or images that "appear" to be minors or visual depictions
that "convey" the impression that a minor is engaging
in sexually explicit conduct, whether an actual minor is involved
or not. The constitutionality of this definition is not supported
by existing case law.
The rationale articulated in Ferber and the constitutional
permissibility of regulating the category of child pornography
as a separate class is not justified by consideration of the
effects such images have on others, even if those effects exist.
Instead the focus of analysis is on the harm to the children
actually used in the production of the materials.[FOOTNOTE 6]
Nothing in Ferber can be said to justify the regulation
of such materials other than the protection of the actual children
used in the production of child pornography. The language of
the statute criminalizes even those materials that do not involve
a recognizable minor. This shift is a significant departure from
Ferber. While the government is given greater leeway in
regulating child pornography, materials or depictions of sexual
conduct "which do not involve live performance or photographic
or other visual reproduction of live performances, retain[s]
First Amendment protection." Ferber, 458 U.S. at 765.
Ferber considered the possibility of simulations
of sexually explicit acts involving non-recognizable minors and
implicitly found them to be constitutionally protected. See
id. at 763. The Court also implicitly rejected the regulation
of pornography that does not involve minors. See id. Thus,
the case law demonstrates that Congress has no compelling interest
in regulating sexually explicit materials that do not contain
visual images of actual children. Furthermore, to the extent
Congress' justification for the CPPA relies upon such pornography'
s effect on third parties -- children victimized by pedophiles
who consume sexually explicit depictions that appear to involve
minors -- the Seventh Circuit has articulated a compelling reason
for preventing such third party injury from superseding First
Amendment rights.
In American Booksellers Ass' n, Inc. v. Hudnut,
771 F.2d 323, 334 (7th Cir. 1985), aff' d, 475 U.S. 1001
(1986), the Seventh Circuit invalidated a city ordinance prohibiting
pornography that portrayed women submissively or in a degrading
manner. In Hudnut, an argument about the consequences
of pornography was put forth to justify the Indianapolis ordinance.
See 771 F.2d at 328. The defendants maintained that pornography
influences attitudes, and that the ordinance was a way to alter
the socialization of men and women rather than to vindicate community
standards of offensiveness. See id. at 328-29. It was
argued that the ordinance would play an important role "in
reducing the tendency of men to view women as sexual objects,
a tendency that leads to both unacceptable attitudes and discrimination
in the workplace and violence away from it." Id.
at 325. The Court accepted the premise that "depictions
of subordination tend to perpetuate subordination" which
in turn leads to "affront and lower pay at work, insult
and injury at home, and battery and rape on the streets."
Id. at 329. Even so, the Hudnut court reasoned that pornography'
s role, if any, in preserving systems of sexual oppression "simply
demonstrate[d] the power of pornography as speech . . . . Pornography
affects how people see the world, their fellows, and social relations."
Id.
As the Seventh Circuit noted, however, the unhappy effects
of pornography depend on mental intermediation. See id.
This is particularly so when the images are not of real human
beings, but are representations of a loathsome mind reduced to
virtual reality by the technology of graphic computer art. Further,
Sexual responses often are unthinking responses, and the association
of sexual arousal with the subordination of women therefore may
have a substantial effect. But almost all cultural stimuli provoke
unconscious responses . . . . If the fact that speech plays a
role in a process of conditioning were enough to permit governmental
regulation, that would be the end of freedom of speech.
Id. at 330.
By the same token, any victimization of children that
may arise from pedophiles' sexual responses to pornography apparently
depicting children engaging in explicit sexual activity is not
a sufficiently compelling justification for CPPA' s speech restrictions.
This is so because to hold otherwise enables the criminalization
of foul figments of creative technology that do not involve any
human victim in their creation or in their presentation. Cf.
Jacobson v. United States, 503 U.S. 540, 548-49 (1992) (invalidating
a federal child pornography conviction and holding that even
the compelling interest in protecting children from sexual exploitation
does not justify modifications in otherwise applicable rules
of criminal procedure); United States v. X-citement Video,
Inc., 513 U.S. 64, 78 (1994) (interpreting 18 U.S.C. §
2252 to require the prosecution to prove the defendant knew the
material was produced with the use of a minor, in part because
to find otherwise would be constitutionally problematic).
The critical ingredient of our analysis is the relationship
between the dissemination of fabricated images of child pornography
and additional acts of sexual abuse. Factual studies that establish
the link between computer-generated child pornography and the
subsequent sexual abuse of children apparently do not yet exist.
See Ronald W. Adelman, The Constitutionality of Congressional
Efforts to Ban Computer-Generated Child Pornography: A First
Amendment Assessment of S. 1237, 14 J. Marshall J. Computer
& Info. L. 483, 488, 490 (1996). The legislative justification
for the proposition was based upon the Final Report of the Attorney
General' s Commission on Pornography, a report that predates
the existing technology. See id. at 490. The Final Report
emphasized the victimization of real children by adult distribution
of the pornographic material. The report shows that the use of
sexually explicit photos or films of actual children to lure
other children played a small part in the overall problem involving
harm to children. See id. (citing AG Report at 649-50).
Thus, while such images are unquestionably morally repugnant,
they do not involve real children nor is there a demonstrated
basis to link computer-generated images with harm to real children.
Absent this nexus, the law does not withstand constitutional
scrutiny.[FOOTNOTE 7]
By criminalizing all visual depictions that "appear
to be" or "convey the impression" of child pornography,
even where no child is ever used or harmed in its production,
Congress has outlawed the type of depictions explicitly protected
by the Supreme Court' s interpretation of the First Amendment.
Because the 1996 Act attempts to criminalize disavowed impulses
of the mind, manifested in illicit creative acts, we determine
that censorship through the enactment of criminal laws intended
to control an evil idea cannot satisfy the constitutional requirements
of the First Amendment.
Our determination is not to suggest that anyone condones
the implicit or explicit harmful secondary effects of child pornography.
Rather it is a determination to measure the statute by First
Amendment standards articulated by the Supreme Court. To accept
the secondary effects argument as the gauge against which the
statute must be measured requires a remarkable shift in the First
Amendment paradigm. Such a transformation, how speech impacts
the listener or viewer, would turn First Amendment jurisprudence
on its head.
In short, we find the articulated compelling state interest
cannot justify the criminal proscription when no actual children
are involved in the illicit images either by production or depiction.
Because we find that Congress has not provided a compelling interest,
we do not address the "narrow tailoring" requirement.
3.
The district court found the CPPA is not unconstitutionally
vague as it gives sufficient guidance to a person of reasonable
intelligence as to what it prohibits. See The Free Speech
Coalition, 1997 WL 487758, at *6. The Hilton court
scrutinized the statute with a "skeptical eye" because
the new law impinges on freedom of expression. See 167
F.3d at 75. In doing so, it concluded, as the district court
did here, that the CPPA was not unconstitutionally vague. See
id. at 76-77. In making its determination the First Circuit
applied an objective standard to determine the meaning of the
phrase, "appears to be a minor." See id. at
75.
A statute is void for vagueness if it fails to "define
the criminal offense with sufficient definiteness that ordinary
people can understand what conduct is prohibited and in a manner
that does not encourage arbitrary or discriminatory enforcement."
Kolender v. Lawson, 461 U.S. 352, 357 (1983). The requirement
involves an understanding by a putative actor about what conduct
is prohibited. It is impermissible to define a criminal offense
so vaguely that an ordinary person is left guessing about what
is prohibited and what is not. Notice that does not provide a
meaningful understanding of what conduct is prohibited is vague
and unenforceable. Such is the case with the statutory language
prohibiting material that "appears to be" or that "conveys
the impression."
The CPPA' s criminalizing of material that "appears
to be a minor" and "convey[s] the impression"
that the material is a minor engaged in explicit sexual activity,
is void for vagueness. It does not "give the person of ordinary
intelligence a reasonable opportunity to know what is prohibited,"
and it fails to provide explicit standards for those who must
apply it, "with the attendant dangers of arbitrary and discriminatory
application." Greyned v. City of Rockford, 408 U.S.
104, 108-09 (1972).
The two phrases in question are highly subjective. There
is no explicit standard as to what the phrases mean. The phrases
provide no measure to guide an ordinarily intelligent person
about prohibited conduct and any such person could not be reasonably
certain about whose perspective defines the appearance of a minor,
or whose impression that a minor is involved leads to criminal
prosecution.
In the same light, the absence of definitions for these
key phrases in the CPPA allows law enforcement officials to exercise
their discretion, subjectively, about what "appears to be"
or what "conveys the impression" of prohibited material.
Thus, the vagueness of the statute' s key phrases regarding computer
images permits enforcement in an arbitrary and discriminatory
fashion. Cf. City of Chicago v. Morales, 119 S.Ct. 1849,
1862 (1999) (finding anti-loitering ordinance unconstitutionally
vague, in part because "the ' no apparent purpose' standard
[used in defining ' loitering' ] is inherently subjective"
and "depends on whether some purpose is ' apparent' to the
officer on the scene." ).
4.
The district court held that the CPPA is not overbroad
because it prohibits only those works necessary to prevent the
secondary pernicious effects of child pornography from reaching
minors. See The Free Speech Coalition, 1997 WL 487758,
at *6. In addition, the First Circuit reasoned that "a few
possibly impermissible applications of the Act does not warrant
its condemnation[,]" and found that "[w]hatever overbreadth
may exist at the edges are more appropriately cured through a
more precise case-by-case evaluation of the facts in a given
case." Hilton, 167 F.3d at 74. We do not agree.
Although overbreadth must "be ' substantial' before
the statute involved will be invalidated on its face[,]"
Ferber, 458 U.S. at 769, such overbreadth is present here.
On its face, the CPPA prohibits material that has been accorded
First Amendment protection. That is, non-obscene sexual expression
that does not involve actual children is protected expression
under the First Amendment. See id. at 764-65. This rule
abides even when the subject matter is distasteful.
Congress may serve its legitimate purpose in protecting
children from abuse by prohibiting pornography actually involving
minors. The Senate considered the constitutional impediment discussed
here but disagreed with the assertion that it could not prohibit
visual depictions that "appear to be" of minors engaging
in sexually explicit conduct when the depictions were produced
without using actual children. See S. Rep. No. 104-358,
at 21 (1996). The Senate reasoned that advances in technology
distinguished the Ferber Court' s holding because in 1982
when Ferber was decided "the technology to produce
visual depictions of child sexual activity indistinguishable
from unretouched photographs of actual children engaging in '
live performances' did not exist." Id.
The danger with this analysis is that it suggests that
the more realistic an imaginary creation is, the less protection
it is entitled to under the First Amendment. This is not because
of any harm caused in its creation, rather it is because of the
consequences of its purported reality. Yet, the Supreme Court
has restricted the regulation of pornographic material involving
minors because of the harm caused by its creation, not necessarily
because of the consequences of its creation. The government'
s interest in prohibiting computer-generated child pornographic
depictions is not the same as its interest in prohibiting child
pornography produced by using actual children. In the latter
instance there may be direct and indirect harm to a child. In
the former instance there is no harm, and there can be none,
to an actual child, if no real human is used in the production
of the images. What is left then is an inconsistent effort to
regulate the evil consequences of abusing children to make such
images, even though no children are used in its production.
As explained, the CPPA is insufficiently related to the
interest in prohibiting pornography actually involving minors
to justify its infringement of protected speech. See Village
of Schaumburg v. Citizens for a Better Env' t, 444 U.S. 620,
637-39 (1980) (village could serve its legitimate interest in
preventing fraud by less intrusive measures than direct prohibition
of solicitation; concluding that village ordinance was overbroad,
as it had insufficient relationship with protection of public
safety or residential privacy to justify interference with protected
speech). The CPPA' s inclusion of constitutionally protected
activity as well as legitimately prohibited activity makes it
overbroad. See Broadrick v. Oklahoma, 413 U.S. 601, 612
(1973) (describing Supreme Court' s findings of overbreadth in
cases in which statutes burden protected speech and rights of
association).
5.
The district court found that because the CPPA does not
require advance approval for production or distribution of adult
pornography that does not use minors and does not effect a complete
ban on constitutionally protected material, it does not constitute
an improper prior restraint on speech. See The Free Speech
Coalition, 1997 WL 487758, at *7. We agree.
Prior restraint describes "administrative and judicial
orders forbidding certain communications" before the communication
occurs. See Alexander v. United States, 509 U.S. 544,
550 (1993). The CPPA only penalizes speech after it occurs. As
such it is not a prior restraint of speech. See id. at
553-54. The possibility of self-censorship and the contention
that the CPPA has a chilling effect do not amount to a prior
restraint. See Fort Wayne Books, Inc. v. Indiana, 489
U.S. 46, 60 (1989).
V.
We hold that the language of "appears to be a minor"
set forth in 18 U.S.C. § 2256(8)(B) and the language "convey[s]
the impression" set forth in 18 U.S.C. § 2256(8)(D)
are unconstitutionally vague and overbroad. The statute is severable.
See Pub. L. No. 104-208, 110 Stat. 3009, § 101 (1996).
The law is enforceable, except for these amendments to 18 U.S.C.
§ 2256, § 4 of Senate Bill 1237, through the free standing
savings provisions of § 9, codified at 18 U.S.C. §
2256(9).[FOOTNOTE 8]
The judgment of the district court is AFFIRMED on the questions
of standing and prior restraint. The judgment of the district
court is REVERSED on the questions of the constitutionality of
the statutory language "appears to be a minor" and
"convey[s] the impression."
The pending motion by Stop Prisoner Rape, to file an amicus
brief in this case, is denied.
The case is remanded to the district court with instructions
to enter judgment on behalf of the plaintiffs consistent with
this opinion.
AFFIRMED IN PART, REVERSED AND REMANDED IN PART.
FERGUSON, Circuit Judge, Dissenting:
The majority holds that Congress cannot regulate virtual
child pornography[FOOTNOTE 1] because it does not require the
use of actual children in its production. Slip Op. at 14662.
Without the use of actual children, the majority believes that
Congress is simply attempting to regulate "evil idea[s]."
Id. I disagree. Congress has provided compelling evidence
that virtual child pornography causes real harm to real children.
As a result, virtual child pornography should join the ranks
of real child pornography as a class of speech outside the protection
of the First Amendment. In addition, I do not believe that the
statutory terms "appears to be" or "conveys the
impression" are substantially overbroad or void for vagueness.
Accordingly, I would find the Child Pornography Prevention Act
of 1996 ("CPPA" ) constitutional.
I.
For more than two decades, Congress has been trying to
eliminate the scourge of child pornography. See Slip Op.
at 14647-51. Each time Congress passes a law, however, child
pornographers find a way around the law' s prohibitions. See
S. Rep. No. 104-358, at 26 (statement of Sen. Grassley).
This cycle recently repeated itself and prompted Congress to
enact the CPPA.
Prior to the CPPA, federal law imposed penalties on individuals
who produced, distributed, or possessed visual depictions of
actual minors engaging in sexually explicit conduct. See 18
U.S.C.A. § 2252 (West Supp. 1999). Recent advances in computer-imaging
technology, however, have made this law ineffective for two reasons.
First, purveyors of child pornography can now produce visual
depictions that appear to be actual children engaged in sexual
conduct "without using children" at all, "thereby
placing such depictions outside the scope of federal law."
141 Cong. Rec. S13542 (daily ed. Sept. 13, 1995) (remarks of
Sen. Hatch). Second, even where actual children are used, computers
can "alter sexually explicit photographs, films, and videos
in such a way as to make it virtually impossible for prosecutors
to identify individuals, or to prove that the offending material
was produced using [actual] children." Id.
In an effort to close these loopholes, Congress enacted
the CPPA which, inter alia, bans visual depictions that
"appear[ ] to be of a minor engaging in sexually explicit
conduct" or that are "advertised, promoted, presented,
described, or distributed in such a manner that conveys the impression
that the material is or contains a visual depiction of a minor
engaging in sexually explicit conduct." 18 U.S.C.A. §
§ 2256(8)(B), (D) (West Supp. 1999). Along with the CPPA,
Congress included thirteen detailed legislative findings that
explain why virtual child pornography needs to be prohibited.
See 18 U.S.C.A. § 2251 (West Supp. 1999), Historical
and Statutory Notes, Congressional Findings (hereinafter "Congressional
Findings" ).
Despite these detailed legislative findings, the majority
rules that Congress failed to articulate a "compelling state
interest" to justify criminalizing virtual child pornography.
Slip Op. at 14662. The majority argues that Congress cannot constitutionally
regulate virtual child pornography because it does not depict
"actual children." Id. Once "actual children"
are eliminated from the equation, the majority believes that
Congress is impermissibly trying to regulate "evil idea[s]."
Id. I disagree for the following reasons.
First. The majority improperly suggests that preventing
harm to depicted children is the only legitimate justification
for banning child pornography. Although this was the Supreme
Court' s focus in New York v. Ferber, 458 U.S. 747 (1982),
the Court has subsequently indicated a willingness to consider
additional factors. See Osborne v. Ohio, 495 U.S. 103,
110-11 (1990). In Osborne, the Supreme Court addressed
the issue of whether Ohio could ban the possession of child pornography.
Id. at 108. In finding it could, the Court relied not
only on the harm caused to the children who were used in its
production (i.e., Ferber), but also on the harm that children
suffer when child pornography is used to seduce or coerce them
into sexual activity. Id. at 111. Thus, in Osborne, the
Court indicated that protecting children who are not actually
pictured in the pornographic image is a legitimate and compelling
state interest. See Id. See also United States v. Hilton,
167 F.3d 61, 70 (1st Cir.) (recognizing the Supreme Court' s
"subtle, yet crucial, extension" of valid state interests
to include protecting children not actually depicted), cert.
denied 120 S. Ct. 115 (1999). Under the reasoning of Osborne,
the majority had an obligation to consider justifications beyond
just the harm caused to the children depicted in the image.
Second. The majority ignores the fact that many
of the justifications Congress relied on when it passed the CPPA
have already been endorsed by the Supreme Court. For example,
the Court in Osborne recognized that states have a legitimate
interest in preventing pedophiles from "us[ing] child pornography
to seduce other children into sexual activity." Osborne,
495 U.S. at 111. Virtually parroting this justification, Congress
enacted the CPPA after finding that "child pornography is
often used as part of a method of seducing other children into
sexual activity; a child who is reluctant to engage in sexual
activity with an adult, or to pose for sexually explicit photographs,
can sometimes be convinced by viewing depictions of other children
' having fun' participating in such activity." Congressional
Findings, at 3.[FOOTNOTE 2] In addition, Congress found that
when child pornography is "used as a means of seducing or
breaking down a child' s inhibitions," the images are equally
as effective regardless of whether they are real photographs
or computer-generated pictures that are "virtually indistinguishable."
Congressional Findings, at 8.[FOOTNOTE 3]
The Supreme Court has also recognized that states have
a legitimate interest in destroying the child pornography market.
Osborne, 495 U.S. at 110. In enacting the CPPA, Congress
declared that the statute would encourage people to destroy all
forms of child pornography, thereby reducing the market for the
material. Congressional Findings, at 12. At the hearing
before the Senate Judiciary Committee, witnesses testified that
persons who trade and sell images that are indistinguishable
from those of actual children engaged in sexual activity "keep
the market for child pornography thriving." Senate Hearing,
at 91 (testimony of Bruce Taylor).[FOOTNOTE 4] This is because
pictures that look like children engaged in sexual activities
can be exchanged for pictures that are of actual children
engaged in such activities. By limiting the production and distribution
of images that appear to be of children having sex, the CPPA
helps rid the market of all child pornography.[FOOTNOTE 5]
Third. Even though Congress presented some new justifications
that the Supreme Court has not specifically endorsed, the majority
still had an obligation to consider them as long as they advance
the general goal of protecting children. In both Ferber and
Osborne, the Court stated that "[i]t is evident beyond
the need for elaboration that a State' s interest in ' safeguarding
the physical and psychological well-being of a minor' is ' compelling.'
"Osborne, 495 U.S. at 109, quoting Ferber,
458 U.S. at 756-57. "A democratic society rests, for its
continuance, upon the healthy, well-rounded growth of young people
into full maturity as citizens." Ferber, 458 U.S.
at 757. Thus, the Court will generally "sustain[ ] legislation
aimed at protecting the physical and emotional well-being of
children even when the laws . . . operate[ ] in sensitive areas."
Id.
The lesson from Ferber and Osborne
is that legislators should be given "greater leeway"
when acting to protect the well-being of children. See Id.
at 756. The majority, however, ignores this principle and fails
to consider any of the new justifications supporting the CPPA.
For example, the majority fails to address Congress' concern
that computer-imaging technology is making it increasingly difficult
in criminal cases for the government "to meet its burden
of proving that a pornographic image is of a real child."
S. Rep. No. 104-358, at 20. At a hearing before the Senate Judiciary
Committee, Deputy Assistant Attorney General Kevin Di Gregory
told the committee that in one federal child pornography case,
the defendant relied on advances in computer technology to argue
that the government had failed to meet its "burden of proving
that each item of the alleged child pornography did, in fact,
depict an actual minor rather than an adult made to look like
one." Id. at 17, citing United States v. Kimbrough,
69 F.3d 723, 733 (5th Cir. 1995), cert. denied, 116 S.Ct.
1547 (1996). Although jurors in that case rejected this argument,
Congress recognized that as computer imaging software progressed,
similar arguments might undermine "the enforcement of existing
laws against the sexual exploitation of children," S. Rep.
No. 104-358, at 17, by raising "a built-in reasonable doubt
argument in every child exploitation/pornography prosecution."
Id. at 16. Congress believed that the CPPA was necessary
to close this loophole, and therefore, the majority should have
factored this concern into its evaluation of the case.
Fourth. The majority ignores the fact that child
pornography, real or virtual, has little or no social value.
See Ferber, 458 U.S. at 762 (stating that the value of
child pornography is "exceedingly modest, if not de minimis"
). It is well established that "[t]he protection given to
speech and press was fashioned to assure unfettered interchange
of ideas for bringing about the political and social changes
desired by people." Roth v. United States, 354 U.S.
476, 484 (1957). "All ideas having even the slightest redeeming
social importance -- unorthodox ideas, controversial ideas, even
ideas hateful to the prevailing climate of opinion -- have .
. . full protection . . ." Id. The First Amendment,
however, does not protect certain limited categories of speech
that are "utterly without redeeming social importance."
Id. See also R.A.V. v. City of St. Paul, 505 U.S. 377,
382-83 (1992) (stating that "[f]rom 1791 to present . .
. our society, like other free but civilized societies, has permitted
restrictions upon the content of speech in a few limited areas,
which are of such slight value as a step to truth that any benefit
that may be derived from them is clearly outweighed by the social
interest in order and morality" ). These categories include
obscenity, Roth, 354 U.S. at 483, libel, Beauharnais
v. Illinois, 343 U.S. 250, 266 (1952), and "fighting
words," Chaplinsky v. New Hampshire, 315 U.S. 568,
571-73 (1942). Child pornography is also one of these categories
of speech. Ferber, 458 U.S. at 763-64.
Why should virtual child pornography be treated differently
than real child pornography? Is it more valued speech? I do not
think so. Both real and virtual child pornography contain visual
depictions of children engaging in sexually explicit activity.
The only difference is that real child pornography uses actual
children in its production, whereas virtual child pornography
does not. While this distinction is noteworthy, it does not somehow
transform virtual child pornography into meaningful speech. Virtual
child pornography, like its counterpart real child pornography,
is of "slight social value" and constitutes "no
essential part of the exposition of ideas." See Chaplinsky,
315 U.S. at 572. Therefore, the majority is wrong to accord virtual
child pornography the full protection of the First Amendment.
Fifth. The majority improperly analyzes the CPPA
under a strict scrutiny approach. Slip Op. at 14655. In so doing,
the majority misreads the Supreme Court' s previous child pornography
decisions. These decisions indicate that the proper mode of analysis
is to weigh the state' s interest in regulating child pornography
against the material' s limited social value. See Ferber,
458 U.S. at 756-64; Osborne, 495 U.S. at 108-111. The
Supreme Court used this test in Ferber and found that
"the balance of competing interests [was] clearly struck
and that it [was] permissible to consider these materials as
without the protection of the First Amendment." Id. at
764. See also Osborne, 495 U.S. at 111 (finding that the
"gravity of the State' s interests" outweighed Osborne'
s limited First Amendment right to possess child pornography).
Virtual child pornography should be evaluated in a similar
fashion. The majority should have weighed Congress' reasons for
banning virtual child pornography against the limited value of
such material.[FOOTNOTE 6] If the majority had, it would have
realized that Congress' interests in destroying the child pornography
market and in preventing the seduction of minors outweigh virtual
child pornography' s exceedingly modest social value. Since the
balance of competing interests tips in favor of the government,
virtual child pornography should join the ranks of real child
pornography as a class of speech outside the protection of the
First Amendment.
II.
The analysis does not end with a finding that virtual child
pornography is without First Amendment protection. Statutes can
be found unconstitutional if they are worded so broadly that
they "criminalize an intolerable range of constitutionally
protected conduct." Osborne, 495 U.S. at 112. This
case focuses on the CPPA' s new definition of child pornography
which prohibits visual depictions that "appear[ ] to be,"
or are promoted or distributed "in such a manner that conveys
the impression," that they are "of a minor engaging
in sexually explicit conduct." 18 U.S.C.A. § §
2256(8)(B), (D) (West Supp. 1999). The majority holds that this
language is overbroad because it bans "material that has
been accorded First Amendment protection." Slip Op. at 14664.
I disagree.
As a general rule, statutes should not be invalidated as
overbroad unless the overbreadth is "substantial . . . in
relation to the statute' s plainly legitimate sweep." Broadrick
v. Oklahoma, 413 U.S. 601, 615 (1973). The Court has cautioned
that the overbreadth doctrine is "strong medicine"
that should be employed "sparingly and only as a last resort."
Id. at 613. Accordingly, a statute should not be invalidated
as overbroad "when a limiting construction has been or could
be placed on the challenged statute." Id.
Appellants suggest that the "appears to be" language
is so broad that everyday artistic expressions like paintings,
drawings, and sculptures that depict youthful looking subjects
in a sexual manner will be criminalized under the CPPA. However,
even a glancing look at the legislative history belies this assertion.
Congress enacted the CPPA to address the problem of "computer-generated"
child pornography. S. Rep. No. 104-358, at 7. In the findings
filed with the CPPA, Congress repeatedly stated that the law
is targeted at visual depictions that are "virtually indistinguishable
to the unsuspecting viewer from unretouched photographic images
of actual children engaging in sexually explicit conduct."
Congressional Findings, at 5, 8, 13. The Senate Judiciary
Committee explained that the "appears to be" language
was necessary to cover the "same type of photographic images
already prohibited, but which do[ ] not require the use
of an actual minor." S. Rep. No. 104-358, at 21 (emphasis
in original).
From reading the legislative history, it becomes clear
that the CPPA merely extends the existing prohibitions on "real"
child pornography to a narrow class of computer-generated pictures
easily mistaken for real photographs of real children. See
Congressional Findings, at 13. Therefore, I agree with the
United States Court of Appeals for the First Circuit which found
that "drawings, cartoons, sculptures, and paintings depicting
youthful persons in sexually explicit poses plainly lie beyond
the Act." Hilton, 167 F.3d at 72. "By definition,
they would not be ' virtually indistinguishable' from an image
of an actual minor." Id. "The CPPA therefore
does not pose a threat to the vast majority of every day artistic
expression, even to speech involving sexual themes." Id.
There has also been concern that the CPPA prohibits constitutionally
protected photographic images of adults in sexually explicit
poses. This contention, however, is also without merit. The CPPA
explicitly states that "[i]t shall be an affirmative defense"
to a charge of distributing, reproducing or selling child pornography
that the pornography (1) "was produced using an actual person
or persons," (2) each of whom "was an adult at the
time the material was produced," and (3) "the defendant
did not advertise, promote, present, describe, or distribute
the material in such a manner as to convey the impression that
it is or contains visual depictions of a minor engaging in sexually
explicit conduct." 18 U.S.C.A. § 2252A(c) (West Supp.
1999). The CPPA thus shields from prosecution sexually explicit
visual depictions so long as they are produced using actual adults
and "the material has not been pandered as child pornography."
S. Rep. No. 104-358, at 10, 21. Persons -- like the appellants
in this case -- who produce and distribute works depicting the
sexual conduct of actual adults, and do not market the depictions
as if they contain sexual images of children, are thus explicitly
protected from culpability under the CPPA.
While there may be other potentially impermissible applications
of the CPPA, I doubt that they would be "substantial . .
. in relation to the statute' s plainly legitimate sweep."
Broadrick, 413 U.S. at 615. Rather than invalidate part
of the statute based on possible problems that may never occur,
it is best to deal with those situations on a case-by-cases basis.
See Ferber, 458 U.S. at 781 (Stevens, J., concurring)
(noting that "[h]ypothetical rulings are inherently treacherous
and prone to lead us into unforeseen errors" ). Accordingly,
I would find that the CPPA is not substantially overbroad. See
Hilton, 167 F.3d at 71-74 (finding that the CPPA is not unconstitutionally
overbroad); United States v. Acheson, 1999 WL 1028538,
at *3-5 (11th Cir. Nov. 12, 1999) (same).
III.
I also disagree with the majority that the CPPA is unconstitutionally
vague. It is well settled that a statute is not void for vagueness
unless it fails to "define the criminal offense with sufficient
definiteness that ordinary people can understand what conduct
is prohibited." Kolender v. Lawson, 461 U.S. 352,
357 (1983).
Here, the key phrases of the CPPA are clearly defined.
The CPPA applies to visual depictions of a minor engaging in
sexually explicit conduct. A minor is defined as "any person
under the age of eighteen years." 18 U.S.C.A. § 2256(1)
(West Supp. 1999). In addition, "sexually explicit conduct"
is defined as actual or simulated "sexual intercourse .
. . ; bestiality; masturbation; sadistic or masochistic abuse;
or lascivious exhibition of the genitals or pubic area."
18 U.S.C.A. § 2256(2) (West Supp. 1999). Given the detailed
definition of sexually explicit activity, it is unlikely that
a person of ordinary intelligence would be unable to determine
what activities are prohibited.
The majority nevertheless finds fault with the CPPA because
it believes that the terms "appears to be" and "conveys
the impression" are highly subjective and could be enforced
"in an arbitrary and discriminatory fashion." Slip
Op. at 14663-64. Once again, I disagree. With regard to the apparent
age of the depicted individuals, the government can use the same
type of objective evidence that it relied on before the CPPA
went into effect. For example, in cases involving prepubescent
individuals, the government can show the jury the pictures and
the jury can determine for itself whether the virtual image "appears
to be" of a minor. See e.g. United States v. Arvin,
900 F.2d 1385, 1390 n. 4 (9th Cir. 1990) (citing a jury instruction
that requires the members of the jury to decide whether the prepubescent
girls are "minors" based upon their own "observation
of the pictures" ), cert. denied 498 U.S. 1024 (1991).
In cases in which the depicted children have reached puberty,
the government can call expert witnesses to testify as to the
physical development of the depicted person, and present testimony
regarding the way the creator, distributor, or possessor labeled
the disks, files, or videos. See e.g. United States v. Robinson,
137 F.3d 652, 653 (1st Cir. 1998) (noting that the pornographic
photographs listed the ages of boys depicted). Thus, contrary
to the majority' s assertion, the determination of whether an
image "appears to be" or "conveys the impression"
of a minor engaging in sexually explicit activity is not "highly
subjective." Instead, I agree with the First Circuit which
found that the standard "is an objective one." Hilton,
167 F.3d at 75. "A jury must decide, based on the totality
of the circumstances, whether an unsuspecting viewer would consider
the depiction to be an actual individual under the age of eighteen
engaging in sexual activity." Id.
As an additional safeguard against arbitrary prosecutions,
the government must satisfy the element of scienter before it
can obtain a valid conviction under the CPPA. See 18 U.S.C.A.
§ 2252A (West Supp. 1999). In any CPPA prosecution, the
government must prove beyond a reasonable doubt that the individual
"knowingly" produced, distributed, or possessed sexually
explicit material and that the material depicts a person who
appeared to the pornographer to be under the age of eighteen.
See Id. See also United States v. X-Citement Video,
Inc., 513 U.S. 64, 78 (1994) (holding that the scienter requirement
"extends to both the sexually explicit nature of the material
and to the age of the performers" ). "Thus, a defendant
who honestly believes that the individual depicted in the image
appears to be 18 years old or older (and is believed by a jury),
or who can show that he knew the image was created by having
a youthful-looking adult pose for it, must be acquitted, so long
as the image was not presented or marketed as if it contained
a real minor." Hilton, 167 F.3d at 75-76. Based on
these safeguards, the majority' s concerns about arbitrary and
discriminatory prosecutions are misplaced. See Id. at
74-77 (finding that the CPPA is not unconstitutionally vague);
Acheson, 1999 WL 1028538, at *6-7 (same).
IV.
In sum, the CPPA is not, as the majority claims, an attempt
to regulate "evil idea[s]." Instead, the CPPA is an
important tool in the fight against child sexual abuse. The CPPA'
s definition of child pornography provides adequate notice of
the type of images that are prohibited and does not substantially
encroach on protected expression. Accordingly, I would find the
CPPA constitutional.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. The Honorable Donald W. Molloy, United States District
Judge for the District of Montana, sitting by designation.
FN2. The Opinion of the district court is not published
in the Federal Supplement.
FN3. 18 U.S.C. § 2256(8) defines child pornography
as:
[A]ny visual depiction, including any photograph, film, video,
picture, or computer or computer-generated image or picture,
whether made or produced by electronic, mechanical, or other
means, of sexually explicit conduct, where --
(A) the production of such visual depiction involves the use
of a minor engaging in sexually explicit conduct;
(B) such visual depiction is, or appears to be, of a minor engaging
in sexually explicit conduct;
(C) such visual depiction has been created, adapted, or modified
to appear that an identifiable minor is engaging in sexually
explicit conduct; or
(D) such visual depiction is advertised, promoted, presented,
described, or distributed in such a manner that conveys the impression
that the material is or contains a visual depiction of a minor
engaging in sexually explicit conduct . . . .
FN4. "Sexually explicit conduct" means:
actual or simulated --
(A) sexual intercourse, including genital-genital, oral-genital,
anal-genital, or oral-anal, whether between persons of the same
or opposite sex;
(B) bestiality;
(C) masturbation;
(D) sadistic or masochistic abuse; or
(E) lascivious exhibition of the genitals or pubic area of any
person.
18 U.S.C.A. § 2256(2) (West Supp. 1999).
FN5. The CPPA, 18 U.S.C. § 2252A(c), provides an
affirmative defense for violations of the Act if:
(1) the alleged child pornography was produced using an actual
person or persons engaging in sexually explicit conduct;
(2) each such person was an adult at the time the material was
produced; and
(3) the defendant did not advertise, promote, present, describe,
or distribute the material in such a manner as to convey the
impression that it is or contains a visual depiction of a minor
engaging in sexually explicit conduct.
FN6. The dissent rhetorically asks "Why should virtual
child pornography be treated differently than real child pornography?"
and then suggests there is no "value" in any pornography
involving children, whether it involves real persons or imaginary
computer images. This is the critical fault in the secondary
effects analysis because it shifts the argument focus from whether
the questioned speech or images are constitutionally protected
to a focus on how the speech or image affects those who hear
it or see it.
FN7. The dissent' s argument about the secondary effects
justification for permitting the statutory regulation here is
not sound because it makes too much of dicta set forth in Osborne
v. Ohio, 495 U.S. 103 (1989). In the first place Osborne
involved real children. Protecting harm to real children is the
point that constitutionally limits the power of Congress to ban
some forms of expression. The premise of the secondary effects
argument assumes that children will be enticed by pedophiles
to illicit sexual behavior, and consequent injury, if they look
at pictures of other kids engaged in sexually explicit conduct.
Even if the pictures don' t involve real kids, the "realism"
of computer images that "appear to be" or "create
the impression" of real children can be used by pedophiles
to entice a vulnerable child into illegal sexual acts. Thus,
according to the dissent, there is a justification to protect
kids from the harmful secondary effects of images that don' t
involve real people. The vulnerability argument makes no constitutional
sense in light of Ferber' s acknowledgment that adults
who look like minors can be used in place of minors in sexually
explicit "art" or film depictions. In other words,
if the dissent' s argument is sound, it would work to bar expression
of constitutionally protected speech under Ferber. Nothing
would keep the determined pedophile from using Ferber
protected images to entice the vulnerable child into harmful
sexual conduct. A similar fault lies in the dissent' s reasoning
regarding "drawings, cartoons, sculptures, and paintings
depicting youthful persons in sexually explicit poses [that]
plainly lie beyond the Act," citing Hilton, 167 F.3d
at 72. Children are enamored by cartoons and drawings. They are
regularly used as a means of teaching and entertaining. Much
debate exists about the effects that cartoons and video or computer
games have on violent behaviors or other antisocial behaviors
involving children. It is unsound to reason that cartoons cannot
suggest pornographic behavior or that cartoons could not be used
to entice a vulnerable child into illicit sexual behavior. Cf.
Fritz the Cat (1972) (X-rated cartoon movie, loosely based on
Underground Comics' character by Robert Crumb, depicting cat'
s adventures in group sex, college radicalism, and other hazards
of life in the 1960' s). Many innocent things can entice children
into immoral or offensive behavior, but that reality does not
create a constitutional power in the Congress to regulate otherwise
innocent behavior. By the dissent' s reasoning a pedophile could
use cartoons depicting explicit sexual conduct involving minors
to entice a child into engaging in sexually explicit behavior
but this would "plainly lie beyond the Act." Cartoons
or other images cannot be constitutionally distinguished from
other fictional images based upon the quality of the realism.
The dissent wrongly suggests that our holding accords "virtual
child pornography the full protection of the First Amendment."
Because the statute is severable, our holding demonstrates that
if morphed computer images are of an identifiable child, the
statute is enforceable because there is then the potential for
harm to a real child.
FN8. The Senate specifically dealt with the notion that
the inclusion of entirely computer-generated images might render
the law unconstitutional. Section 9 of Senate Bill 1237, codified
at 18 U.S.C. § 2256(9), was added as a safeguard at the
behest of Senator Biden. See S. Rep. No. 104-358, at 28
(1996). Section 9 prohibits the use of "identifiable minors
in visual depictions of sexually explicit conduct." 18 U.S.C.A.
§ 2256(9) (West Supp. 1999). Section 9 was added because
of the concern that the definition of "child pornography"
and its application through § 4 of the Act, the language
at issue here, "may be at risk of judicial invalidation
insofar as it reaches images that do not depict actual minors."
S. Rep. No. 104-358, at 11 (1996).
FN1. Computer-generated child pornography comes in many
different forms. For purposes of clarity, however, I will divide
it into two categories. The first is "virtual" child
pornography and the second is "computer-altered" child
pornography. The key to virtual child pornography is that it
does not depict an actual or "identifiable minor."
Through a technique called "morphing," a picture of
a real person is transformed into a picture of a child engaging
in sexually explicit activity. See S. Rep. No. 104-358,
at 15-16. Although the computer-generated image looks real, the
children depicted in the image do not actually exist. See
Id. The picture is therefore 100% "virtual." Computer-altered
child pornography, by contrast, contains the image of an actual
or "identifiable minor." This type of child pornography
can be created by scanning the photo of a child into the computer
and then with the aid of the "cut and paste" feature,
attaching the child' s face onto the body of another person who
is engaged in sexually explicit activity. Id. Although
the image has been altered, the child is still "recognizable"
through the child' s "face, likeness, or other distinguishing
characteristic." 18 U.S.C.A. § 2256(9) (West Supp.
1999). Computer-altered child pornography is banned under 18
U.S.C.A. § 2256(8)(C) (West Supp. 1999). Appellants did
not challenge this provision, and therefore, it will not be discussed
here.
FN2. The congressional findings were based in large part
on testimony presented to the Senate Judiciary Committee. See
Child Pornography Prevention Act of 1995: Hearing before
the Senate Judiciary Committee, 104th Cong., 2d Sess. (1996)
(hereinafter "Senate Hearing" ).
FN3.. See Senate Hearing, at 70 (statement of Bruce
Taylor, Chief Counsel for the National Law Center for Children
and Families) (stating that "real and apparent [child pornography]
. . . are equally dangerous because both have . . . the same
seductive effect on a child victim" ).
FN4. See also Senate Hearing, at 35 (testimony
of Dr. Victor Cline, Emeritus Professor in Psychology at the
University of Utah); Id. at 20, 23, 30 (testimony of Jeffrey
J. Dupilka, Deputy Chief Postal Inspector for Criminal Investigations).
FN5. See Senate Hearing, at 122 (testimony of Professor
Frederick Schauer, Frank Stanton Professor of the First Amendment,
Kennedy School of Government, Harvard University) (stating that
it is "undoubtedly true" that "somewhere in this
chain of computer-generated production there are going to be
real children . . . involved" ).
FN6. Scholarly writers also support using a balancing
test to determine whether virtual child pornography is "outside
the protection of the First Amendment." See e.g. Adam
J. Wasserman, Virtual.Child.Porn.Com: Defending the Constitutionality
of the Criminalization of Computer-Generated Child Pornography
by the Child Pornography Prevention Act of 1996 -- A Reply to
Professor Burke and Other Critics, 35 Harv. J. on Legis. 245,
274-78 (1998).
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