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STEVEN LEISERSON, Plaintiff and Appellant,
v.
CITY OF SAN DIEGO et al., Defendants and Appellant
202 Cal.App.3d 725, 249 Cal.Rptr. 28
No. D006445.
Court of Appeal, Fourth District, Division 1, California.
June 30, 1988.
COUNSEL
Ronald W. Hutcherson for Plaintiff and Appellant.
John W. Witt, City Attorney, Ronald L. Johnson and Eugene
P. Gordon, Chief Deputy City Attorneys, and Leslie J. Girard,
Deputy City Attorney, for Defendants and Appellants.
MAJORITY OPINION, WORK, Acting P. J.
Steven Leiserson appeals an order denying his motion for more
than $40,000 in attorney's fees pursuant to Code of Civil Procedure
section 1021.5 which provides for the award of attorney's fees
under a private attorney
general theory. Leiserson contends the trial court erred in
concluding he was not a successful litigant for the purposes
of such an award because, although his tort action was financially
unsuccessful, his lawsuit was the catalyst for the public benefit
he perceives flowing from our appellate pronouncement delineating
previously undefined rights of newsgatherers at disaster sites
and the City's amendment of its written police policies regarding
these persons at disaster sites. Defendants City of San Diego
et al. (City) respond by asserting the motion was patently frivolous,
untimely and was properly denied and cross- appeal claiming the
trial court abused its discretion in denying their request for
sanctions under section 128.5. For the reasons which follow,
we conclude as a matter of law Leiserson was not a "successful"
party within the meaning of section 1021.5 and, thus, is not
entitled to attorney's fees. We also hold the issues he raises
and his appeal are not frivolous. Accordingly, we affirm the
order.
All statutory references are to the Code of Civil Procedure
unless otherwise specified.
Factual and Procedural Background
The factual background underlying this litigation is recounted
in detail in
Leiserson v. City of San Diego (1986) 184 Cal.App.3d 41, 44-46
[229 Cal.Rptr. 22]. We summarize. Leiserson, a news cameraman
for a local television station, was arrested by a San Diego police
officer while photographing the site of the Pacific Southwest
Airlines (PSA) jetliner crash in a residential section of central
San Diego where approximately 150 persons were killed on September
25, 1978. The arrest followed his refusal to remain away from
the crash site where rescue and fire personnel were engaged.
After the misdemeanor criminal complaint filed against him was
dismissed, he sued the City and others for damages for their
false imprisonment, assault, battery, torture, intentionally
inflicting mental distress, conspiring to violate his civil rights,
violating his civil rights, interfering with his contract relations,
invading his privacy and malicious prosecution. He asserted his
arrest was unreasonable because Penal Code section 409.5, subdivision
(d) gave him the right to remain at the disaster site as a media
representative. The trial court found for defendants, reasoning
the police acted properly in ordering Leiserson away from the
crash site and arresting him for failing to comply with that
order. The court concluded the officers reasonably believed the
crash site might constitute a crime scene from which members
of the press may be excluded. Moreover, the trial judge held
the right of press access guaranteed by Penal Code section 409.5,
subdivision (d) did not extend to situations where the police
reasonably believed members of the press would be endangered
by entering the disaster area. In any event, the trial judge
noted the police complied with the statute by providing a cordoned-off
press area within 60 feet of the crash site.
On appeal, we affirmed the trial court's decision, holding
substantial evidence supported the trial court's finding the
police reasonably believed the disaster site was also the scene
of a possible crime and, thus, Penal Code section 409.5, subdivision
(d) did not guarantee Leiserson access beyond that designated
by the police. (Leiserson v. City of San Diego, supra, 184 Cal.App.3d
at pp. 44,
52-53.) However, our determination required us to analyze
Penal Code section 409.5 within the context of the trial court's
remaining findings to determine the extent of media access guaranteed.
We weighed Leiserson's claim the statute gave the press unrestricted
access to disaster sites for the purpose of news gathering so
long as they do not interfere with emergency crews performing
their duties and the uncontradicted evidence there was no interference
by Leiserson.
( Id. at p. 49.) We concluded two of the trial court's three
independent justifications for the police conduct were insufficient.
More specifically, we held safety is not a ground to exclude
press members from a disaster site because the statute provides
a specific exception for members of the media in situations already
determined be unsafe. ( Id. at p. 50.) Similarly, we held that
providing a separate confined area for the press at disaster
sites does not comport with the mandate of the statute, because
press access must be unrestricted unless police personnel at
the scene reasonably determine such unrestricted access will
interfere with emergency operations. ( Id. at p. 51.) However,
the trial court's determination the police reasonably believed
the crash may have been the result of an assassination attempt
on the life of a public official erroneously believed to have
been aboard the plane was supported by the record. Thus, we concluded
the traditional right to exclude the press from crime scenes
justified the police order leading to Leiserson's arrest.
( Id. at pp. 52-53.)
After our opinion became final, Leiserson moved for attorney's
fees of $40,953.50 pursuant to section 1021.5, contending his
action had resulted in enforcing an important right affecting
the public interest and conferring significant benefits on both
the general public and the California news media. He further
alleged the necessity and financial burden of private enforcement
made the award appropriate since he lost his damages claim.
Leiserson theorizes he is entitled to fees because his damages
action served to vindicate the media's right to gather and disseminate
information from and about disaster sites on behalf of the public
at large and acted as a catalyst
for policy reforms by the San Diego Police Department and
a published appellate court decision delineating previously undefined
rights of the news media. [FN2] *732
FN2 Leiserson relies on police department instruction number
1.15, dated August 11, 1981, and entitled Press Release and Media
Relations Guidelines, which superseded department instruction
1.15 dated September 29, 1977. The stated purpose of the guideline
was to insure the constitutional rights of a free press and the
right of an accused to a fair trial while establishing a consistent
means of communicating public information through the news media.
At page five of the six-page document, section VIII, entitled
News Media at Disaster Areas and Crime Scenes, provides in pertinent
part: "The ranking department member present at a disaster
or crime scene is responsible for providing appropriate information
to the news media. The Public Information Officer, upon his arrival,
will assist the ranking department member in providing information
to the media. The ranking department member will designate a
person to carry out this function pending arrival of the Public
Information Officer.
"A. Disaster and accident scenes may be closed to the
public pursuant to 409.5 P.C., however, news media representatives
are exempt from this
restriction. As soon as a disaster or accident has been identified
and secured, authorized media shall be permitted free access
to the area after being advised of any existing danger. Department
members shall not decline to rescue news media personnel in danger,
but they will not provide an escort into or out of dangerous
areas. In general, authorized members of the news media are to
be permitted free movement in the area as long as they do not
interfere with law enforcement or public safety functions. Generally,
the Public Information Officers will maintain liaison with the
new[s] media.
"B. Crime scenes may be closed to all unauthorized persons
includin[g] the news media. Crime scenes in areas of public access
may be opened for media inspection after any search, preservation
and processing of evidence has been completed and the scene is
secured. Reporters and/or photographers shall be kept far enough
from a crime scene being searched or preserved to protect it
from being disturbed, or evidence from being damaged. News media
representatives have no right of access to private property greater
than the general public and are subject to public access restrictions
of the owner or person in charge when a crime scene is located
on private property."
Former department instruction 1.15, dated September 29, 1977,
made no
reference to Penal Code section 409.5 or its provisions for
allowing media access at the disaster sites.
In support of the motion, Leiserson and his counsel filed
declarations. Leiserson's declaration summarized his inability
to gain assistance from large and small news organizations, his
employer, KFMB-TV, The Press Club, Sigma Delta Chi, Society of
Professional Journalists, the American Civil Liberties Union,
the Law Firm of Gray, Cary, Ames & Frye which had handled
his criminal defense, and several other attorneys in pursuing
his civil action. [FN3] Leiserson summarizes his position as
follows: "It was my desire through such an action to rehabilitate
myself in the eyes of my employer and to elevate my own self
esteem. Critical, however, to the entire effort was my interest
in seeing enforced that which I had taken for granted throughout
my career, namely, the right to photograph events at the scene
of disasters."
FN3 We take judicial notice that the professional associations
and the law firm Leiserson states declined to participate on
his behalf have often vigorously involved themselves in local
cases involving suspected intrusions on the media's First Amendment
privileges.
His counsel's declaration affirms Leiserson's difficulty in
obtaining civil representation. The attorney explained the litigation's
procedural history; noted mandatory judicial arbitration was
ordered in which the arbitrator awarded Leiserson $7,500, but
the defendants elected a trial de novo; perceived Leiserson was
a crusader in bringing forth a case of first impression regarding
the judicial construction of Penal Code section 409.5 terminating
in an appellate court decision delineating "significant
and previously undefined rights of news gatherers at accident
and disaster sites and restraints on law enforcement officials
relating to those news gatherers"; suggested Leiserson apparently
had a role in the revision of the policies and training of the
San Diego Police Department; stated that, although this case
was originally filed as a damage claim, there was little likelihood
from the inception of the action that damages sufficient to defray
actual costs of litigation could be recovered, as Leiserson's
proof of special damages from medical treatment were less than
$20 and other special damages were minimal; and emphasized postfiling
discovery revealed exemplary damages were not recoverable against
the City. Accordingly, Leiserson now claims he pursued the litigation
simply to vindicate his rights and seek a judicial interpretation
of Penal Code section 409.5, subdivision (d).
The City contended Leiserson was not a "successful"
litigant within the
meaning of section 1021.5 and, moreover, had enforced no "important
right affecting the public interests." The City also asserted
the motion was untimely and patently frivolous, warranting the
award of sanctions pursuant to section 128.5. In denying Leiserson's
motion, the trial court expressed its concern whether Leiserson
was a "prevailing" party as defined by this court's
truncated statement in Macias v. Municipal Court (1986) 178 Cal.App.3d
568, 580 [223 Cal.Rptr. 756], that "[n]either the statute
nor the *733 case law authorize the award of attorney fees to
a party who has been adjudicated the loser." Rising to the
City's argument Leiserson only sought damages and obtained none
and that the language in Macias on which Leiserson relied is
largely dicta, the court stated: "That's my concern. My
concern and the reason that I am going to leave the tentative
as the order of the court is because I interpret the language
-.
"I don't know that this is a frivolous motion. It's an
interesting theory that is being argued here by plaintiffs and
I can't find anything directly on point, but I have problems
with putting the law together such that if the court of appeal
were to ever step outside the bounds of what it must do and thereby
provide guidelines, for example, then it would be creating a
prevailing party where really none existed and the actual loser
of the appeal was indeed the plaintiff and that is the language
that I am seizing on, that which is in
MAJORITY OPINION Macias.
"I think if the law is going to be made any broader than
that, especially in a case like that, it ought to be done by
the court of appeal." Finally, in response to Leiserson's
counsel's assertion the court should pragmatically assess his
action relative to its impact on the revision of the police department's
policy manual and the language of the appellate decision, the
trial court stated: "I think that was probably all very
very beneficial not only to the parties, but to our policy-makers
for the City and maybe even state-wide, but I am very fearful
I might be making a ruling that really goes beyond what the existing
laws intend. If it's going to be done, I want it to be done by
an appellate [court]." Leiserson Is Not a "Successful"
Party Within the Meaning of Section 1021.5
(1a), (2a) Leiserson contends the sole issue presented is
whether litigants in a tort damages action can be deemed "successful"
for an award of attorney's fees under section 1021.5 if by this
action, including appeal, they spur enforcement of an important
public right and an enunciation of the governing rule of law
precisely delineating its breadth, even though they obtain no
money damages or other requested relief. As we shall explain,
such a litigant can be deemed "successful" for an award
of attorney's fees under section 1021.5, although our language
in Macias v. Municipal Court, supra, 178 Cal.App.3d at page 580,
may have misled the trial court to the contrary. However, as
a matter of law, Leiserson was not a "successful" litigant
within the meaning of section 1021.5 under the circumstances
of this case.
(3) Serving as one of several exceptions to the general rule
each party is responsible for his own attorney's fees (Gray v.
Don Miller & Associates, *734 Inc. (1984) 35 Cal.3d 498,
505 [198 Cal.Rptr. 551, 674 P.2d 253, 44 A.L.R.4th 763]; Bouvia
v. County of Los Angeles (1987) 195 Cal.App.3d 1075, 1082 [241
Cal.Rptr. 239]), the private attorney general doctrine was judicially
developed through the courts' inherent equitable powers and later
codified in section 1021.5 (Woodland Hills Residents Assn., Inc.
v. City Council (1979) 23 Cal.3d 917, 933 [154 Cal.Rptr. 503,
593 P.2d 200]; Bouvia v. County of Los Angeles, supra, 195 Cal.App.3d
at p. 1082). Section 1021.5 authorizes the court to: "[a]ward
attorneys' fees to a successful party ... in any action which
has resulted in the enforcement of an important right affecting
the public interest if: (a) a significant benefit, whether pecuniary
or nonpecuniary, has been conferred on the general public or
a large class of persons, (b) the necessity and financial burden
of private enforcement are such as to make the award appropriate,
and (c) such fees should not in the interest of justice be paid
out of the recovery, if any." This statute is designed "to
encourage the presentation of meritorious claims affecting large
numbers of people by providing successful litigants attorneys
fees incurred in public interest lawsuits." (Beach Colony
II v. California Coastal Com. (1985) 166 Cal.App.3d 106, 111
[212 Cal.Rptr. 485]; Serrano v. Priest (1977) 20 Cal.3d 25, 44-48
[141 Cal.Rptr. 315, 569 P.2d 1303].) The doctrine "'rests
upon the recognition that privately initiated lawsuits are often
essential to the effectuation of the fundamental public policies
embodied in constitutional or statutory provisions, and that,
without some mechanism authorizing the award of attorney fees,
private actions to enforce such important public policies will
as a practical matter frequently be infeasible."' (Maria
P. v. Riles (1987) 43 Cal.3d 1281, 1289 [240 Cal.Rptr. 872, 743
P.2d 932], quoting Woodlnd Hills Residents Assn., Inc. v. City
Council, supra, 23 Cal.3d at p. 933.)
(4) Section 1021.5 expressly requires an applicant to be a
"successful party" in an action resulting in the enforcement
of an important right affecting the public interest. In determining
whether the party is "successful," our Supreme Court
has uniformly explained: "[A]n attorney fee award may be
justified even when plaintiff's legal action does not result
in a favorable final judgment. (Westside Community for Independent
Living, Inc. v. Obledo (1983) 33 Cal.3d 348, 352 [188 Cal.Rptr.
873, 657 P.2d 365]; also Press v. Lucky Stores, Inc., (1983)
34 Cal.3d 311 [193 Cal.Rptr. 900, 667 P.2d 704] [although their
action had become moot, plaintiffs were awarded fees under §
1021.5 because they had achieved the relief they sought through
preliminary injunction].) It is also clear that the procedural
device by which a plaintiff seeks to enforce an important right
is not determinative of his or her entitlement to attorney fees
under section 1021.5. (In re Head (1986) 42 Cal.3d 223, 228-229
[228 Cal.Rptr. 184, 721 P.2d 65].) Similarly, a section 1021.5
award is not necessarily barred merely because the plaintiff
won the case on a preliminary issue. ( Woodland Hills *735 Resident[s]
Assn., Inc., supra, 23 Cal.3d at p. 938.) In determining whether
a plaintiff is a successful party for purposes of section 1021.5,
'[t]he critical fact is the impact of the action, not the manner
of its resolution."' ( Maria P. v. Riles, supra, 43 Cal.3d
at pp. 1290-1291, quoting Folsom v. Butte County Assn. of Governments
(1982) 32 Cal.3d 668, 685 [186 Cal.Rptr. 589, 652 P.2d 437].)
Consequently, in determining whether a party is successful the
trial court "'must realistically assess the litigation and
determine, from a practical perspective, whether or not the action
served to vindicate an important right so as to justify an attorney
fee award' under section 1021.5." ( Maria P. v. Riles, supra,
43 Cal.3d at p. 1291, quoting Woodland Hills Residents Assn.,
Inc. v. City Council, supra, 23 Cal.3d at p. 938.) The trial
court must find a "causal conection between the plaintiffs'
lawsuit and the relief obtained in order to justify a fee award
under section 1021.5 to a successful party." ( Maria P.
v. Riles, supra, 43 Cal.3d at p. 1291; Westside Community for
Independent Living, Inc. v. Obledo (1983) 33 Cal.3d 348 [188
Cal.Rptr. 873, 657 P.2d 365].)
""'The appropriate benchmarks in determining which
party prevailed are (a) the situation immediately prior to the
commencement of suit, and (b) the situation today, and the role,
if any, played by the litigation in effecting any changes between
the two."' [Citation.] An award of attorney fees under section
1021.5 is appropriate when a plaintiff's lawsuit "'was a
catalyst motivating defendants to provide the primary relief
sought,"' or when plaintiff vindicates an important right
"'by activating defendants to modify their behavior. "'
[Citations.] In a similar situation involving 42 United States
Code section 1988, the United States Supreme Court expressed
the appropriate standard as follows: "'plaintiffs may be
considered 'prevailing parties' for attorney's fees purposes
if they succeed on any significant issue in litigation which
achieves some of the benefit the parties sought in bringing suit.
"' (Hensley v. Eckerhart (1983) 461 U.S. 424, 433 [76 L.Ed.2d
40, 50, 103 S.Ct. 1933], citation omitted.)" ( Maria P.
v. Riles, supra, 43 Cal.3d at pp. 1291-1292; italics in original.)
(5) In determining whether a party is "successful"
within the meaning of section 1021.5, the court must critically
analyze the surrounding circumstances of the litigation and pragmatically
assess the gains achieved by a particular action. (Bouvia v.
County of Los Angeles, supra, 195 Cal.App.3d at p. 1083; see
Folsom v. Butte County Assn. of Governments, supra, 32 Cal.3d
at p. 685.) This inquiry requires more than a mechanical, superficial
glance at the "mere appearance" of the matter and whether
a party has been successful may be predicated on matters outside
the merits of the underlying dispute. ( Id. at p. 685.) In sum,
the governing factual barometer "is the impact of the action,
not the manner of its resolution." ( Folsom v. Butte County
Assn. of Governments, supra, 32 Cal.3d at p. 685.) "How
the party achieves the goal of enforcing the right in question
is not determinative of *736 the right to an award of attorney
fees under section 1021.5. The impact of the litigation is."
(In re Head (1986) 42 Cal.3d 223, 228-229 [228 Cal.Rptr. 184,
721 P2d 65].)
(2b) The trial court's reliance on the language in Macias
v. Municipal Court, supra, 178 Cal.App.3d at page 580, "[n]either
the statute nor the case law authorize the award of attorney
fees to a party who has been adjudicated the loser," was
misplaced. The majority in Macias concluded the petitioner was
not successful within the meaning of section 1021.5, because
the appellate record did not show conclusively that the relief
sought had been achieved. Petitioner had petitioned to have the
municipal court furnish all indigent misdemeanants with counseling
attorneys at arraignment and at entry of plea where charged with
crimes which could result in confinement. The majority found
the record was silent as to what, if any, municipal court procedures
were modified. Although the superior court had denied Macias's
petition for a writ of mandate, it was not that fact alone the
majority found dispositive. ( Id. at p. 579.) Thus, Macias does
not stand for the proposition that where one fails to obtain
a favorable final "judgment" that party is automatically
precluded from being awarded attorney's fees under section 1021.5
under all circumstances. Rather, the facts of each case must
be judiciously analyzed before determining eligibility for section
1021.5 attorney fees.
(1b) Here, although the trial court did not perform the inquiry
summarized above, a review of the record establishes as a matter
of law Leiserson is not a "successful" party within
the meaning of section 1021.5. Leiserson asserts he is for two
reasons: Because we would infer this litigation resulted in the
cited revision of the San Diego Police Department's policy manual
and because our published opinion delineated important media
rights protected by Penal Code section 409.5. As to the former,
Leiserson candidly concedes he has not
shown a causal nexus between his lawsuit and the voluntary
action undertaken by the San Diego Police Department in revising
its manual two years after he filed his lawsuit. (See, e.g.,
Westside Community for Independent Living, Inc. v. Obledo, supra,
33 Cal.3d at p. 353; see also Johnston v. Department of Personnel
Administration (1987) 191 Cal.App.3d 1218, 1227 [236 Cal.Rptr.
853].) He acknowledges one can only infer the additions were
made as a result of his action. Leiserson had the opportunity
to discover and present evidence of the City's motivation, but
has tendered none. Indeed, it is just as plausible any number
of influential sources following the PSA jetliner crash could
have induced this revision. (See Westside Community for Independent
Living, Inc. v. Obledo, supra, 33 Cal.3d at p. 354, fn. 6.) Absent
evidence to support a causal relationship between Leiserson's
tort action and the manual revision, we analyze Leiserson's "success"
in light of our appellate opinion. *737
(6) "The decision as to whether an award of attorney
fees is warranted rests initially with the trial court."
(Baggett v. Gates (1982) 32 Cal.3d 128, 142 [185 Cal.Rptr. 232,
649 P.2d 874].) However, within this narrow context of determining
whether Leiserson is a "successful" party within the
meaning of section 1021.5, this court is in at least as good
a position as the trial court to decide whether the legal rights
amplified through our opinion vindicates an important public
interest and confers a significant benefit on the general public
or broad class of citizens, rendering him a successful party.
(Bouvia v. County of Los Angeles, supra, 195 Cal.App.3d at p.
1083, fn. 7; Los Angeles Police Protective League v. City of
Los Angeles (1986) 188 Cal.App.3d 1, 8 [232 Cal.Rptr. 697]; Wilkerson
v. City of Placentia (1981) 118 Cal.App.3d 435, 445 [173 Cal.Rptr.
294].)
(7) Whether a published opinion clarifies and/or expands the
law is probative of whether Leiserson has satisfied the substantial
benefit concept underlying the private attorney general rule.
(Wilkerson v. City of Placentia, supra, 118 Cal.App.3d at p.
445.) Similarly, if that opinion is published because it satisfies
the criteria for publication under rule 976 et seq. of the California
Rules of Court, such status is also probative of whether the
decision clearly vindicates a right where the reason for publication
was to announce a rule not found in previously published opinions.
(Los Angeles Police Protective League v. City of Los Angeles,
supra, 188 Cal.App.3d at p. 12.)
(1c) Certainly, our previous opinion recognized the media's
right of access to disaster sites as expressly provided for in
Penal Code section 409.5. We upheld access rights of the press
representation against the City's argument that safety hazards
alone justified their exclusion, and declared the establishment
of a separate press area does not always substantially comply
with the statutory mandate. However, we rejected Leiserson's
contention that exclusion can be ordered only where actual interference
with emergency crews occur. We stated, "press representatives
must be given unrestricted access to disaster sites unless police
personnel at the scene reasonably determine that such unrestricted
access will interfere with emergency operations." (Leiserson
v. City of San Diego, supra, 184 Cal.App.3d at p. 51, original
italics.) Finally, we held Penal Code section 409.5 inferentially
precludes press access to disaster sites constituting possible
crime scenes - an argument which Leiserson did not contest. Consequently,
although we defined media access rights at disaster sites within
the context of Penal Code section 409.5, we simply reinforced
the express statutory mandate. Significantly, we ruled Leiserson's
primary assertion that the media can be excluded only where actual
interference occurs was in error. Further, we held substantial
evidence supported the trial court determination he was properly
excluded from the disaster site, because the police reasonably
believed it was a crime scene. *738
Granted, litigation which results in a published opinion echoing
and perhaps defining "existing rights does not mean that
a substantial benefit to the public cannot result"; for,
such pronouncements guarantee vital constitutional
and statutory principles are not simply relegated to "mere
theoretical pronouncements of little practical value to ordinary
citizens who cannot afford the price of vindicating those rights."
(Press v. Lucky Stores, Inc. (1983) 34 Cal.3d 311, 318, 319 [193
Cal.Rptr. 900, 667 P.2d 704].) However, our opinion as characterized
above does not warrant attorney's fees under section 1021.5,
considering the precise nature of the tort litigation Leiserson
elected to pursue and his failure to prevail in any manner within
his chosen context. (8) Although the procedural device by which
a plaintiff seeks to enforce an important right does not always
determine entitlement to attorney's fees under section 1021.5
( Maria P. v. Riles, supra, 43 Cal.3d at p. 1291; In re Head,
supra, 42 Cal.3d at p. 228), the relief sought is probative of
such entitlement. Indeed, where only a litigant's personal economic
interests are advanced by a lawsuit, fees may not be awarded
since the litigation does not significantly benefit a large class
of persons. (Pacific Legal Foundation v. California Coastal Com.
(1982) 33 Cal.3d 158, 167 [188 Cal.Rptr. 104, 655 P.2d 306];
Press v. Lucky Stores, Inc., supra, 34 Cal.3d at pp. 319-320,
fn. 7.) (1d) Here, Leiserson confined his tort action prayer
to civil damages for himself, never requesting a declaration
of the access rights of the press at disaster sites as conferred
by Penal Code section 409.5, subdivision (d). By tactical design,
the
litigation was not intended to promote the rights of the media
by obtaining a judicial declaration of those rights. Rather,
a review of Leiserson's damages complaint reveals his primary
intent for pursuing the litigation was to advance his own personal
economic interest. In spite of Leiserson's posttrial declarations,
the record conclusively shows he vigorously asserted entitlement
to substantial compensatory damages for physical and emotional
trauma from both the City and individual defendants at trial.
Further, his trial brief filed the day trial began strongly argues
for substantial punitive damages against the individuals. [FN4]
Finally, in light of the narrow focus of Leiserson's tort pleadings,
it is clear our published opinion was simply fortuitous. It would
be patently absurd for entitlement to attorney's fees under section
1021.5 to be predicated upon our fortuitous decision to use Leiserson's
appeal as a tool to communicate with the bench and bar certain
legal guidelines and order its publication where the plaintiff
himself does not request such a declaration. [FN5] *739
FN4 Moreover, although the trial court did not address this
issue, we question whether the record does not conclusively show
Leiserson is not entitled to attorney's fees because the financial
burden of his lawsuit is not out of proportion to his individual
stake in pursuing the damages action. (See discussion in Beach
Colony II v. California Coastal Com., supra, 166 Cal.App.3d at
pp. 113, 115.)
FN5 In light of Leiserson's declaration summarizing his inability
to gain assistance from a series of large and small news organizations,
fraternities, and others, we query whether their inaction may
be probative of the media's belief its significant First Amendment
access rights were not in jeopardy.
Sanctions Are Not Warranted
Relying on section 907, the California Rules of Court, rule
26(a) and In re Marriage of Flaherty (1982) 31 Cal.3d 637, 650
[183 Cal.Rptr. 508, 646 P.2d 179], the City contends not only
we should impose sanctions for a frivolous appeal, but also by
cross-appeal the trial court abused its discretion in denying
its motion for sanctions for the filing and pursuing of a frivolous
action. (9)(See fn. 6.) Although we find Leiserson's contentions
do not entitle him to relief, [FN6] his appeal presents a unique
issue which is not "indisputably" without merit. (10)
As to the denial of sanctions under section 128.5, this decision
is entirely within the discretion of the trial court and will
not be reversed absent clear abuse. (Luke v. Baldwin-United Corp.
(1985) 167 Cal.App.3d 664, 668 [213 Cal.Rptr. 654].) We find
none here, where there is no showing Leiserson's sole purpose
was to harass the City and no evidence suggesting any other improper
motive.
FN6 An appellate court's determination an action or contention
is "without merit" does not automatically relegate
it to the category of frivolous. ( In re Marriage of Flaherty,
supra, 31 Cal.3d at p. 650; Atchison, Topeka & Santa Fe Ry.
Co. v. Stockton Port Dist. (1983) 140 Cal.App.3d 111, 116 [189
Cal.Rptr. 208]; Lesser v. Huntington Harbor Corp. (1985) 173
Cal.App.3d 922, 929 [219 Cal.Rptr. 562].) However, where an action
is pursued for an improper motive, or the party knows or should
have known the facts or law or both preclude any recovery, yet
nevertheless prosecutes the matter, the question of a frivolous
action is raised. (Lesser v. Huntington Harbor Corp., supra,
173 Cal.App.3d at p. 929; Atchison, Topeka & Santa Fe Ry.
Co. v. Stockton Port District, supra, 140 Cal.App.3d at p. 116.)
"Thus, an appeal should be held to be frivolous only when
it is prosecuted for an improper motive - to harass the respondent
or delay the effect of an adverse judgment - or when it indisputably
has no merit - when any reasonable attorney would agree that
the appeal is totally and completely without merit." ( In
re Marriage of Flaherty, supra, 31 Cal.3d at p. 650.)
The order is affirmed.
Todd, J., and Staniforth, J., [FN*] concurred. *740
FN* Retired Associate Justice of the Court of Appeal sitting
under assignment by the Chairperson of the Judicial Council.
Cal.App.4.Dist.,1988.
Leiserson v. City of San Diego
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