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ROBERT and MARIETTA MARICH, Plaintiffs and Appellants,
v.
MGM/UA TELECOMMUNICATIONS, INC., and METRO GOLDWYN MAYER,
INC., Defendants and Respondents.
No. B154688
In the Court of Appeal of the State of California
Second Appellate District
Division Four
(Los Angeles County Super. Ct. No. BC176082)
APPEAL from a judgment of the Superior Court of Los Angeles
County, James C. Chalfant, Judge. Reversed.
COUNSEL
Watts & Associates and Laurence W. Watts; Evan D.
Marshall for Plaintiffs and Appellants.
Akin, Gump, Strauss, Hauer & Feld, Mirah A. Horowitz
and Rex S. Heinke for Defendants and Respondents.
Filed November 18, 2003
BACKGROUND
Appellants Robert and Marietta Marich brought this action
in 1997, against QRZ Media, Inc., MGM/UA Telecommunications,
Inc., and Metro Goldwyn Mayer, Inc., respectively, the producers
and distributors of a television show entitled, "LAPD: Life
on the Beat." The show was videotaped by a QRZ-employed
crew consisting of a camera operator and a soundman who rode
on patrol with officers of the Los Angeles Police Department.
On October 20, 1996, the crew videotaped two officers as they
responded to a call to the apartment of appellants' son, Michael
Marich, where he was found dead.
While the television crew videotaped, one of the policemen,
Officer Jackson, telephoned appellants at their home in Texas.
The result of the videotaping was a four-minute segment in an
episode of the show entitled, "The Final Act." Officer
Jackson's telephone call to appellants appears in the episode.
He is seen and heard speaking first to appellant Marietta Marich,
then to appellant Robert Marich, informing them, without identifying
appellants or their son by name, that the police discovered their
son dead in his apartment of an apparent drug overdose. While
the words spoken are unintelligible, appellants' responses are
audible, and clearly register shock and anguish.
After the show was broadcast, appellants brought this
action, and it was consolidated with appellants' action against
the City of Los Angeles regarding the same show. The complaint
sets forth causes of action for intentional infliction of emotional
distress, common-law invasion of privacy, based upon intrusion
and public disclosure of private facts, and statutory invasion
of privacy, based upon Penal Code sections 631, 632, and 634.
After the trial court granted the respondents' anti-SLAPP motion
and dismissed the action pursuant to Code of Civil Procedure
section 425.16, we reversed the judgment of dismissal and the
matter was remanded for trial.[FOOTNOTE 1]
In June 2001, QRZ Media, Inc. filed a Chapter 7 bankruptcy
petition, staying the action with regard to that defendant, and
jury trial commenced on July 5, 2001, against the remaining defendants,
including respondents in this appeal, MGM/UA Telecommunications,
Inc., and Metro Goldwyn Mayer, Inc., on the causes of action
for common-law invasion of privacy based upon intrusion, and
statutory invasion of privacy, based upon Penal Code section
632. The theory of the case was that the improper recordings
combined with the subsequent publication of the conversations
resulted in damages to appellants. The jury's deliberations began
on July 24, 2001, and were quite eventful, with requests from
the jury for rereading of testimony, further argument, and multiple
questions, nearly all involving the meaning of the word intentional.
On July 26, 2001, after the jury indicated to the court
that it might be deadlocked, one of the jurors was excused due
to a prepaid family vacation, and the jury was instructed to
begin deliberations anew. When the jury again indicated that
it was deadlocked, the court discussed with counsel the advisability
of giving an "Allen charge." [FOOTNOTE 2] The court
answered the jury's questions, permitted additional argument,
and provided the rereading of requested testimony. Appellants'
counsel then proposed an additional instruction with regard to
intent, which was refused by the court.
Deliberations resumed, and the jury again reported that
it was deadlocked, 8 to 4. The parties stipulated to accepting
a verdict based on a vote of 8 to 4, instead of 9 to 3. The "Allen
charge" was not given.
The jury returned special verdicts on each of the two
causes of action. With regard to the common law intrusion theory,
the jury answered "no" to the following question: "Did
any employee of QRZ Media, acting within the scope of his or
her employment, intentionally intrude into Robert Marich's solitude,
seclusion, private affairs or concerns, specifically with respect
to Robert Marich's side of the telephone death-notification conversation
with Officer Jackson on October 20, 1996?"
With regard to the statutory claim based on Penal Code
section 632, the jury answered three questions as follows: "11.
Did any employee of QRZ Media, acting within the scope of employment,
record or eavesdrop upon Robert Marich's side of a confidential
communication without Robert Marich's consent? [¶ ] Yes.
[¶ ] 12. Did that person use an electronic amplifying or
recording device? [¶ ] Yes. [¶ ] 13. Did that person
do so intentionally, and not inadvertently or by chance? [¶
] No."
Judgment was entered in favor of respondents on September
20, 2001, and appellants filed a timely notice of appeal.
DISCUSSION
1. Definition of Intent
Appellants contend that the trial court gave erroneous
jury instructions with regard to the element of intent for both
the statutory and common-law causes of action for invasion of
privacy; and that the erroneous instructions had the effect of
incorrectly placing the burden on them to prove absence of mistake
or inadvertence.
The elements of both the statutory invasion of privacy
and common-law invasion of privacy includeintentional
conduct. Penal Code section 632 prohibits the intentional
eavesdropping to a confidential communication by means of any
electronic amplifying or recording device, without the consent
of all parties. The common-law cause of action for invasion of
privacy based upon intrusion "has two elements: (1) [intentional]
intrusion into a private place, conversation or matter, (2) in
a manner highly offensive to a reasonable person." (Shulman
v. Group W Productions, Inc. (1998) 18 Cal.4th 200, 214, 231.)
"It encompasses . . . unwarranted sensory intrusions such
as eavesdropping. . . . [Citation.]" (Id. at pp.
230-231.)
"[T]he word ' intentional' has been the subject
of widely differing interpretations, depending on context and
apparent legislative intent. [Citations.] . . . the recording
of a confidential conversation is intentional if the person using
the recording equipment does so with the purpose or desire of
recording a confidential conversation, or with the knowledge
to a substantial certainty that his use of the equipment will
result in the recordation of a confidential conversation. [Citations.]"
(People v. Superior Court (Smith) (1969) 70 Cal.2d 123,
134 (Smith).)
Smith's definition describes general criminal
intent: "' As Professor Perkins puts it: "Intent includes
those consequences which (a) represent the very purpose for which
an act is done (regardless of the likelihood of occurrence),
or (b) are known to be substantially certain to result (regardless
of desire)." ' " (People v. Colantuono (1994)
7 Cal.4th 206, 217.) Respondents contend that even if the definition
of intent applied by Smith to criminal eavesdropping were
appropriate in a civil action arising under Penal Code section
632, it has no place in an action based upon the common-law intrusion
tort. We disagree.[FOOTNOTE 3]
Smith's dual definition of intentional is in
essence, the definition found in the Restatement Second of Torts:
"The word ' intent' is used throughout the Restatement .
. . to denote that the actor desires to cause consequences of
his act, or that he believes that the consequences are
substantially certain to result from it." (Rest.2d Torts,
§ 8A, italics added.) Thus, "[i]ntent is not . . .
limited to consequences which are desired. If the actor knows
that the consequences are certain, or substantially certain,
to result from his act, and still goes ahead, he is treated by
the law as if he had in fact desired to produce the result."
(Rest.2d Torts, § 8A, com. b.)[FOOTNOTE 4]
The dual definition is used widely in civil actions.
(E.g., Korea Supply Co. v. Lockheed Martin Corp. (2003)
29 Cal.4th 1134, 1156-1157 [intentional interference with prospective
economic advantage];Akins v. State of California (1998)
61 Cal.App.4th 1, 36 [inverse condemnation, intentional diversion
of waters]; Arendell v. Auto Parts Club, Inc. (1994) 29
Cal.App.4th 1261, 1265 [intentional employer misconduct]; Shell
Oil Co. v. Winterthur Swiss Ins. Co. (1993) 12 Cal.App.4th
715, 744-745 [insurance-policy exclusion for intentional torts].)
In spite of its widespread use, there was no separate
BAJI instruction at the time of this trial for the dual definition
of intent for general use in tort actions or for use in privacy
actions, although the dual formula was used in defining several
specific torts. (See e.g., BAJI Nos. 7.81, 7.83, 12.77.) The
trial court did not, however, borrow from other intentional torts.
Nor did the court use either the Restatement language or the
language suggested in Smith, supra, 70 Cal.2d at page
132.[FOOTNOTE 5]
Over appellants' objection, the trial court engrafted
respondents' instruction, and more, onto BAJI No. 7.20,
which sets forth the elements of an invasion-of-privacy cause
of action.
Unmodified, BAJI No. 7.20 (9th ed.) reads: "The
plaintiff _______ [also] seeks to recover damages based upon
a claim of invasion of privacy by intrusion into private affairs.
[¶ ] The essential elements of this claim are: [¶ ]
1. The defendant intentionally intruded, physically or otherwise,
upon the solitude or seclusion, private affairs or concerns of
the plaintiff; [¶ ] 2. The intrusion was substantial, and
of a kind that would be highly offensive to an ordinarily reasonable
person; and [¶ ] 3. The intrusion caused plaintiff to sustain
injury, damage, loss or harm. [¶ ] In determining whether
an intrusion is highly offensive, you should consider all of
the evidence, including the degree of intrusion, the context,
conduct and circumstances surrounding the intrusion as well as
the intruder's motives and objectives, the setting in which the
intrusion occurs, and the plaintiff's expectations of privacy
in that setting."
At respondents' request, the court added the following
language: "For liability the intrusion must have been intentional.
Any unintended or mistaken foray into the territory of
another does not give rise to liability. The intrusion must also
have been injurious or damaging. [¶ ] Any act committed
or an omission made in ignorance or by reason of a mistake of
fact disproves any intent to commit such act or omission. Thus,
a person does not act unlawfully if he or she commits an act
or admits the act under an actual belief in the existence of
certain facts and circumstances which, if true, would make the
act or omission lawful." (Italics added.)
Respondents took the phrase "unintended or mistaken
foray into the territory of another" from Miller v. National
Broadcasting Co. (1986) 187 Cal.App.3d 1463, 1483 ("Miller"
). "The admonition has been frequently stated that it is
dangerous to frame an instruction upon isolated extracts from
the opinions of the court. [Citations.]" (Francis v.
City & County of San Francisco (1955) 44 Cal.2d 335,
341.) "The discussion in an appellate decision is directed
to the issue presented. The reviewing court generally does not
contemplate a subsequent transmutation of its words into jury
instructions and hence does not choose them with that end in
mind. We therefore strongly caution that when evaluating special
instructions, trial courts carefully consider whether such derivative
application is consistent with their original usage." (People
v. Colantuono, supra, 7 Cal.4th at p. 221, fn. 13.)
Respondents' instruction amply illustrates the problem.
There was no issue in Miller of instructional error, since
the matter was before the court on appeal from a summary judgment;
and there was no issue with regard to the definition of intentional.
(Miller, supra, 187 Cal.App.3d at p. 1470.) The issue presented
was whether the plaintiff's complaint stated a cause of action,
and the phrase, "unintended or mistaken foray," appears
in a discussion of what conduct might be "highly offensive
to a reasonable person." (Id. at pp. 1482-1483.)
No language in Miller provided an appropriate instruction
on the definition of intent for use in this case.
Further, the trial court's explanation of mistake of
fact had no place in the definition of intent. Mistake of fact
provides a defense to numerous causes of action. One such example
is as a defense to the enforcement of a contract. (See Pechtel
v. Universal Underwriters Ins. Co. (1971) 15 Cal.App.3d 194,
205.) It may also provide a defense to one charged with crime.
(People v. Mayer (2003) 108 Cal.App.4th 403, 412.) It
may negate malice. (Ebaugh v. Rabkin (1972) 22 Cal.App.3d
891, 895.) We have found no case in which mistake of fact was
interposed as a defense in a privacy action, although the defense
is suggested in Smith's example of the person who intends
to record the calls of wild birds on a game reserve, but accidentally
picks up the confidential discussions of two poachers. (Smith,
supra, 70 Cal.2d at p. 132.) Although Smith does not
elaborate, the mistaken fact is, of course, that only birdsong
is being recorded.
Thus, we have no difficulty concluding that mistake
of fact can provide an defense to a privacy action. It remains,
however, that mistake of fact is an affirmative defense. (See
e.g., People v. Mayberry (1975) 15 Cal.3d 143, 157; Mosher
v. Mayacamas Corp. (1989) 215 Cal.App.3d 1, 5.) An affirmative
defense is new matter that defendants are required to plead and
prove. (See generally, Cahill Bros., Inc. v. Clementina Co.
(1962) 208 Cal.App.2d 367, 385.) But respondents did not interpose
an affirmative defense based upon mistake of fact; and further,
as we shall explain, the evidence does not support such a defense.
"' A mistake of fact is when a person understands
the facts to be other than they are . . . .' [Citation.]"
(Berry v. Berry (1956) 140 Cal.App.2d 50, 59.) The
circumstances of the recording of the telephone call were described
by Jeffrey Leemon, who was the QRZ soundman for "The Final
Act" segment. He had fitted Officers Lawson and Jackson
with lapel microphones, and along with QRZ cameraman, Ruben Scheinberg,
accompanied the officers to Michael Marich's apartment. Leemon
was also equipped with a boom microphone, wireless transmitters
attached to the lapel microphones, and a belt mixer with headphones.
Leemon had been a soundman since at least 1990, and
had worked on a number of news shows. He was familiar with the
use of lapel microphones, or "lavaliere" microphones,
and their capabilities. The "Tram" model lapel microphone
he was using on that occasion can pick up the conversation of
someone six feet away, or even the sound of a car outside. Officer
Jackson's microphone was attached approximately 5 inches below
his chin, and the speaker portion of the telephone receiver was
within 12 inches of the microphone.
When Officer Jackson started his conversation with appellants,
Leemon was about seven feet away, and with his naked ears, he
could hear some kind of sound coming out of the speaker of the
telephone receiver. He put his headphones on, and through the
headphones, he heard what sounded like the buzz of voices coming
through the other side of the telephone line. It sounded like
a human voice, and he knew it was live, not an answering machine,
because Officer Jackson was speaking to someone. He could have
turned the equipment off to stop the transmission, but he did
not do so, assuming that if any of the other side of the conversation
had been recorded, the editors would take care of it. In fact,
he later told one of the video editors that he may have picked
up the voices of the people on the other side of the telephone
line.
Leemon testified that he did not intend to record both
sides of the conversation, but that he knew that it was possible
for his equipment to do so. Leemon also knew that he needed the
consent of both parties to record a telephone conversation, but
no one asked appellants whether they consented to having their
voices recorded.
Thus, the only mistake of fact entertained by Leemon
was with regard to what the editors might do afterthe
telephone conversation was recorded. But eavesdropping or recording
of conversations without consent is prohibited "regardless
of whether the party expects that the content of the conversation may
later be conveyed to a third party." (Flanagan v. Flanagan (2002)
27 Cal.4th 766, 775, italics in original; Pen. Code, § 632.)
And Penal Code section 632 is violated the moment a confidential
communication is recorded without consent, regardless of whether
it is subsequently disclosed. (Friddle v. Epstein (1993)
16 Cal.App.4th 1649, 1660-1661.) And the jury so found in the
answers to special interrogatories 11 and 12.
Mistake of fact is not a defense to an unlawful act
where the defendant's actions would still have been unlawful
if the facts had been as he believed them to be. (See People
v. Watkins (1992) 2 Cal.App.4th 589, 594.) Mistake of
fact, therefore, was not available as a defense under the facts
of this case, and the trial court did not give the instruction
as an explanation of respondents' affirmative defense. The court
used it to define or explain the meaning of intentional. But
as we have explained, the result was an incorrect definition
or explanation of intentional, which was the focus of special
interrogatory 13.
The erroneous mistake-of-fact instruction was inserted
into the court's instruction with regard to the elements of appellants'
cause of action. And the instruction came fairly soon after the
trial court instructed the jury that appellants bore the burden
of proving by a preponderance of the evidence all of the facts
necessary to establish the essential elements of their claims.
It is, of course, the defendant who "has the burden
of proof as to each fact the existence or nonexistence of which
is essential to the . . . defense that he is asserting."
(Evid. Code, § 500.) Thus, the trial court erroneously instructed
the jury that appellants bore the burden to disprove mistake
of fact, as an element of their cause of action.
Respondents claim that appellants agreed to the changes,
and they contend that such acquiescence, combined with their
failure to propose an appropriate alternative instruction, waived
any error. Respondents rely upon the rule that "a jury instruction
which is incomplete or too general must be accompanied by an
objection or qualifying instruction to avoid the doctrine of
waiver. [Citation.]" (Bishop v. Hyundai Motor America
(1996) 44 Cal.App.4th 750, 760.)
Appellants did, in fact, submit a proposed instruction
prior to trial that quoted Smith's dual definition, and
respondents admitted at oral argument that the trial court tacitly
refused the instruction, and that appellants did not withdraw
it. Further, there was an objection of sorts. Appellants' counsel
agreed to BAJI No. 7.20 only "as long as it was BAJI without
the modifications and insertions."
Respondents contend that appellants later acquiesced
in the erroneous instruction. They point to a discussion in which
appellants' counsel objected again to the addition of language
to BAJI No. 7.20, which the court overruled, prompting counsel
to request a change in at least one of the words. The trial court
agreed, and moved the instruction into the court's "agreed
upon set." Appellants thus made their objection, and we
find no acquiescence in their having refrained from arguing the
point further with the court.
The second incident came at the end of trial, in a sidebar
discussion during the instruction of the jury, in which the court
suggested changing the words, "each defendant," to
"a person" in BAJI No. 7.20, and the words, "the
MGM defendants," to simply, "MGM." The court made
the changes, and asked, "Is there [any] objection to the
jury instructions?" Appellants' counsel said, "Yes,
Your Honor -- No." Thus, appellants were not acquiescing
in the erroneous instruction, as respondents insist, but merely
agreeing to minor changes.
Respondents also interpret another part of the same
sidebar discussion as acquiescence. Defense counsel stated, "We
preserve all of our objections that we have previously stated
on the record." The trial judge replied, "[I]f you
want to preserve [all of your] objections, you really need to
state them on the record." The court did not order the parties
to renew all objections. And we see no need for them to have
done so, since they had already placed their objection on the
record.
The authorities upon which respondents rely are inapposite.
In both Electronic Equipment Express, Inc. v. Donald H. Seiler
& Co. (1981) 122 Cal.App.3d 834, 857, and Brawthen v.
H & R Block, Inc. (1975) 52 Cal.App.3d 139, 148, the appellants
had expressly stated that they had no objection to a particular
instruction. Here, respondents have shown only that appellants
missed opportunities to object repeatedly, and failed to continue
to argue the issue after the court had ruled. We find no waiver.
In any event, the rule of waiver upon which respondents
rely applies only to a jury instruction which is incomplete or
too general; it does not apply to an "instruction which
is prejudicially erroneous as given, i.e., which is an
incorrect statement of law." (Suman v. BMW of North America,
Inc. (1994) 23 Cal.App.4th 1, 9, italics in the original.)
And the right to challenge an incorrect instruction on the burden
of proof is not waived by a failure to suggest an alternative.
(Enis v. Specialty Auto Sales (1978) 83 Cal.App.3d 928,
939-940.)
Respondents also contend that no prejudice resulted
from the error. Respondents assert that in spite of the testimony
we have summarized, Leemon only "appeared" to testify
that the buzz he heard sounded like voices, because he clarified
on cross-examination by defense counsel that he merely suspected
that the buzzing was the sound of voices. Since the evidence
must be viewed in a light most favorable to appellants, not respondents,
for purposes of gauging the effect of an erroneous instruction,
we decline to engage in respondents' semantic exercise. (See
Henderson v. Harnischfeger Corp. (1974) 12 Cal.3d 663,
673-674.)
Prejudice is shown where it is probable that the jury
based its verdict on the issue that was the subject of the erroneous
instruction. (See Henderson v. Harnischfeger Corp., supra,
12 Cal.3d at p. 670.) Other factors for measuring the prejudicial
effect of an erroneous instruction are: "(1) the degree
of conflict in the evidence on critical issues [citations]; (2)
whether respondent's argument to the jury may have contributed
to the instruction's misleading effect [citation]; (3) whether
the jury requested a rereading of the erroneous instruction [citation]
or of related evidence [citation]; (4) the closeness of the jury's
verdict [citation]; and (5) the effect of other instructions
in remedying the error [citations]." (LeMons v. Regents
of University of California (1978) 21 Cal.3d 869, 876.) As we
shall explain, all of the enumerated factors weigh in
favor of prejudice in this case.
Despite Leemon's clarification of his belief on cross-examination,
the evidence in this regard was not in conflict. There is little
difference between believing that a certain noise is a human
voice and suspecting that the noise is a human voice. And even
under the facts as described by respondents, a jury correctly
instructed with regard to the dual definition of intent, might
reasonably find that because Leemon continued to record while
he "suspected" that he heard voices on the other end
of the telephone line, knowing that his equipment was capable
of picking them up, he knew "to a substantial certainty
that his use of the equipment [would] result in the recordation
of a confidential conversation." (Smith, supra, 70
Cal.2d at p. 134.)
The jury's confusion over the court's definition of
intentional was manifest, especially given its affirmative responses
to special interrogatories 11 and 12. On July 25, 2001, the first
full day of deliberations, the jury requested a legal definition
of the word intent. The following day, the foreperson
informed the court that the jury might be deadlocked. After further
deliberations, the jury asked, "Does an intentional action
always require that it be planned?" It also asked, "Can
a person intentionally do something halfway through a specific
action or does intention require that it happen at the beginning
of a specific action?" [FOOTNOTE 6]
On July 27, 2001, the jury asked for further argument
from counsel on "the issue of ' intentional intrusion,'
and how they believe any QRZ employee might or might
not have intentionally intruded."
The trial court allowed additional argument, but the
absence of an appropriate instruction defining intent gave respondents
the opportunity to define it incorrectly to their advantage.
Defense counsel gave the jury his own dual definition
of intentional. He argued, "There's two different ways you
can look at what Jeffrey Leemon intended to do. One way you could
look at it is what did he want to do? What was his purpose? What
was his desire? Another way you could try to look at it in your
common sense way is what was he certain was happening
as a consequence of his actions." (Italics added.) After
arguing that it was not Leemon's purpose or desire to record
appellants' side of the conversation, counsel said, "Now,
second [sic] way you could look at this would be to say
did he know it was being recorded? Was hecertain that
that noise, that buzz on the other side was being recorded? Well,
the answer is no, he wasn' t." (Italics added.)
Thus, the jury received something akin to the Restatement's
dual definition of intent from defense counsel. But under that
version, intent is not a belief that the consequences are substantially
certain to result, as set forth in the Restatement Second of
Torts, section 8A, or even a substantial certainty that the consequences
would result (as juries will now be instructed by CACI No. 1320),
but knowledge that the consequences are certain to result.
Since it is unlikely that a jury would find that Leemon entertained
an unqualified degree of certainty, even though the evidence
was compelling that he knew that it wassubstantially certain
that appellants' voices had been picked up by the equipment during
videotaping, it is probable that counsel's argument misled the
jury.
Defense counsel's additional argument also emphasized
the erroneous mistake instruction. Counsel argued, "If there
were other sounds picked up, and you could barely hear them on
the tape he had, it was by mistake. It was inadvertent. And the
judge instructed you that if it's not intentional, if it was
done by mistake or inadvertently, you must find no liability
on that question. He's instructed you on that." We find
it probable that this argument also contributed to the instruction's
misleading effect.
The jury's verdict was close. Indeed, it was deadlocked
8-to-4 over the very issue of intent, until the parties agreed
to an 8-to-4 verdict.
No other instructions clarified or corrected the erroneous
definition of intent or the erroneous shifting of the burden
of proof. When appellants requested an additional instruction,
the trial judge said to counsel, "Intentional conduct means
you know what you are doing and you know what is happening. You
are aware or cognizant of what is going to happen when you do
something. Doesn' t mean you wanted it to happen. It doesn' t
mean you have a bad purpose. That's what intent means. I' ve
said that repeatedly." In fact, the trial court had not
said it at all.[FOOTNOTE 7] When the jury asked for a definition
of intent, the court simply replied, "The term ' intent'
has a common sense, generally understood meaning," and referred
the jury to the instructions that are now at issue.
The jury did not find that respondents entertained the
requisite intent, but it did find that that they recorded or
eavesdropped upon appellants' side of a confidential communication
without their consent. We conclude that whether the facts are
viewed as we have described them or as respondents have described
them, it is probable that a correctly instructed jury would have
found that Leemon knew that recording or eavesdropping was substantially
certain to result from the use of QRZ's equipment, and that his
conduct was therefore intentional. (See Smith, supra,
70 Cal.2d at p. 132; Rest.2d Torts, § 8A.)
Although we reverse the judgment due to this instructional
error, we shall discuss appellants' other contentions to the
extent that they might be at issue upon retrial.[FOOTNOTE 8]
2. Sound Enhancement as Separate Intrusion
Appellants contend that the editing process of the videotape
to enhance the sound of their voices constituted a separate intrusion
into their privacy, for purposes of both the common-law tort
and a violation of Penal Code section 632, and they contend that
the trial court erred in ruling that it was not. They also request
that we direct a verdict in their favor on this cause of action.
The evidence supporting appellants' contentions was
the testimony of Sabrina Buchanek, the sound editor for "LAPD:
Life on the Beat." Buchanek testified that when she listened
to the tape, she heard sounds on the other end of the telephone
responding to Officer Jackson, but there were no discernible
words. She informed the executive producer of the show that there
was a phone call in the segment, but he made no response.
Buchanek used a digital audio work station to edit the
sound on the segment. The program on the workstation permits
equalization, pitch shifting, reverse sound, and time compression
and expansion. She conceded that her equipment was probably responsible
for making appellants' sounds more audible, but she denied that
they were louder or softer in relation to other sounds on the
tape. Buchanek testified that she has the capability of lowering
surrounding sounds to make soft sounds louder, and admitted in
deposition that she did so in this case, although she testified
at trial that she did not think she did.
We have difficulty discerning just what ruling appellants'
claim to be erroneous. Appellants' contend that Buchanek's actions
were an additional actionable intrusion, but admit that they
are not set forth in the complaint, and they do not claim to
have sought leave to amend to conform to proof. Further, appellants
do not claim to have submitted jury instructions or a special-verdict
form regarding such a cause of action.
Appellants refer to a discussion prior to jury selection
in which respondents' counsel asserted that Buchanek's enhancement
of the sound would not be actionable. Our review of the discussion
reveals that it was a hearing on motions in limine, although
it is not clear from the record to which motion in limine the
particular discussion related, that respondents' assertions were
made with regard to evidence of the sound enhancement, and that
the resulting ruling was that the evidence was admissible.
During the discussion, the court made the comment that
the sound enhancement was not a separate tort, but relevant to
the issue of respondents' intent, and that the "tort is
completed when the intrusion occurs." Comments made by the
trial court are not rulings to be reviewed on appeal. (Whyte
v. SchlageLock Co. (2002) 101 Cal.App.4th 1443, 1451.) Thus,
the only order to come from the cited discussion was a ruling
that evidence was admissible, and since that ruling appears to
have been in appellants' favor, they may not challenge it on
appeal. (Nevada County Office of Education v. Riles (1983)
149 Cal.App.3d 767, 779; Code Civ. Proc., § 902.)
Our own review of the record also reveals that prior
to playing the videotape (Exhibit No. 179) for the jury, the
trial court instructed: "Any editing or other actions to
prepare a recording to be broadcast is not an unlawful intrusion
or an unlawful eavesdropping or recording of a confidential communication."
As we shall explain, the instruction was correct.
Respondents' liability for Buchanek's conduct, if any,
rests on her status as a QRZ employee, on the theory that Buchanek's
actions are those of respondents' . Thus, appellants' theory
of a separate intrusion is the equivalent of imposing punishment
upon the original eavesdropper every time that original eavesdropper
listens to the illegal recording. Penal Code section 632, however,
prohibits only a "' real time' interception of a communication."
(People v. Drennan (2000) 84 Cal.App.4th 1349, 1356.)
With regard to the common-law intrusion tort, Buchanek's
actions, whether it is listening to the tape or enhancing its
sounds, will be separately actionable only if they separately
constitute an "(1) intrusion into a private place, conversation
or matter, (2) in a manner highly offensive to a reasonable person."
(Sanders v. American Broadcasting Companies (1999) 20
Cal.4th 907, 914.)
The first element is missing unless Buchanek "'
penetrated some zone of physical or sensory privacy surrounding
[appellants], or obtained unwanted access to data about [appellants].'
" (Id. at pp. 914-915.) Of course, she was in her
studio, not within a zone of privacy surrounding appellants,
and it was not Buchanek who obtained the recording. But let us
assume for the moment that receiving a copy of the recording
satisfies the first element. The question becomes one of whether
she did so "in a manner highly offensive to a reasonable
person."
It was appropriate for the trial court to determine
this question. "There is a preliminary determination of
' offensiveness' which must be made by the court in discerning
the existence of a cause of action for intrusion. [Citations.]"
(Sanchez-Scott v. Alza Pharmaceuticals (2001) 86 Cal.App.4th
365, 376; Wilkins v. National Broadcasting Co. (1999)
71 Cal.App.4th 1066, 1075-1076; Miller v. National Broadcasting
Co., supra, 187 Cal.App.3d at pp. 1483-1484.)
Enhancing the sounds of appellants' voices may or may
not be highly offensive, but it was not the manner in which Buchanek,
and therefore her employer, obtained the recording. Arguably,
respondents' had already obtained the private data about appellants
in a highly offensive manner. What a defendant does with a surreptitious
recording after obtaining it may affect the measure of damages
(see Miller v. National Broadcasting Co., supra, 187 Cal.App.3d
at pp. 1480-1481, 1485), but it is not a new "obtaining."
Buchanek's conduct, therefore, satisfies neither element of the
tort, and the trial court did not err.
3. Damages Caused by the Broadcast
Appellants contend that they were entitled to recover
damages caused by the broadcast of the videotape. Once again,
appellants fail to identify what ruling that they are challenging.
Instead, they direct their argument to a contention that they
claim respondent made, that damages are fixed at the moment
of the recording, but they do not refer to any part of the appellate
record where respondents may have made such a contention; and
they fail to explain the context in which the contention may
have been made. But respondents engaged appellants' contention
by filing a letter dated November 4, 2003, citing our case of
Lieberman v. KCOP Television, Inc. (2003) 110 Cal.App.4th
156 for this proposition. It is thus apparent that respondents
confirm that they do make such a contention. Lieberman
does not stand for the proposition that damages may not be recovered
for a subsequent publication of an unlawfully obtained recording.
The law is to the contrary. As a general proposition, plaintiff
may recover for his or her personal injuries, such as emotional
distress, caused by seeing a broadcast of an illegal recording.
(See Lieberman v. KCOP Television, Inc., supra, 110 Cal.App.4th
at p. 167 [under Pen. Code, § 632]; Miller v. National
Broadcasting Co., supra, 187 Cal.App.3d at pp. 1480-1481,
1485 [film obtained by trespass].)
4. Directed Verdict on Appeal
Appellants' final point is a request that we direct
the trial court to enter judgment in their favor on the issue
of intent. Appellants cite no authority for this request in their
opening brief. In their reply brief, they refer to the power
of the appellate court to order the entry of the proper judgment.
(Code Civ. Proc., § 43; see e.g., Mid-Century Ins. Co.
v. Gardner (1992) 9 Cal.App.4th 1205, 1220; County of
Butte v. Bach (1985) 172 Cal.App.3d 848, 870-871.) Appellants
have not provided authority giving us the power to direct the
entry of a single factual finding, and we decline the request.
DISPOSITION
The judgment is reversed. Appellants shall have their
costs on appeal.
HASTINGS, J.
We concur: VOGEL (C.S.), P.J., EPSTEIN, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. See Opinion in Case No. B122834, filed July 2,
1999.
FN2. See Allen v. United States (1896) 164 U.S.
492, 501; and see generally, People v. Moore (2002) 96
Cal.App.4th 1105, 1120-1121.
FN3. And we note that since trial of this action, civil
jury instructions have been rewritten, and an instruction now
provides a dual definition of intent for general use in intentional
torts. It states: "[Name of defendant] acted intentionally
if [he/she] intended to [insert facts, e.g., ' assault [name
of plaintiff],' ' commit a battery' ] or if [he/she] was substantially
certain that the [insert facts, e.g., ' assault,' ' battery'
] would result from [his/her] conduct." (CACI No. 1320 (2003-2004).)
FN4. Tentative Draft No. 1 of the Restatement (Third)
of Torts separately sets out each part of the dual definition:
"A person acts with the intent to produce a consequence
if: [¶ ] (a) The person has the purpose of producing that
consequence; or [¶ ] (b) The person knows to a substantial
certainty that the consequence will ensue from the person's conduct."
FN5. Later, appellants, after some discussion with
the court, proposed the following: "A person who acts in
conscious disregard for whether his or her actions could cause
harm is said to be acting with intent." Appellants do not
claim on appeal that their proposed instruction should have been
given. Indeed, we know of no context where such a "conscious
disregard" might be relevant to intent, other than to defineimplied
malice in a murder case (see e.g., People v. Martinez
(2003) 31 Cal.4th 673, 684, 687), or aspart of the definitions
of malice and oppression for purposes of punitive damages. (See
Civ. Code, § 3294, subd. (c).)
FN6. The court gave a simple no to the first question
and the second part of the second question, and answered the
first part of the second question, "yes, so long as the
intent is formed while the act is being done, the conduct thereafter
is intentional."
FN7. During deliberations, appellants proffered a third
instruction, this time based on the second part of the Restatement's
dual definition, but it was an argumentative instruction, and
it unfortunately used the pedantic shorthand, "oblique intention,"
to describe that second part. (See People v. Smith (1997)
57 Cal.App.4th 1470, 1485.) It is doubtful that any juror would
have understood the concept, even if he or she understood the
words.
FN8. Thus, we need not reach appellants' claim that
they were coerced into agreeing to accept an 8-to-4 verdict by
the trial court's proposed "Allen charge." (See fn.
2.) We observe, however, that appellants admit in their reply
brief that the court did not link the proposed charge to the
8-to-4 stipulation, and appellants do not refer to any part of
the record to support their claim that they entered into stipulation
in order to avoid the charge.
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