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TIMES MIRROR COMPANY, Petitioner,
v.
THE SUPERIOR COURT OF SACRAMENTO COUNTY, Respondent; THE STATE
OF CALIFORNIA et al., Real Parties in Interest.
53 Cal.3d 1325
No. S014461. Jul 22, 1991.
Superior Court of Sacramento County, No. 505002, Fred K. Morrison,
Judge.
Opinion by Arabian, J., with Lucas, C. J., Panelli, and Baxter,
JJ., concurring. Separate dissenting opinions by Mosk, J., with
Broussard, J., concurring, and by Kennard, J., with Broussard,
J., concurring.
COUNSEL
Gibson, Dunn & Crutcher, Stephen J. Burns, Rex S. Heinke,
Ragnhild Reif, Kelli L. Sager and Karen N. Fredericksen for Petitioner.
Pillsbury, Madison & Sutro, Edward P. Davis, Jr., Kevin
M. Fong and Judy Alexander as Amici Curiae on behalf of Petitioner.
No appearance for Respondent.
John K. Van de Kamp and Daniel E. Lungren, Attorneys General,
Robert L. Mukai, Chief Assistant Attorney General, N. Eugene
Hill, Assistant Attorney General, Richard M. Frank, Cathy A.
Neff and Ted Prim, Deputy Attorneys General, for Real Parties
in Interest.
De Witt W. Clinton, County Counsel (Los Angeles), and David
L. Muir, Deputy County Counsel, as Amici Curiae on behalf of
Real Parties in Interest.
ARABIAN, J.
This case arises out of a dilemma inherent in the very nature
of a free and open society. An informed and enlightened electorate
is essential to a representative democracy. Yet even democratic
governments {Page 53 Cal.3d 1329} require some degree of confidentiality
to ensure, among other things, a candid exchange of ideas and
opinions among responsible officials. This tension inevitably
leads to conflict, and conflict invariably leads to the courthouse.
The question before us is whether, under the California Public
Records Act (Gov. Code, § 6250 et seq.; hereafter the Act),fn.
1 the Governor of the State of California (Governor) properly
refused a request to disclose his daily, weekly and monthly appointment
calendars and schedules. For the reasons set forth below, we
conclude that the records were properly withheld.
Factual and Procedural Background
In August 1988, a reporter for the Los Angeles Times (Times)
wrote the Governor requesting, under the Act, copies of his "appointment
schedules, calendars, notebooks and any other documents that
would list [the Governor's] daily activities as governor from
[his] inauguration in 1983 to the present." The Governor's
legal affairs secretary responded that the information requested
was exempt from disclosure under section 6254, subdivision (l)
as "correspondence of and to the Governor or employees of
the Governor's office ...."fn. 2
After its request to reconsider this decision was denied,
the Times filed suit seeking injunctive and declaratory relief
to obtain disclosure of the materials requested. In opposition,
the Governor claimed that the records came within the correspondence
exemption of section 6254, subdivision (l), as well as the public
interest exemption of section 6255, which applies when the public
interest in nondisclosure "clearly outweighs" the public
interest in disclosure.fn. 3 Specifically, the Governor claimed
that release of his appointment calendars and schedules would
(1) create a risk to his personal security, and (2) inhibit the
free and candid exchange of ideas necessary to the decisionmaking
process.
In support of his opposition, the Governor submitted several
declarations explaining the process by which his appointment
calendars and schedules {Page 53 Cal.3d 1330} are created, the
function they serve, and the implications of their public disclosure.
Susan Pederson, the Governor's scheduling secretary, explained
that after reviewing requests for meetings and invitations, she
drafts a "scheduling memorandum" which is then reviewed
with four senior staff members of the Governor's office. A final
scheduling memorandum and a "tentative month-long calendar"
are then prepared in consultation with the Governor; the calendar
"is a schematic representation of engagements and meetings
discussed in the scheduling memorandum." Thereafter, a finished
month-long calendar is produced which identifies the Governor's
"major time commitments for public appearances and private
meetings." Copies of this calendar are given to the Governor,
a "limited number" of members of the Governor's office,
the Director of Finance, the Governor's security director and
those responsible for the Governor's transportation.
Each week the scheduling secretary also formulates a schedule
for the two upcoming weeks, which incorporates information from
the monthly calendar as well as more recently approved appointments
and appearances. The schedule for the first week is designated
"final," and that for the second is designated "advance."
Lastly, a complete daily schedule is prepared on the afternoon
or evening prior to each working day; the daily schedule "accounts
for all the Governor's time from his departure from home in the
morning until his departure from the office in the evening."
The two-week and daily schedules are distributed to the same
persons as the monthly calendar. According to Ms. Pederson, all
persons receiving the monthly, two-week and daily schedules "do
so with the understanding that they are to treat the schedule[s]
and any accompanying material as confidential, and destroy the
schedule once they have completed their use of it."fn. 4
Ms. Pederson did not indicate in her declaration whether or to
what extent copies of the final calendars and schedules are normally
retained by herself, the Governor or anyone else in the Governor's
office.fn. 5
The level of detail set forth in the daily and two-week schedules
is exhaustive. Each reflects, for example, "the timing and
details of the Governor's arrivals and departures everywhere
he goes in the course of his day {Page 53 Cal.3d 1331} ... whether
and when family members and traveling companions will be with
him, the particular aircraft or other means of transportation
to be used, names of pilots and drivers, airport gate departures,
specific hotel accommodations, [and] automobile and other ground
arrangements." Thus, according to Ms. Pederson, the schedules
and calendars necessarily reflect the daily "patterns and
habits of the Governor," including the occasions "when
he is likely to be alone."
Dennis Williams, the director of security for the Governor,
also submitted a declaration. According to Mr. Williams, disclosure
of the Governor's schedule "at any time in advance of the
period to which they pertain would seriously impair the ability
of [his] office to assure the Governor's security, and would
constitute a potential threat to the Governor's safety, because
the information they contain will enable the reader to know in
advance and with relative precision when and where the Governor
may be found, those persons who will be with him, and when he
will be alone." Even disclosure of outdated schedules would
pose a a security risk, in Mr. Williams's opinion, because they
would "enable the reader to discern characteristic habits
and activity patterns followed by the Governor, from which opportunities
for access to the Governor's person may be surmised."
The Governor also submitted a declaration in support of his
opposition to the Times complaint. In it he asserted that disclosure
of his calendars and schedules would "be detrimental to
the substantial public interest now served by protection of the
confidential decisionmaking processes of [his] office ...."
He explained that he had always considered his schedules and
calendars to be confidential and had required his advisors to
treat them as such, "because of the essential character
of many of the meetings and appointments reflected in these papers,
because of the decision making reflected in ... these papers,
and because of concerns pertaining to security."
Elaborating upon the potentially adverse consequences of disclosure
on the decisionmaking process, the Governor noted that his office
requires him to meet with people of wide-ranging views on a multiplicity
of subjects. Because of the frequent sensitivity of the subjects
under discussion, "it is necessary," he stated, "that
the meetings themselves be fundamentally private, so that those
present may feel free to express their candid opinions to me
and so that I can be assured of the candor of their expressions
...." Routine disclosure of the identities of the persons
with whom the Governor meets, he asserted, would inhibit the
deliberative process, in some instances by discouraging persons
from attending meetings, in others by leading to unwarranted
inferences about the subject under discussion. Furthermore, the
Governor argued, although the calendars and schedules contain
"facts" {Page 53 Cal.3d 1332} rather than opinions
or advice, they necessarily reflect the Governor's "deliberative
judgment" as to those persons, issues or events he considers
to be of sufficient significance to occupy his time, and those
he does not. Thus, the Governor claimed that disclosure of his
calendars and schedules could substantially impair the quality
of his decisions and the decisionmaking process of his office.
The Times's motion for injunctive and declaratory relief was
heard on November 22, 1988. Following the hearing, the trial
court denied the Times's motion for injunctive relief as well
as its request for an in camera review, finding that the records
were exempt from disclosure for each of the reasons urged by
the Governor. However, the Court of Appeal reversed, holding
that the records did not constitute correspondence under the
Act; that disclosure would not implicate the deliberative process
of government "because information relating to the content
of meetings is not sought"; and that any security risk to
the Governor, however slight, could not be evaluated without
examining the documents themselves. Accordingly, the Court of
Appeal remanded to the superior court "for an in camera
review, segregation of any information posing a legitimate security
risk, and disclosure of all nonexempt material."
Because we agree with the trial court that the public interest
in not disclosing the records clearly outweighs the public interest
in disclosure (§ 6255), we shall reverse the judgment of
the Court of Appeal.
Discussion
A. Scope of Review
Before turning to the merits, we address a threshold issue
concerning the applicable scope of review. [1a] Relying on section
6259, subdivision (c) and Freedom Newspapers, Inc. v. Superior
Court (1986) 186 Cal.App.3d 1102 [231 Cal.Rptr. 189] (hereafter
sometimes Freedom Newspapers), the Attorney General contends
the Times can prevail only if the trial court acted in excess
of its jurisdiction. An erroneous interpretation of the Act,
abuse of judicial discretion or lack of substantial evidence
to support the judgment would not, he asserts, justify reversal
of the trial court's decision. We disagree.
Prior to 1984, review of a trial court order either directing
disclosure of a public record or refusing disclosure was by appeal.
In 1984, however, the Legislature substituted a writ procedure
for the appellate process by amending section 6259 to provide
as follows: "In an action filed on or after January 1, 1985,
an order of the court, either directing disclosure by a {Page
53 Cal.3d 1333} public official or supporting the decision of
the public official refusing disclosure, is not a final judgment
or order within the meaning of Section 904.1 of the Code of Civil
Procedure from which an appeal may be taken, but shall be immediately
reviewable by petition to the appellate court for the issuance
of the extraordinary writ of review as defined in Section 1067
of the Code of Civil Procedure." (§ 6259, subd. (c);
Stats. 1984, ch. 802, § 1, pp. 2804-2805.)fn. 6 Section
1067 of the Code of Civil Procedure states: "The writ of
certiorari may be denominated the writ of review."
In Freedom Newspapers, Inc. v. Superior Court, supra, 186
Cal.App.3d 1102, the Court of Appeal considered the scope of
review available under a writ of review filed pursuant to section
6259, subdivision (c). In that case, a newspaper had filed a
public- records request for certain information concerning fees
paid to court- appointed lawyers and investigators in an ongoing
murder case. The trial court denied the request, holding that
the public interest in nondisclosure-the defendant's right to
a fair trial-outweighed any public interest in disclosure.
The Court of Appeal affirmed, despite the majority's view
that the ruling was erroneous. Citing the seminal cases of Abelleira
v. District Court of Appeal (1941) 17 Cal.2d 280, 288 [109 P.2d
942, 132 A.L.R. 715], and Auto Equity Sales, Inc. v. Superior
Court (1962) 57 Cal.2d 450, 454 [20 Cal.Rptr. 321, 369 P.2d 937],
the court noted that the granting of a writ of review or certiorari
is generally confined to circumstances in which the trial court
has exceeded its jurisdiction, either in the fundamental sense
that it lacks power over the person or subject matter of the
litigation, or in the broader sense that its act exceeds the
defined power of the court, whether that power be defined by
the Constitution, a statute, or a court-developed rule under
the doctrine of stare decisis. By that standard, the Court of
Appeal concluded, {Page 53 Cal.3d 1334} the trial court had not
exceeded its jurisdiction as no statute, constitutional provision
or clearly controlling precedent based on the Act compelled a
contrary result. (Freedom Newspapers, supra, 186 Cal.App.3d at
p. 1109.)
The Court of Appeal in this matter purported to distinguish
Freedom Newspapers on the ground that the trial court's decision
in the latter case was merely "arguably incorrect,"
while the lower court's ruling here was "fundamentally erroneous"
under settled law. The distinction is not persuasive. As discussed
in the following section, the question of access to the Governor's
personal calendars and schedules is a difficult and unsettled
legal issue; whatever its substantive merits, nothing in the
record suggests that the trial court's decision constituted an
act in excess of jurisdiction. (Abelleira v. District Court of
Appeal, supra, 17 Cal.2d at p. 288.)
Nevertheless, we are not persuaded that our scope of review
is as limited as the Governor urges or as the Freedom Newspapers
court concluded. Both assume that by use of the term "writ
of review" the Legislature clearly and unambiguously intended
to preclude review of lower court orders on the merits. That
assumption is unwarranted. Apart from providing for issuance
of the extraordinary writ of review as defined in section 1067
of the Code of Civil Procedure, which merely states that "writ
of review" may be used as an alternative to writ of certiorari,
section 6259, subdivision (c) is silent as to the scope of review
to be accorded orders under the Act.
To be sure, the writ of review is traditionally limited to
acts in excess of jurisdiction. (Abelleira v. District Court
of Appeal, supra, 17 Cal.2d 228.) [2] [1b] However, the legislative
history of the 1984 amendment to section 6259, subdivision (c)
reveals that the exclusive purpose of the amendment was to speed
appellate review, not to limit its scope.fn. 7 The bill which
contained the amendment, Senate Bill No. 2222, 1983-1984 Regular
Session, was sponsored by a news organization, the California
Newspaper Publishers' Association. It was inspired by a case
in which a newspaper had successfully sued in the superior court
to obtain {Page 53 Cal.3d 1335} government records, but was forced
to wait several years while the case was on appeal, by which
time the story was no longer newsworthy.
The perceived evil at which the bill was aimed, according
to a Senate Judiciary Committee analysis, was "delays of
the appeal process, [by means of which] public officials are
frustrating the intent of the laws for disclosure ...."
"The sponsors of this bill," the analysis continued,
"seek to correct an injustice they perceive due to ... the
potential for ... public agencies to delay the disclosure of
public documents." Accordingly, the amendment's goal was
"to prohibit public agencies from delaying the disclosure
of public records by appealing a trial court decision and using
continuances in order to frustrate the intent of the Public Records
Act." (Sen. Com. on Judiciary, Analysis of Sen. Bill No.
2222 (1983-1984 Reg. Sess.).)
The synopsis of the bill prepared for the Assembly Committee
on the Judiciary was to the same effect: "The bill is intended
to expedite appellate review of judicial rulings relating to
the withholding of public records by providing for the review
to be by petition for issuance of a writ rather than by appeal."
Although the Assembly analysis noted that writ review might occasionally
result in a summary denial rather than an adjudication on the
merits, there is no indication that the Legislature intended
to preclude review on the merits altogether in every case. (Assem.
Com. on Judiciary, Analysis of Sen. Bill No. 2222 (1983-1984
Reg. Sess.) Aug. 6, 1984.)
Moreover, we believe such an interpretation to be more fully
in accord with the Act's express purpose of broadening the public's
access to public records. (CBS, Inc. v. Block (1986) 42 Cal.3d
646, 651 [230 Cal.Rptr. 362, 725 P.2d 470].) There is no indication
that the Legislature, in amending section 6259, intended sub
silentio to shelter trial court orders, particularly those denying
disclosure of public records, from appellate oversight. Nor,
in light of our responsibility to avoid absurd results (County
of Sacramento v. Hickman, supra, 66 Cal.2d at p. 849, fn. 6),
can we believe that the Legislature could have intended the chaos
which might otherwise result from a construction of the statute
disallowing review on the merits of conflicting decisions in
the trial courts.
Finally, we note that effective January 1, 1991, the Legislature
has provided that orders under the Act "shall be immediately
reviewable by petition to the appellate court for issuance of
an extraordinary writ." (§ 6259, subd. (c); Stats.
1990, ch. 908, § 2.) The amendment also added two new provisions:
(1) the petition for extraordinary writ must be filed within
ten days after receipt of notice of the trial court order, and
(2) no stay of the trial court order shall be permitted "unless
the petitioning party demonstrates {Page 53 Cal.3d 1336} it will
otherwise sustain irreparable damage and probable success on
the merits." (Ibid.)
The effect of the 1990 amendment providing for review by "extraordinary
writ," including presumably writ of mandate, is, of course,
to make it plain that review of orders subject to the amendment
is not confined to acts in excess of jurisdiction. The analysis
of the bill prepared for the Assembly Committee on the Judiciary
indicates that the recent amendment was a response to Freedom
Newspapers, Inc. v. Superior Court, supra, 186 Cal.App.3d 1102,
and was intended to overrule that decision by "clarifying"
that the purpose of writ review is to speed appellate review,
not to preclude reviw on the merits. As the analysis explains,
"[T]he courts [(an apparent reference to Freedom Newspapers)]
... have narrowly interpreted [the 1984 amendment] to review
questions of jurisdiction and not broader as intended by the
original statute. This bill expands the extraordinary writ by
clarifying that courts can rule quickly on substantive issues."
(Assem. Com. on Judiciary, Analysis of Sen. Bill No. 2272 (1989-1990
Reg. Sess.), italics added.)
Thus, while logic and history support a broad interpretation,
we need not ultimately determine the meaning of the 1984 amendment;
its replacement makes plain the Legislature's intent that trial
court orders under the Act shall be reviewable on their merits.
As a practical matter, therefore, declining to reach the substantive
issues presented here would only delay their resolution to a
future day; judicial economy and the significance of the questions
presented militate in favor of a decision sooner rather than
later. Therefore, as we have in the past, we shall conduct an
independent review of the trial court's ruling; factual findings
made by the trial court will be upheld if based on substantial
evidence. (CBS, Inc. v. Block, supra, 42 Cal.3d at pp. 650-651.)
B. Disclosure of the Records
We turn to the merits of the Times's request for disclosure
of the Governor's appointment calendars and schedules from his
inaugural to the date of the request, a period of approximately
five years. As noted earlier, the Governor claimed that the records
were exempt from disclosure on three separate grounds: the correspondence
exemption set forth in section 6254, subdivision (l); the deliberative
process privilege, as subsumed under the "public interest"
exception of section 6255; and the threat to the Governor's personal
security, also pursuant to section 6255.
1. The Correspondence Exemption
[3] Section 6254, subdivision (l) exempts from operation of
the Act "correspondence of and to the Governor or employees
of the Governor's {Page 53 Cal.3d 1337} office." Black's
Law Dictionary defines "correspondence" as constituting,
inter alia, the "[i]nterchange of written communications."
(Black's Law Dict. (5th ed. 1979) p. 311.) Seizing on this broad
definition, the Governor argues that his calendars and schedules
constitute "written communications" between his scheduling
secretary, his senior staff and himself, and thus fall within
the scope of the exemption.
The Court of Appeal rejected the contention, however, ruling
that Webster's definition of correspondence as "communication
by letters" (Webster's New Collegiate Dict. (9th ed. 1984)
p. 293) was more in conformity with the "ordinary import
of the language" of the statute and the underlying legislative
intent. (People ex rel. Younger v. Superior Court (1976) 16 Cal.3d
30, 43 [127 Cal.Rptr. 122, 544 P.2d 1322].)
The Court of Appeal was correct. Prior to 1975, the Act exempted
from disclosure all records "[i]n the custody of or maintained
by the Governor or employees of the Governor's office employed
directly in his office ...." (Stats. 1970, ch. 1295, §
1.5, p. 2397.) In 1975, this exemption was amended to limit the
exemption to correspondence of or to the Governor and his staff.
(Stats. 1975, ch. 1246, § 3, p. 3209.) "Where changes
have been introduced to a statute by amendment it must be assumed
the changes have a purpose ...." (Louisiana-Pacific Corp.
v. Humboldt Bay Mun. Water Dist. (1982) 137 Cal.App.3d 152, 159
[186 Cal.Rptr. 833].)
The Governor's suggested definition of correspondence as "written
communications" is so broad as to encompass nearly every
document generated by the Governor's office, effectively reinstating
the original exemption and rendering the 1975 amendment a nullity.
Refining the definition, as the Governor suggests, to written
communications "directed to an identifiable person or person
for the purpose of establishing contact with the recipient,"
accomplishes little. Even under this definition, the exception
would swallow the rule.
Therefore, we conclude that for purposes of the Act, the correspondence
exemption must be confined to communications by letter. The Governor's
appointment calendars and schedules plainly do not meet this
definition, and therefore are not exempt from disclosure under
section 6254, subdivision (l).
2. The Public Interest Exemption
[4a] The Governor also asserts that his personal calendars
and schedules are exempt from disclosure under section 6255,
the so-called "public {Page 53 Cal.3d 1338} interest"
exemption. An understanding of the claim requires a brief discussion
of the purposes and structure of the Act and the exceptions thereto.
The Act replaced a hodgepodge of statutes and court decisions
relating to disclosure of public records. (American Civil Liberties
Union Foundation v. Deukmejian (1982) 32 Cal.3d 440, 447 [186
Cal.Rptr. 235, 651 P.2d 822]; Shaffer et al., A Look at the California
Records Act and Its Exemptions (1974) 4 Golden Gate L.Rev. 203,
210-213.) Its preamble declares "that access to information
concerning the conduct of the people's business is a fundamental
and necessary right of every person in this state." (§
6250; American Civil Liberties Union Foundation v. Deukmejian,
supra, 32 Cal.3d at p. 447.) In this and other respects the Act
was modeled on its federal predecessor, the Freedom of Information
Act (5 U.S.C. § 552 et seq.; hereafter FOIA), which was
"broadly conceived" (EPA v. Mink (1973) 410 U.S. 73,
80 [35 L.Ed.2d 119, 128, 93 S.Ct. 827]) to require "full
agency disclosure unless information is [statutorily] exempted
...." (Federal Open Market Committee v. Merrill (1979) 443
U.S. 340, 351 [61 L.Ed.2d 587, 598, 99 S.Ct. 2800].) The legislative
history and judicial construction of the FOIA thus "serve
to illuminate the interpretation of its California counterpart."
(American Civil Liberties Union Foundation v. Deukmejian, supra,
32 Cal.3d at p. 447; CBS, Inc. v. Block, supra, 42 Cal.3d at
p. 651.)
The Act sets forth numerous categories of records exempt from
compelled disclosure. (§ 6254.) [5] In addition, section
6255 establishes a "catchall" exemption that permits
the government agency to withhold a record if it can demonstrate
that "on the facts of a particular case the public interest
served by not making the record public clearly outweighs the
public interest served by disclosure of the record."
The Act does not specifically identify the public interests
that might legitimately be "served by not making the record
public" under section 6255. The nature of those interests,
however, may be fairly inferred, at least in part, from the specific
exemptions contained in section 6254. As one commentator has
observed: "[S]ection 6255 was designed to act as a catchall
for those individual records similar in nature to the categories
of records exempted by section 6254, but which the Legislature
determined, in balancing the competing interests, would not justify
disclosure as a general rule .... [T]he provisions of section
6254 will provide appropriate indicia as to the nature of the
public interest in nondisclosure and will thus aid the courts
in determining the disclosability of a document under section
6255." (Note, The California Public Records Act: The Public's
Right of Access to Governmental Information (1976) 7 Pacific
L.J. 105, 119-120, italics added; see also American Civil Liberties
Union Foundation v. Deukmejian, supra, 32 Cal.3d at p. 462 (conc.
and dis. opn. of Bird, C. J.) ["The specific {Page 53 Cal.3d
1339} exemptions of section 6254 are of considerable aid in ascertaining
the Legislature's conception of 'the public interest served by
not making [a] record public ....' "].)
While the specific exemptions set forth in section 6254 may
be helpful in identifying certain interests to be protected under
section 6255, they are not exclusive. Nothing in the text or
the history of section 6255 limits its scope to specific categories
of information or established exemptions or privileges. Each
request for records must be "considered on the facts of
the particular case" in light of the competing "public
interests." (§ 6255.)
[4b] With these broad principles in mind, we turn to the question
whether, on the facts presented, the public interest in nondisclosure
of the Governor's appointment calendars and schedules "clearly
outweighs" the public interest in disclosure of the records.
(§ 6255.)
a. The Deliberative Process Privilege
(1) The Public Interest in Nondisclosure
Although not covered by the specific exemption for "preliminary
drafts, notes, or ... memoranda" set forth in section 6254,
subdivision (a),fn. 8 the Governor nevertheless contends that
disclosure of his appointment schedules and calendars would jeopardize
the decisionmaking or "deliberative process" which
this exemption was designed to protect.fn. 9 More specifically,
he argues that disclosure of the records in question, which identify
where, when and with whom he has met, would inhibit access to
the broad spectrum of persons and viewpoints which he requires
to govern effectively.
While state precedents relating to the deliberative process
or "executive" privilege are relatively scarce, federal
cases are abundant.fn. 10 The FOIA {Page 53 Cal.3d 1340} equivalent
to section 6254, subdivision (a) is contained in exemption 5
(5 U.S.C. § 552(b)(5)).fn. 11 As the United States Supreme
Court has explained: "That Congress had the Government's
executive privilege specifically in mind in adopting Exemption
5 is clear .... The cases uniformly rest the privilege on the
policy of protecting the 'decision making processes of government
agencies' ...." (NLRB v. Sears, Roebuck & Co. (1975)
421 U.S. 132, 150 [44 L.Ed.2d 29, 47, 95 S.Ct. 1504].)
In adopting exemption 5, Congress's main concern, made plain
in a Senate Report, was that "frank discussion of legal
or policy matters" might be inhibited if "subjected
to public scrutiny," and that "efficiency of Government
would be greatly hampered" if, with respect to such matters,
government agencies were "forced 'to operate in a fishbowl.'
" (EPA v. Mink, supra, 410 U.S. at p. 87 [35 L.Ed.2d at
p. 132], quoting from Sen.Rep. No. 813, 89th Cong., 1st Sess.,
p. 9; NLRB v. Sears, Roebuck & Co., supra, 421 U.S. at p.
150 [44 L.Ed.2d at p. 47].) As the high court has observed in
an analogous context: "Human experience teaches that those
{Page 53 Cal.3d 1341} who expect public dissemination of their
remarks may well temper candor with a concern for appearances
... to the detriment of the decisionmaking process." (United
States v. Nixon, supra, 418 U.S. at p. 705 [41 L.Ed.2d at p.
1062].)
To prevent injury to the quality of executive decisions, the
courts have been particularly vigilant to protect communications
to the decisionmaker before the decision is made. "Accordingly,
the ... courts have uniformly drawn a distinction between predecisional
communications, which are privileged [citations]; and communications
made after the decision and designed to explain it, which are
not." (NLRB v. Sears, Roebuck & Co., supra, 421 U.S.
at pp. 151-152 [44 L.Ed.2d at p. 48].) As Professor Cox in his
seminal article on executive privilege has explained, protecting
the predecisional deliberative process gives the chief executive
"the freedom 'to think out loud,' which enables him to test
ideas and debate policy and personalities uninhibited by the
danger that his tentative but rejected thoughts will become subjects
of public discussion. Usually the information is sought with
respect to past decisions; the need is even stronger if the demand
comes while policy is still being developed." (Cox, Executive
Privilege (1974) 122 U.Pa.L.Rev. 1383, 1410.)
In determining whether a document falls within the parameters
of exemption 5, the federal courts have also recognized "that
it requires different treatment for materials reflecting deliberative
or policy-making processes on the one hand, and purely factual,
investigative matters on the other." (EPA v. Mink, supra,
410 U.S. at p. 89 [35 L.Ed.2d at p. 133].) The courts have readily
acknowledged, however, that the fact/opinion dichotomy may be
misleading, and have refused to apply it in a mechanical or unthinking
manner. The privilege, as one appeals court has written, "is
intended to protect the deliberative process of government and
not just deliberative material." (Mead Data Cent., Inc.
v. U.S. Dept. of Air Force (D.C. Cir. 1977) 566 F.2d 242, 256
[184 App.D.C. 350], italics added; accord, National Wildlife
Federation v. U.S. Forest Serv. (9th Cir. 1988) 861 F.2d 1114,
1118-119.) Accordingly, in some circumstances "the disclosure
of even purely factual material may so expose the deliberative
process ... that it must be deemed exempted by [5 United States
Code] section 552(b)(5)." (Mead Data Cent., Inc. v. U.S.
Dept. of Air Force, supra, 566 F.2d at p. 256.) Decisions holding
the exemption to be applicable even to "purely factual material"
are legion. (See, e.g., Montrose Chemical Corporation of California
v. Train (D.C. Cir. 1974) 491 F.2d 63, 67-71 [160 App.D.C. 270];
Lead Industries Ass'n v. Occup. S. & H. Admin. (2d Cir. 1979)
610 F.2d 70, 85-86 [60 A.L.R.Fed. 390]; Ryan v. Department of
Justice (D.C. Cir. 1980) 617 F.2d 781, 790 [199 App.D.C. 199];
Russell v. Department of the Air Force (D.C. Cir. 1982) 682 F.2d
1045, 1048 [221 {Page 53 Cal.3d 1342} App.D.C. 96]; Dudman Communications
v. Dept. of Air Force (D.C. Cir. 1987) 815 F.2d 1565, 1568 [259
App.D.C. 364]; Wolfe v. Department of Health and Human Services
(D.C. Cir. 1988) (in bank) 839 F.2d 768, 774 [268 App.D.C. 89];
National Wildlife Federation v. U.S. Forest Serv., supra, 861
F.2d at pp. 1118-1119.)
In short, the courts' focus in exemption 5 cases is less on
the nature of the records sought and more on the effect of the
records' release. [6] The key question in every case is "whether
the disclosure of materials would expose an agency's decisionmaking
process in such a way as to discourage candid discussion within
the agency and thereby undermine the agency's ability to perform
its functions." (Dudman Communications v. Dept. of Air Force,
supra, 815 F.2d at p. 1568.) Even if the content of a document
is purely factual, it is nonetheless exempt from public scrutiny
if it is "actually ... related to the process by which policies
are formulated" (Jordan v. United States Dept. of Justice
(D.C. Cir. 1978) 591 F.2d 753, 774 [192 App.D.C. 144]) or "inextricably
intertwined" with "policy-making processes." (Ryan
v. Department of Justice, supra, 617 F.2d at p. 790; Soucie v.
David (D.C. Cir. 1971) 448 F.2d 1067, 1078 [145 App.D.C. 144].)
[4c] Although the precise question presented here-whether
the Governor may properly invoke the deliberative process privilege
with respect to his appointment calendars and schedules-has not
heretofore been adjudicated, any number of decisions offer useful
points of comparison.fn. 12 Montrose Chemical Corporation of
California v. Train, supra, 491 F.2d 63, {Page 53 Cal.3d 1343}
for example, illustrates how the seemingly straightforward distinction
between fact and opinion blurs when the facts themselves reflect
on the deliberative process. In that case, the plaintiffs sought
two summaries of evidence presented at a public hearing which
had been prepared by staff for the Administrator of the Environmental
Protection Agency. Although the summaries contained only factual
material, the court of appeals nevertheless held that the deliberative
process privilege applied. The documents revealed the authors'
evaluative judgment as to the relative significance of the facts
in the record; the plaintiffs were attempting to discover, in
advance of the administrator's decision, what facts he considered
to be important or unimportant. (Id. at pp. 67-70.) Thus, "[t]o
probe the summaries of record evidence," the court concluded,
"would be the same as probing the decision-making process
itself." (Id. at p. 68; see also Lead Industries Ass'n v.
Occup. S. & H. Admin., supra, 610 F.2d at p. 85 ["Disclosing
factual segments from the [agencies'] summaries would reveal
the deliberative process of summarization itself by demonstrating
which facts in the massive rule-making record were considered
significant by the decisionmaker and those assisting her."];
Washington Research Proj., Inc. v. Department of H., E. &
W. (D.C. Cir. 1974) 504 F.2d 238, 250-251 [164 App.D.C. 169]
["[T]he judgmental element arises through the necessity
to select and emphasize certain facts at the expense of others."];
Farmworkers Legal Services v. U.S. Dept. of Labor (E.D.N.C. 1986)
639 F.Supp. 1368, 1373 ["Because the list sought here is
composed of selective fact, it ... could reveal the deliberative
process."].)
The parallel here is evident. Disclosing the identity of persons
with whom the Governor has met and consulted is the functional
equivalent of revealing the substance or direction of the Governor's
judgment and mental processes; such information would indicate
which interests or individuals he deemed to be of significance
with respect to critical issues of the moment. The intrusion
into the deliberative process is patent.
Brockway v. Department of the Air Force (8th Cir. 1975) 518
F.2d 1184 illuminates another pertinent facet of the issue before
us. The father of an Air Force pilot sought disclosure of certain
witnesses' statements concerning an airplane crash in which his
son was killed. Although the information was factual rather than
advisory in nature, the court nevertheless held that confidentiality
was necessary to prevent " 'inhibition of the free flow
of information' " to the Air Force. (Id. at p. 1193, quoting
Note, The Freedom of Information Act and the Exemption for Intra-Agency
Memoranda (1976) 86 Harv.L.Rev. 1047, 1052-1053.) "[W]ithout
the assurances of confidentiality," the court concluded,
the "flow of information to the Air Force" might be
sharply curtailed, and the deliberative processes and efficiency
of the agency greatly hindered. (518 F.2d at pp. 1193-1194.)
{Page 53 Cal.3d 1344}
The reasoning of the federal court applies with equal force
here. If the law required disclosure of a private meeting between
the Governor and a politically unpopular or controversial group,
that meeting might never occur. Compelled disclosure could thus
devalue or eliminate altogether a particular viewpoint from the
Governor's consideration. Even routine meetings between the Governor
and other lawmakers, lobbyists or citizens' groups might be inhibited
if the meetings were regularly revealed to the public and the
participants routinely subjected to probing questions and scrutiny
by the press.
In sum, while the raw material in the Governor's appointment
calendars and schedules is factual, its essence is deliberative.
Accordingly, we are persuaded that the public interest in withholding
disclosure of the Governor's appointment calendars and schedules
is considerable.fn. 13
(2) Balancing the Interests
[7] Having so concluded, however, the lingering question nevertheless
remains whether the public interest in nondisclosure "clearly
outweighs" the public interest in disclosure. (§ 6255.)
On the facts presented, we are persuaded that it does.
The Times asserts that, "in a democratic society, the
public is entitled to know how [the Governor] performs his duties,
including the identity of persons with whom he meets in the performance
of his duties as Governor." Although the Times makes no
effort to elaborate on this statement, its meaning is abundantly
clear. In politics, access is power in its purest form. Entrance
to the executive office is the passport to influence in the decisions
of government. The public's interest extends not only to the
individual they elect as Governor, but to the individuals their
Governor selects as advisors.
One could readily imagine additional public benefits accruing
from disclosure of the Governor's private itinerary, as well.
It could be argued, for {Page 53 Cal.3d 1345} example, that the
prospect of publicity would expand rather than contract the number
and variety of persons meeting with the Governor. Disclosure
might also reveal whether the Governor was, in fact, receiving
a broad range of opinions, and ultimately whether the state's
highest elected officer was attending diligently to the public
business.
Moreover, in response to the assertion that disclosure could
chill the flow of information to the executive office, one might
argue, as the Court of Appeal concluded, that the Governor's
advisors should be made of "sterner stuff"; we need
not assume that the Governor, or those otherwise inclined to
confer with the Governor, would be deterred by the mere specter
of publicity.
The answer to these arguments is not that they lack substance,
but pragmatism. The deliberative process privilege is grounded
in the unromantic reality of politics; it rests on the understanding
that if the public and the Governor were entitled to precisely
the same information, neither would likely receive it. Politics
is an ecumenical affair; it embraces persons and groups of every
conceivable interest: public and private; popular and unpopular;
Republican and Democratic and every partisan stripe in between;
left, right and center. To disclose every private meeting or
association of the Governor and expect the decisionmaking process
to function effectively, is to deny human nature and contrary
to common sense and experience. (See United States v. Nixon,
supra, 418 U.S. at p. 705 [41 L.Ed.2d at p. 1062].)
Furthermore, whatever merit disclosure might otherwise warrant
in principle is simply crushed under the massive weight of the
Times's request in this case: the newspaper seeks almost five
years of the Governor's calendars and schedules, covering undoubtedly
thousands of meetings, conferences and engagements of every conceivable
nature. We are not persuaded that any identifiable public interest
supports such a wholesale production of documents.
Accordingly, on the present record, we conclude that the public
interest in nondisclosure clearly outweighs the public interest
in disclosure. (§ 6255.)
Lest there be any misunderstanding, however, we caution that
our holding does not render inviolate the Governor's calendars
and schedules or other records of the Governor's office. There
may be cases where the public interest in certain specific information
contained in one or more of the Governor's calendars is more
compelling, the specific request more focused, and the extent
of the requested disclosure more limited; then, the court might
properly conclude that the public interest in nondisclosure does
not {Page 53 Cal.3d 1346} clearly outweigh the public interest
in disclosure, whatever the incidental impact on the deliberative
process. Plainly, that is not the case here.fn. 14
b. The Governor's Security Interest
Our conclusion that the trial court properly denied the Times's
request under the public interest exemption (§ 6255) finds
additional support in the evidence relating to the potential
threat to the Governor's physical security.
As noted earlier, the Governor's daily and weekly schedules
set forth in exhaustive detail the particulars of the Governor's
meetings and travel: time and location of arrivals and departures;
traveling companions; hotel accommodations; and ground transportation.
The revelation of such information, the Governor's security director
reasonably asserts, "would seriously impair [his] ... ability
to assure the Governor's security, and would constitute a potential
threat to the Governor's safety, because the information ...
will enable the reader to know in advance and with relative precision
when and where the Governor may be found, those persons who will
be with him, and when he will be alone." Confining disclosure
to outdated calendars and schedules might mitigate but would
not altogether eliminate the threat; it is plausible to believe
that an individual intent on doing harm could use such information
to discern activity patterns of the Governor and identify areas
of particular vulnerability.
The Times argues that the Governor has, in effect, waived
any security interest by voluntarily releasing "public schedules"
for each coming week. The contention lacks merit. The "public
schedules" set forth in the record reveal little more than
the time and place of the Governor's scheduled public speaking
engagements; they contain none of the specific details characteristic
of his personal calendars and schedules.
Nor are we persuaded that the trial court erred, as the Times
contends, in refusing to order an in camera review of the requested
records to segregate information which might pose a legitimate
security risk from other material, such as outdated schedules
and calendars, which purportedly would not. {Page 53 Cal.3d 1347}
As noted, the trial court could properly find, based on the declarations,
that an individual intent on doing harm to the Governor might
be able to reconstruct the Governor's daily habits and patterns
using outdated schedules.fn. 15
Conclusion
"Give every man thy ear, but few thy voice," Shakespeare's
Polonius advised.fn. 16 Those in policymaking positions of government
would do well to abide the admonition. Access to a broad array
of opinions and the freedom to seek all points of view, to exchange
ideas, and to discuss policies in confidence, are essential to
effective governance in a representative democracy. Accordingly,
we are persuaded, on the instant record, that the public interest
served by not disclosing the Governor's appointment calendars
and schedules clearly and substantially outweighs the public
interest in their disclosure. (§ 6255.)
The judgment of the Court of Appeal is reversed.
Lucas, C. J., Panelli, J., and Baxter, J., concurred.
MOSK, J.,
Dissenting.
The dissent of Justice Kennard is irrefutable, and I agree
completely with her opinion on the law. I write separately only
on the issue of public policy.
Secrecy has always been deemed anathema to democratic government.
Time and again justices of the Supreme Court have deplored secrecy
in government. Justice Frankfurter declared that, "Secrecy
is not congenial to truth seeking." (Anti-Fascist Committee
v. McGrath (1951) 341 U.S. 123, 171 [95 L.Ed. 817, 854, 71 S.Ct.
624].) Justice Stevens wrote that, "Neither our elected
nor our appointed representatives may abridge the free flow of
information simply to protect their own activities from public
scrutiny." (Press-Enterprise Co. v. Superior Court (1986)
478 U.S. 1, 19 [92 L.Ed.2d 1, 17, 106 S.Ct. 2735].) Justice Douglas
quoted Henry Steele Commager, the noted historian: " 'The
generation that made the nation thought secrecy in government
one of the instruments of Old World tyranny and committed {Page
53 Cal.3d 1348} itself to the principle that a democracy cannot
function unless the people are permitted to know what their government
is up to.' " (EPA v. Mink (1973) 410 U.S. 73, 105 [35 L.Ed.2d
119, 142, 93 S.Ct. 827].) Justice Douglas also quoted James Madison:
" 'A popular government, without popular information, or
the means of acquiring it, is but a Prologue to a Farce or a
Tragedy; or, perhaps both. Knowledge will forever govern ignorance:
And a people who mean to be their own Governors, must arm themselves
with the power which knowledge gives.' " (Id. at p. 110
[35 L.Ed.2d at p. 145].) Justice Brennan wrote that secrecy "can
only breed ignorance and distrust" and that, conversely
"free and robust reporting, criticism, and debate can contribute
to public understanding ... as well as improve the quality of
that system by subjecting it to the cleansing effects of exposure
and public accountability." (Nebraska Press Assn. v. Stuart
(1976) 427 U.S. 539, 587 [49 L.Ed.2d 683, 714, 96 S.Ct. 2791].)
Justice Blackmun declared that information is necessary "
'to ensure an informed citizenry, vital to the functioning of
a democratic society, needed to check against corruption and
to hold the governors accountable to the governed.' " (John
Doe Agency v. John Doe Corp. (1989) 493 U.S. 146, 152 [107 L.Ed.2d
462, 471, 110 S.Ct. 471, 475].)
Countless similar observations by justices and commentators
could be cited. In short, the lessons of history tell us over
and over that secrecy in government, except as provided by law,
causes lack of public confidence and various other ills. We would
do well to heed the words of Justice Brandeis: "sunlight
is said to be the best of disinfectants."
Secrecy is inconsistent with the duty of public officials
to keep the public informed of their activities, including the
identity of those persons who have access to them. That this
is not an unreasonable requirement is made clear on the national
scene.
It is common knowledge that the schedule of the President
of the United States is released to broadcast and print media
by his press secretary every day, in advance of events. In contrast,
the daily schedule of the Governor is shrouded in secrecy both
before and long after the events have transpired, indeed permanently.
It is difficult to rationalize justification for the Governor
of this state being more furtive in his scheduling than the President
of the United States. Certainly the problems of the state are
not more significant, more potentially devastating, than those
involving the nation's security and welfare with which the President
is concerned.
It is true that the national media are requested not to release
the President's schedule in advance of events. But, having been
advised of the events and appointments, they are free to publish
the information immediately {Page 53 Cal.3d 1349} afterwards.
Here the petitioner does not seek the Governor's schedule in
advance, but only after the events and appointments have transpired.
Though the majority do not tell us, one must wonder whether
under their theory this secrecy in scheduling applies not merely
to the Governor but to the entire executive branch of our state
government, to secretaries, cabinet officers, chairpersons of
boards and commissions. And if it is a prerogative of the executive
branch, does it also apply to county executives and local mayors?
If we are not to be discriminatory, the secrecy pit is bottomless.
The majority, in their footnote 14, observe that the Commission
on Judicial Performance conducts its investigations in confidence,
pursuant to a constitutional provision. They make my point: if
there is to be governmental secrecy it must be pursuant to law.
There is no statutory or constitutional provision specifically
granting the right of secrecy to the Governor.
The conclusion is inescapable, as Justice Kennard declares
in her discussion of the applicable law, that the judgment of
the Court of Appeal should be affirmed.
Broussard, J., concurred.
KENNARD, J.
I dissent.
To support its holding that a governor's appointment calendars
and schedules are exempt from disclosure, the majority relies
primarily on the deliberative process privilege. Because the
requested documents reveal the identity of those with whom a
governor has met, the majority reasons that their disclosure
would reveal "the substance or direction of the Governor's
judgment and mental processes" (maj. opn., ante, p. 1343)
or "devalue or eliminate altogether a particular viewpoint
from the Governor's consideration" (maj. opn. ante, p. 1344)
and thereby "chill the flow of information to the executive
office" (maj. opn. ante, p. 1345). I am not persuaded.
The documents at issue disclose only the fact of meetings,
not the contents of communications. With rare exceptions, the
deliberative process is not compromised by disclosing merely
the identity of the participants in policy discussions. Even
assuming that the documents at issue contain some material protected
by the deliberative process privilege, the government has not
made the detailed and specific showing required to establish
such a claim, and such protected matter, if it exists, could
be easily segregated {Page 53 Cal.3d 1350} from the bulk of the
requested public records.fn. 1 I conclude also that concerns
about a governor's security do not warrant complete exemption
of the requested records.
I
The California Public Records Act (Gov. Code, § 6250
et seq.; hereafter the Act)fn. 2 was modeled on the federal Freedom
of Information Act (5 U.S.C. § 552; hereafter the FOIA).
The purpose of both the Act and the FOIA is to require that public
business be conducted "under the hard light of full public
scrutiny" (Tennessean Newspapers, Inc. v. Federal Housing
Admin. (6th Cir. 1972) 464 F.2d 657, 660), and thereby "to
permit the public to decide for itself whether government action
is proper" (Washington Post Co. v. U.S. Dept. of Health,
etc. (D.C. Cir. 1982) 690 F.2d 252, 264, italics in original).
The Act declares that "access to information concerning
the conduct of the people's business is a fundamental and necessary
right of every person in this state." (§ 6250.) For
both the FOIA and the Act, "disclosure, not secrecy, is
the dominant objective." (Dept. of Air Force v. Rose (1976)
425 U.S. 352, 361 [48 L.Ed.2d 11, 21, 96 S.Ct. 1592].)
Because the FOIA provided a model for the Act, and because
they have a common purpose, the Act and its federal counterpart
"should receive a parallel construction." (American
Civil Liberties Union Foundation v. Deukmejian (1982) 32 Cal.3d
440, 451 [186 Cal.Rptr. 235, 651 P.2d 822].) Therefore, federal
decisions under the FOIA may be used to construe the Act. (Braun
v. City of Taft (1984) 154 Cal.App.3d 332, 342 [201 Cal.Rptr.
654]; San Gabriel Tribune v. Superior Court (1983) 143 Cal.App.3d
762, 772, 777 [192 Cal.Rptr. 415].)
It is undisputed that the Act protects the deliberative processes
of government agencies and officials, but it is not clear whether
it does so through subdivisions (a) or (k) of section 6254 (see
maj. opn., ante, p. 1339, fns. 8 & {Page 53 Cal.3d 1351}
9), through section 6255, or through all of these. (See 53 Ops.Cal.Atty.Gen.
136 (1970).) The majority proceeds on the assumption that the
Act protects the deliberative process through section 6255.fn.
3 Although it would seem that the deliberative process privilege
is more properly located in subdivision (a) of section 6254 (see
Citizens for a Better Environment v. Department of Food &
Agriculture (1985) 171 Cal.App.3d 704, 712 [217 Cal.Rptr. 504]),
I will likewise assume, for purposes of this case only, that
it may properly be asserted under section 6255.
The role of the deliberative process privilege under the FOIA
has been well defined. The privilege is included within the ambit
of what is commonly referred to in FOIA cases as exemption 5.fn.
4 (See EPA v. Mink, supra, 410 U.S. 73, 85-86 [35 L.Ed.2d 119,
131-132].) Because the deliberative process privilege has been
the subject of intense and careful scrutiny in the context of
the FOIA, consideration of the cases and commentaries construing
the federal legislation is crucial to a proper resolution of
the issue presented here.
The deliberative process privilege protects an agency's internal
working papers consisting of advice, recommendations, opinions,
and other material reflecting deliberative or policymaking processes.
(Wu v. National Endowment for Humanities (5th Cir. 1972) 460
F.2d 1030, 1034; Soucie v. David (D.C. Cir. 1971) 448 F.2d 1067,
1077 [145 App.D.C. 144].) Like all exemptions under both the
FOIA and the Act (see United States Dept. of Justice v. Julian,
supra, 486 U.S. 1, 8 [100 L.Ed.2d 1, 11]; New York Times Co.
v. Superior Court (1990) 218 Cal.App.3d 1579, 1585 [268 Cal.Rptr.
21]), it is to be narrowly construed.
The privilege has three policy bases: "First, it protects
creative debate and candid consideration of alternatives within
an agency, and, thereby, {Page 53 Cal.3d 1352} improves the quality
of agency policy decisions. Second, it protects the public from
the confusion that would result from premature exposure to discussions
occurring before the policies affecting it had actually been
settled upon. And third, it protects the integrity of the decision-making
process itself by confirming that 'officials should be judged
by what they decided[,] not for matters they considered before
making up their minds.' " (Jordan v. United States Dept.
of Justice (D.C. Cir. 1978) 591 F.2d 753, 772-773 [192 App.D.C.
144], fns. omitted.) The ultimate purpose of the deliberative
process privilege is "to prevent injury to the quality of
agency decisions." (NLRB v. Sears, Roebuck & Co. (1975)
421 U.S. 132, 151 [44 L.Ed.2d 29, 47, 95 S.Ct. 1504].)
To qualify for exemption under the deliberative process privilege,
a document or a portion of a document must be both predecisional
and deliberative. (NLRB v. Sears, Roebuck & Co., supra, 421
U.S. 132, 151-154 [44 L.Ed.2d 29, 47-49]; Mead Data Cent., Inc.
v. U. S. Dept. of Air Force (D.C. Cir. 1977) 566 F.2d 242, 257
[184 App.D.C. 350].) To establish that a document is predecisional,
an agency must identify an agency decision or policy to which
the document contributed (Senate of Puerto Rico v. U.S. Dept.
of Justice (D.C. Cir. 1987) 823 F.2d 574, 585 [262 App.D.C. 166]),
or at least must show "that the document is in fact part
of some deliberative process" (1 Braverman & Chetwynd,
Information Law (1985) § 9-4.3.1, p. 364, italics in original;
NLRB v. Sears, Roebuck & Co., supra, 421 U.S. at p. 151,
fn. 18 [44 L.Ed.2d at p. 48]).
In this case, the government has satisfied neither of these
foundational requirements for invoking the deliberative process
privilege.
First, the government has not shown that the documents are
predecisional. It has not identified particular policies or decisions
that resulted from particular meetings mentioned in the calendars
and schedules or otherwise shown that the meetings were each
part of some deliberative process. Indeed, it seems likely that
many of the meetings were ceremonial occasions unrelated to any
policy or decision, and that others consisted of explanation
of policies already formulated or the formulation of plans and
strategies for their implementation. The deliberative process
privilege can have no application to such postdecisional or nondecisional
meetings.
Second, the government has not shown that the documents are
deliberative. To qualify as deliberative, a document generally
must consist of opinions or recommendations. Purely factual material
may be withheld only if it is "inextricably intertwined
with policy-making processes" (Soucie v. David, supra, 448
F.2d 1067, 1077-1078, fn. omitted), if it would expose the deliberative
process by the manner in which the factual material is {Page
53 Cal.3d 1353} organized or presented (Ryan v. Department of
Justice (D.C. Cir. 1980) 617 F.2d 781, 790 [199 App.D.C. 199]),
or if it would compromise the agency's ability to gather information
in the future (Brockway v. Department of Air Force (8th Cir.
1975) 518 F.2d 1184, 1191-1192).
The majority relies on an analogy between agency summaries
of factual material, which are exempt from disclosure if they
reveal the deliberative process by the manner in which material
is summarized, and appointment calendars showing the persons
with whom a high government official has met. The majority encapsulates
this reasoning in the following sentence: "Disclosing the
identity of persons with whom the Governor has met and consulted
is the functional equivalent of revealing the substance and direction
of the Governor's judgment and mental processes; such information
would indicate which interests or individuals he deemed to be
of significance with respect to critical issues of the moment."
(Maj. opn., ante, p. 1343.)
The analogy is inapt. The selection of a fact for inclusion
in a summary indicates clearly and directly that the person making
the summary considers it important to the decision. But information
that a governor has met or will meet with an individual on a
particular date has no such unambiguous significance. Although
disclosure of appointment calendars and schedules does provide
glimpses into the inner workings of the governor's office, and
thereby serves a substantial public interest, these glimpses
are so indirect that they will injure the decisional process
only in rare instances.
Consider first a list of the occasions on which a governor
has met or will meet with members of his or her personal staff
or with the heads of executive branch agencies. Without information
as to both the topics discussed and the advice or opinions offered,
such a list would reveal nothing about the status of the governor's
thinking about "critical issues of the moment." Although
information that a governor seldom or never meets with an agency
director could signify that the governor has little confidence
in the individual's advice (it could also indicate a preference
for communication by telephone or written memorandum), it would
disclose nothing about the substance of the governor's thinking
on any issue and so would pose no threat of injury to the deliberative
process.
Consider next a list of occasions on which a governor has
met with persons outside state government. Although the list
would not disclose the topics discussed or the advice or opinions
expressed, these could sometimes be inferred if the persons with
whom the governor met had publicly advocated particular positions
on issues that required a decision by the governor. Even in these
cases, however, information that the Governor met with an {Page
53 Cal.3d 1354} advocate for a particular position reveals little
about how the governor is inclined to decide the issue. Governors
do not meet only with advocates whose views they are inclined
to favor. A governor may wish to test a tentative decision or
inclination against the arguments of those advocating a different
course, or the governor may choose to hear the opposing arguments
as a matter of courtesy, political expediency, or public relations.
And if a governor has met with representatives of all points
of view, what can this possibly reveal about "the substance
and direction of the governor's judgment" as to the question
at issue? Thus, information that a governor has met with an individual
does not reveal the Governor's judgment about the merits of the
position the individual is advocating, and so poses no discernible
threat of injury to the deliberative process.
On the other hand, there is a very substantial public interest
in disclosure of the occasions on which a governor has met with
persons outside government who seek to influence the governor's
decisions on critical issues. This interest is reflected in the
many decisions under the FOIA holding that the deliberative process
privilege does not protect communications by interested parties
seeking to influence government decisions. (Van Bourg, Allen,
Weinberg & Roger v. N.L.R.B. (9th Cir. 1985) 751 F.2d 982,
985; County of Madison, N. Y. v. U. S. Dept. of Justice (1st
Cir. 1981) 641 F.2d 1036, 1040-1042; Mead Data Cent., Inc. v.
U. S. Dept. of Air Force, supra, 566 F.2d 242, 257-258; NAACP
Legal Defense Fund v. U.S. Dept. of Justice (D.D.C. 1985) 612
F.Supp. 1143, 1146-1147; see also Weaver & Jones, The Deliberative
Process Privilege (1989) 54 Mo.L.Rev. 279, 300; Project: Government
Information and the Rights of Citizens (1975) 73 Mich.L.Rev.
971, 1071; Note, The Freedom of Information Act: A Seven- year
Assessment (1974) 74 Colum.L.Rev. 895, 942; Note, The Freedom
of Information Act and the Exemption for Intra-agency Memoranda
(1973) 86 Harv.L.Rev. 1047, 1065.) The public interest in monitoring
the activities of those who seek to gain private advantage by
influencing government decisions is also reflected in the detailed
regulatory system enacted to control the practice of lobbying.
(§ 86100 et seq.)
Although the majority defends its holding with citation to
Brockway v. Department of Air Force, supra, 518 F.2d 1184, examination
of that decision exposes the weakness of the majority's position.
The Brockway court held that the deliberative process privilege
protects an agency document containing the statements of witnesses
to an airplane crash. Yet in that case the agency voluntarily
revealed the names of the witnesses it had interviewed. (Id.
at p. 1186.) No claim was ever made that disclosing merely the
fact of the interviews, as opposed to what was said, would harm
the deliberative {Page 53 Cal.3d 1355} process privilege.fn.
5 (See also 8 Wright & Miller, Federal Practice and Procedure
(1970) § 2019, pp. 160-161 ["Frequently statutes requiring
particular kinds of reports to be made to government will provide
that such reports are to be kept confidential. ... The fact that
a person has made a report of this kind is not privileged, even
though the contents of the report may be."].)
Many other FOIA decisions also weigh heavily against the majority's
conclusion. Under the FOIA, courts and commentators alike have
concluded that the identities of persons who participate in the
process of formulating policy within a governmental agency by
giving opinions, advice, or recommendations are essentially factual
rather than deliberative, and that disclosure of documents revealing
the names of participants in policy formulation will not compromise
the deliberative process.
For instance, in two cases in which it was alleged that the
government had charged exorbitant prices for homes sold to low-income
buyers, courts ordered disclosure of the identity of the appraisers
on whom the government had relied. (Tennessean Newspapers, Inc.
v. Federal Housing Admin., supra, 464 F.2d 657; Philadelphia
Newspapers, Inc. v. Department of H. & U. D. (E.D.Pa. 1972)
343 F.Supp. 1176.) One of these courts observed that the appraisers'
names were outside the deliberative process privilege because
names are "essentially factual." (Philadelphia Newspapers,
Inc. v. Department of H. & U. D., supra, at p. 1178.) The
other court, recognizing the public's interest in disclosure
of conflicts of interest, remarked that the "name of an
appraiser could be sufficient to establish a motivation sufficient
to trigger an investigation." (Tennessean Newspapers, Inc.
v. Federal Housing Admin., supra, at p. 660.)
In another case, a federal district court ordered the Federal
Trade Commission to disclose the names of outside experts it
had consulted during the process of formulating a regulation.
The court stated: "The government has attempted to expand
the policy of exemption 5-encouragement of a frank discussion
of legal and policy matters in order to enhance the quality of
agency decisions-beyond its necessary and proper limits. The
FOIA {Page 53 Cal.3d 1356} 'creates a liberal disclosure requirement,
limited only by specific exemptions which are to be narrowly
construed.' [Citation.] Outside expert consultants would not
be chilled in their advice or recommendations to the agency if
it were known that they had rendered advice. After all, as experts
they are members of a profession which demands the rendition
of advice to many groups. They should expect the fact of rendition
to eventually become public. Protection of the content of the
advice rendered would adequately serve the purpose of encouraging
frank discussion, and therefore the names and addresses of the
outside expert consultants will be ordered disclosed." (Assn.
of National Advertisers, Inc. v. FTC (D.D.C. 1976) C.A.No. 75-1304,
1976-2 Trade Cas. (CCH) ¶ 61,021, pp. 69,491, 69,493; see
also Assn. of National Advertisers, Inc. v. FTC (D.D.C. 1976)
C.A.No. 75-0896, 1976-2 Trade Cas. (CCH) ¶ 61,112, pp. 70,041,
70,045.)
Commentators have reached the same conclusion: "A requirement
that names be disclosed is supported in the most mechanical sense
by the observation that names are factual and that factual material
falls outside the ambit of the exemption's protection. More importantly,
the same kind of policy analysis that underlies the factual material
limitation of exemption (5) argues for disclosure of names. Few
outside consultants would be discouraged from providing recommendations
by the mere prospect that their names would be disclosed, without
the content of their advice; indeed, the most likely cases for
such discouragement are those of blatantly prejudiced potential
consultants who would fear the public imputation of malice. And
there is of course a public interest in knowing who is being
consulted by the Government and contributing to its decisions."
(Note, The Freedom of Information Act and the Exemption for Intra-agency
Memoranda, supra, 86 Harv.L.Rev. 1047, 1065-1066, fn. omitted;
see also O'Reilly, Federal Information Disclosure (1989) §
15.16, pp. 15-78 to 15-79.)
Disclosure of the identity of participants in policy formulation
occurs routinely in FOIA cases. Often, the agency has made the
disclosure voluntarily. (See, e.g., Washington Post Co. v. U.
S. Dept. of Heath, etc., supra, 690 F.2d 252, 257.) In other
cases, the trial court has mandated disclosure by requiring the
agency to prepare a Vaughn index (named after Vaughn v. Rosen
(D.C. Cir. 1973) 484 F.2d 820 [157 App.D.C. 340]), and to furnish
the index to both the court and the requesting party.
A Vaughn index identifies the author, recipient, and subject
matter of each document that the agency has withheld in whole
or in part under a claim of exemption. (see Osborn v. I.R.S.
(6th Cir. 1985) 754 F.2d 195, 196; Weaver & Jones, op. cit.
supra, 54 Mo.L.Rev. 279, 301-302.) The purpose of the index is
to give the court and the opposing party sufficient information
about the withheld document, or portion of a document, to assess
the {Page 53 Cal.3d 1357} validity of the agency's exemption
claim. (Vaughn v. Rosen, supra, 484 F.2d 820.) The government
must provide a Vaughn index before the court makes its decision
"in most FOIA cases." (Osborn v. I.R.S., supra, at
p. 197.)
Although the participants in the process of policy formulation
and rule- making are disclosed through the Vaughn indexes, this
has not prevented the courts from making them a standard procedure
in FOIA cases. Rather, the federal courts' continued use of the
Vaughn index implies a determination that disclosing the names
of agency employees who have authored internal documents, the
contents of which are or may be privileged, will work no harm
to an agency's deliberative process in the vast majority of cases.
(See 1 Braverman & Chetwynd, op. cit. supra, § 9-4.3.2,
at p. 371.)fn. 6
Because the schedules and calendars at issue disclose only
the identity of persons who have met with the Governor, and not
what was said at those meetings, the deliberative process privilege
can have little, if any, application. The frank exchange of views
is unlikely to be compromised by public knowledge of the occasions
on which a governor has met in the past with other government
officials, with particular members of the governor's personal
staff, or with persons outside state government. The majority
holding, under which documents containing the names of persons
who might have participated in policy formulation may be withheld
from the public, finds no support in the deliberative process
privilege.
II
The majority also relies to some extent on concern for a governor's
physical safety. The government submitted evidence in the trial
court that disclosure of former Governor Deukmejian's appointment
calendars and schedules would have revealed his characteristic
patterns of movement while in office and would have disclosed
particular times when he would likely have been alone. The government
argues that this information could be useful to a potential assailant,
and that it therefore should be kept confidential.
This argument should be rejected. The government has not shown
that disclosure of appointment calendars and schedules would
elevate the risk above that which high public officials normally
must accept. For example, {Page 53 Cal.3d 1358} those elected
to the Legislature must attend its public sessions, as judges
must attend the public sessions of court. Although such public
appearances, at preannounced times and places, carry a certain
risk to the safety of legislators and judges, the risk is one
that is deemed acceptable.fn. 7 Greater safety for public officials
might be obtainable at the cost of total secrecy in government,
but the price would be unacceptably high.
III
The government may be able to establish that parts of a governor's
appointment calendars and schedules are exempt from disclosure
under the Act, even though it has not established an exemption
for these public records as a whole.
The public official or agency invoking an exemption bears
the burden of establishing that it applies. (§ 6255; Senate
of Puerto Rico v. U.S. Dept. of Justice, supra, 823 F.2d 574,
585; Church of Scientology, etc. v. U. S. Dept. (9th Cir. 1979)
611 F.2d 738, 742; Braun v. City of Taft, supra, 154 Cal.App.3d
332, 345.) To discharge its burden, an agency may not rely upon
conclusory and generalized allegations. (Senate of Puerto Rico
v. U.S. Dept. of Justice, supra, at p. 585; Church of Scientology,
etc. v. U. S. Dept., supra, at p. 742.) Instead, it must provide
a "detailed factual justification" for each exemption
claim (Washington Post Co. v. U. S. Dept. of Health, etc., supra,
690 F.2d 252, 269; see also Mead Data Cent., Inc. v. U. S. Dept.
of Air Force, supra, 566 F.2d 242, 258 [an agency "must
show by specific and detailed proof that disclosure would defeat,
rather than further, the purpose of the FOIA"]; Black v.
Sheraton Corporation of America (D.D.C. 1974) 371 F.Supp. 97,
101 ["To recognize such a broad claim [of privilege,] in
which the [government] has given no precise or compelling reasons
to shield these documents from outside scrutiny, would make a
farce of the whole procedure."].)
Although a heavy burden is thus imposed on a public official
or agency seeking to avoid disclosure, the burden is not impossible
to discharge. In this case, there may well be portions of the
appointment calendars and schedules at issue that are protected
by the deliberative process privilege, by the interest in protecting
the Governor's safety, or by other important {Page 53 Cal.3d
1359} public interests. For this reason, I agree with the Court
of Appeal that the case should be remanded to give the government
an opportunity to provide the detailed factual justification
required to establish that portions of the schedules and calendars
are exempt from disclosure. If a factual dispute remained after
a sufficiently detailed justification had been provided, the
proper procedure would have been for the trial court to conduct
an in camera review of the documents, or at least of a representative
sample. (See EPA v. Mink, supra, 410 U.S. 73, 93 [35 L.Ed.2d
119, 135]; Church of Scientology, etc. v. U. S. Dept., supra,
611 F.2d 738, 742.)
When the government succeeds in establishing that parts of
requested documents are exempt, those portions are deleted and
the rest disclosed. This is mandated by section 6257, which provides:
"Any reasonably segregable portion of a record shall be
provided to any person requesting such record after deletion
of the portions which are exempt by law." (See also Johnson
v. Winter (1982) 127 Cal.App.3d 435, 440 [179 Cal.Rptr. 585];
Anderson v. Department of Health & Human Services (10th Cir.
1990) 907 F.2d 936, 941.)
IV
A former United States Attorney General has remarked: "Nothing
would be so alien to our form of government as pervasive secrecy,
for people cannot govern themselves if they cannot know the actions
of their government. Yet it is elementary that the welfare of
the nation and that of its citizens may require that some information
be kept in confidence." (Richardson, Freedom of Information
(1974) 20 Loyola L.Rev. 45.) The FOIA and the Act seek to accommodate
these competing concerns by mandating a general policy of full
disclosure, with specific and narrowly drawn exemptions.
To establish an exemption under section 6255, an agency must
show "that on the facts of the particular case the public
interest served by not making the record public clearly outweighs
the public interest served by disclosure of the record."
(Italics added.) When conducting this balancing process, the
public's right to know what public officials are doingfn. 8 provides
"a heavy and constant weight" in favor of disclosure.
(Comment, The California Public Records Act: The Public's Right
of Access to Governmental Information (1976) 7 Pacific L.J. 105,
119; see also Citizens for a Better Environment v. Department
of Food & Agriculture, supra, 171 Cal.App.3d {Page 53 Cal.3d
1360} 704, 715 ["If the records sought pertain to the conduct
of the people's business there is a public interest in disclosure."].)
The weight varies, however, in accordance with "the gravity
of the governmental tasks sought to be illuminated and the directness
with which the disclosure will serve to illuminate." (Citizens
for a Better Environment v. Department of Food & Agriculture,
supra, at p. 715.) How our state governors spend their working
hours, and how they go about obtaining advice and formulating
policy are matters of great public importance, and, as already
noted, disclosure of the names of the persons with whom a governor
has met during office hours will illuminate this subject in significant
ways.
The public interest in secrecy has not been shown to clearly
outweigh this interest in disclosure. The government has made
no specific and detailed demonstration that the requested documents,
and all reasonably segregable portions of those documents, must
be withheld to protect the deliberative processes or the physical
safety of our state governors. By holding that the public has
no right to know the identity of persons with whom a governor
has met, the majority expands the deliberative process privilege
well beyond its proper ambit and disregards the wisdom of the
federal courts and legal commentators. I would hold that neither
the deliberative process privilege, nor concern for the physical
safety of our governors, nor the two combined, justifies a blanket
exemption for a governor's personal appointment calendars and
schedules. I therefore would affirm the judgment of the Court
of Appeal.
Broussard, J., concurred.
FN 1. All further statutory references are to the Government
Code unless otherwise indicated.
FN 2. Section 6254, subdivision (l) exempts from disclosure
under the Act: "Correspondence of and to the Governor or
employees of the Governor's office or in the custody of or maintained
by the Governor's legal affairs secretary, provided that public
records shall not be transferred to the custody of the Governor's
legal affairs secretary to evade the disclosure provisions of
this chapter."
FN 3. Section 6255 provides in full: "The agency shall
justify withholding any record by demonstrating that the record
in question is exempt under the express provisions of this chapter
or that on the facts of the particular case the public interest
served by not making the record public clearly outweighs the
public interest served by disclosure of the record."
FN 4. Ms. Pederson stated in her declaration that the daily
schedules frequently include attachments in the nature of briefing
memoranda to acquaint the Governor with the particulars of individual
meetings, appearances or functions. To the extent such attachments
actually contain advisory opinions, the Times indicated in its
briefing that it did not seek disclosure of these documents.
FN 5. Although the record is unclear, it appears that the
Governor does retain superseded appointment calendars and schedules.
While this matter was pending, the Times moved for an order barring
the Governor from transferring any of the requested records to
the State Archives and placing a limitation on public access,
pursuant to section 6268. The Governor filed an opposition to
the motion. We granted the motion to preserve the subject matter
of the litigation pending final determination of the appeal.
FN 6. As noted, post, at page 1335, the Legislature recently
amended section 6259, subdivision (c) to provide: "In an
action filed on or after January 1, 1991, an order of the court,
either directing disclosure by a public official or supporting
the decision of the public official refusing disclosure ... shall
be immediately reviewable by petition to the appellate court
for the issuance of an extraordinary writ." (Stats. 1990,
ch. 908, § 2, No. 5 Deering's Adv. Legis. Service, p. 3265.)
We requested briefing at oral argument on the question whether
that portion of section 6259, subdivision (c), prohibiting review
by appeal contravenes article VI, section 11 of the California
Constitution, which confers appellate jurisdiction upon the Courts
of Appeal over every cause as to which the "superior courts
have original jurisdiction." The Attorney General, on behalf
of the Governor, submits that section 6259, subdivision (c) is
constitutional. Times Mirror does not take a clear position,
but appears to view the statute as constitutionally valid, as
well. While the question is an interesting one, we need not decide
it in this case. Whatever the merits of the provision purporting
to preclude review by appeal, we discern no constitutional impediment
to the Legislature providing, as it has here, an avenue of relief
by means of writ review. As noted above, we interpret the statute
to permit review of a trial court order on the merits.
FN 7. The Governor argues that the text of section 6259, subdivision
(c) is clear and unambiguous and therefore cannot be construed
in light of its legislative history. We disagree. As noted above,
the statute does not squarely set forth a standard of review.
Thus, the language is not altogether clear and unambiguous. Moreover,
while ambiguity is generally thought to be a condition precedent
to interpretation, this is not always the case. "The literal
meaning of the words of a statute may be disregarded to avoid
absurd results or to give effect to manifest purposes that, in
light of the statute's legislative history, appear from its provisions
considered as a whole." (Silver v. Brown (1966) 63 Cal.2d
841, 845 [48 Cal.Rptr. 609, 409 P.2d 689]; accord Friends of
Mammoth v. Board of Supervisors (1972) 8 Cal.3d 247, 259 [104
Cal.Rptr. 761, 502 P.2d 1049] ["Once a particular legislative
intent has been ascertained, it must be given effect ' "even
though it may not be consistent with the strict letter of the
statute." ' "]; County of Sacramento v. Hickman (1967)
66 Cal.2d 841, 849, fn. 6 [59 Cal.Rptr. 609, 428 P.2d 593].)
FN 8. Section 6254, subdivision (a) exempts "Preliminary
drafts, notes, or interagency or intra-agency memoranda which
are not retained by the public agency in the ordinary course
of business, provided that the public interest in withholding
such records clearly outweighs the public interest in disclosure
...."
FN 9. Although not cited by the Governor, we note that section
6254, subdivision (k) is also arguably relevant. That section
exempts records "the disclosure of which is exempted or
prohibited pursuant to provisions of federal or state law, including,
but not limited to, provisions of the Evidence Code relating
to privilege." Section 1040 of the Evidence Code establishes
a privilege for "official information," defined as
"information acquired in confidence by a public employee
in the course of his or her duty and not open, or officially
disclosed, to the public prior to the time the claim of privilege
is made." (Evid. Code, § 1040, subd. (a).) Under subdivision
(k) of section 6254, therefore, the instant records might arguably
be exempt from disclosure pursuant either to the common law "mental
process" (see fn. 11, post, at p. 1340) or the statutory
"official information" privilege.
FN 10. The terms "executive privilege" and "deliberative
process privilege" refer to the same concept and will be
used interchangeably in this opinion. (See Killington, Ltd. v.
Lash (Vt. 1990) 572 A.2d 1368, 1371-1372, fn. 3; Babets v. Secretary
of Executive Office (1988) 403 Mass. 230 [526 N.E.2d 1261, 1262,
fn. 3].) It should be noted, however, that the term "executive"
privilege as used here and by the federal courts interpreting
the FOIA does not refer to whatever constitutional content the
doctrine might have (see United States v. Nixon (1974) 418 U.S.
683 [41 L.Ed.2d 1039, 94 S.Ct. 3090]), but rather to the traditional
common law privilege that attached to confidential intraagency
advisory opinions, a privilege which was later codified in exemption
5. (Kaiser Aluminum & Chemical Corp. v. United States (Ct.
Cl. 1958) 157 F.Supp. 939, 946 [141 Ct.Cl. 38]; EPA v. Mink,
supra, 410 U.S. at pp. 86-87 [35 L.Ed.2d at pp. 131- 132].)
The common law privilege protecting the "mental processes"
of legislators is also well settled in California (see City of
Fairfield v. Superior Court (1975) 14 Cal.3d 768, 772-773 [122
Cal.Rptr. 543, 537 P.2d 375]; State of California v. Superior
Court (1974) 12 Cal.3d 237, 257-258 [115 Cal.Rptr. 497, 524 P.2d
1281]) although the analogous "deliberative process"
privilege has not been litigated. Other states, however, have
specifically held that a governor, in the discharge of official
duties, is entitled to an executive privilege to protect the
governor's internal mental or deliberative processes. (See, e.g.,
Hamilton v. Verdow (1980) 287 Md. 544 [414 A.2d 914, 922, 10
A.L.R.4th 333] [investigative report prepared for the Governor
concerning a state mental hospital entitled to confidentiality
to protect "deliberative communications between officials
and those who assist them in formulating ... governmental action."];
Doe v. Alaska Superior Ct., Third Jud. Dist. (1986 Alaska) 721
P.2d 617, 622-623 [Governor's file concerning a candidate for
appointment to state office entitled to confidentiality under
the executive privilege protecting "the deliberative and
mental processes of decision- makers."]; Nero v. Hyland
(1978) 76 N.J. 213 [386 A.2d 846, 853] [executive privilege protects
character investigation report on candidate for state government
prepared at the request of the Governor]; Killington, Ltd. v.
Lash, supra, 572 A.2d at p. 1374 ["Both the constitutional
and common-law roots of the [executive] privilege strongly require
its recognition in Vermont" to protect, under the Vermont
Access to Public Records statute, deliberative material in the
possession of the Governor]; but cf. Babets v. Secretary of Executive
Office, supra, 526 N.E.2d 1261 [Massachusetts high court refused
to recognize executive privilege based on the common law or the
state constitution to protect documents in the possession of
the department of social services].)
FN 11. Title 5 United States Code section 552(b)(5) provides
that agencies need not disclose "inter-agency or intra-agency
memorandums or letters which would not be available by law to
a party other than an agency in litigation with the agency."
FN 12. Several federal and state decisions have addressed
the question whether a public official's personal appointment
records and schedules constitute "agency records" within
the meaning of the FOIA or its local counterpart. (See Bureau
of Nat. Affairs v. U.S. Dept. of Justice (D.C. Cir. 1984) 742
F.2d 1484 [239 App.D.C. 331]; Washington Post v. U.S. Dept. of
State (D.D.C. 1986) 632 F.Supp. 607; Yacobellis v. City of Bellingham
(1989) 55 Wn.App. 706 [780 P.2d 272]; Kerr v. Koch (N.Y. 1988)
15 Media L.Rptr. 1579.) These cases have uniformly focused on
whether the records relate to official agency business as opposed
to purely private matters; none has addressed the question of
executive privilege presented here, although one expressly left
that issue open. (Washington Post v. U.S. Dept. of State, supra,
632 F.Supp. at p. 616 ["The Court's decision that the records
of schedule are subject to disclosure does not limit the defendant's
right to withhold portions of the documents under a valid claim
of statutory exemption pursuant to the Act."].)
The Governor concedes that his appointment calendars and schedules
constitute "public records" under the Act. (See §
6252, subd. (d) [" 'Public records' includes any writing
containing information relating to the conduct of the public's
business prepared, owned, used, or retained by any state or local
agency regardless of physical form or characteristics. 'Public
records' in the custody of the Governor means any writing prepared
on or after January 6, 1975."].) It would be difficult indeed
to argue to the contrary, inasmuch as the records clearly appear
to "relat[e] to the conduct of the public's business."
In any event, as noted, the Governor does not contend that the
information sought lies outside the scope of the Act. He asserts,
rather, that the records are exempt from disclosure under sections
6254, subdivision (l) and 6255.
FN 13. Our conclusion is not altered by the Times's subsequent
willingness, expressed in its briefs and at oral argument, to
exclude from disclosure any information relating to future events.
The Times apparently believes that past events cannot qualify
as "predecisional" and therefore do not merit protection
under exemption 5 of the FOIA. (See NLRB v. Sears, Roebuck &
Co., supra, 421 U.S. at pp. 151-152 [44 L.Ed.2d at pp. 47- 48],
and the discussion, ante, at page 1341.) As noted earlier, however,
the question under section 6255 is not whether a document qualifies
in every particular for protection under federal law, but whether
the public interest in nondisclosure clearly outweighs the public
interest in disclosure. Moreover, the risks of disclosure outlined
above apply in many cases regardless of whether the meetings
are past or future. Participants may be chilled and discouraged
by the knowledge that a meeting will routinely be disclosed,
and executive judgments in ongoing policy matters may be prematurely
revealed. Indeed, the Times's dogged determination to obtain
even past schedules and calendars of the Governor is telling
testimony to their continued vitality and relevance to the decisionmaking
process.
FN 14. In his dissenting opinion, Justice Mosk asserts that
"secrecy is inconsistent with the duty of officials to keep
the public informed of their activities ..." and suggests
that our holding represents a departure from both democratic
principles and judicial precedent. On the contrary, express statutory
and constitutional provisions recognize the need for confidentiality
in governmental deliberations. Thus, it has been held that the
activities of judges under investigation by the Commission on
Judicial Performance-activities which the public would presumably
be most interested in learning-are nevertheless not subject to
disclosure pursuant to the provisions of article VI, section
18 of the California Constitution and for reasons of "sound
public policy." (Mosk v. Superior Court (1979) 25 Cal.3d
474, 491, 499 [159 Cal.Rptr. 494, 601 P.2d 1030].)
FN 15. Nor are we persuaded by the Times's contention that
the trial court abused its discretion simply by failing to review
the records in camera. Section 6259, subdivision (a), provides
that the trial court may order disclosure where it appears that
records are being improperly withheld, and states that "[t]he
court shall decide the case after examining the record in camera,
if permitted by subdivision (b) of Section 915 of the Evidence
Code, papers filed by the parties and such oral argument and
additional evidence as the court may allow." We have never
construed this section to compel an in camera review where-as
here-such review is unnecessary to the court's decision, and
we decline to do so here.
FN 16. Hamlet, act I, scene 3.
FN 1. It bears emphasis that a governor's appointment calendars
and schedules are indeed public records. The government has conceded
as much in this case, and courts have so held in regard to similar
documents prepared for executive branch officials (Washington
Post v. U.S. Dept. of State (D.D.C. 1986) 632 F.Supp. 607 [records
of schedule of Secretary of State Alexander Haig]; Bureau of
Nat. Affairs v. U.S. Dept. of Justice (D.D.C. 1984) 742 F.2d
1484, 1495 [239 App.D.C. 331] [daily agendas of Assistant Attorney
General William Baxter]; Kerr v. Koch (N.Y. 1988) 15 Media L.Rptr.
1579 [appointment calendar of New York City mayor]).
As the majority points out (maj. opn., ante, p. 1342, fn.
12), in one of these cases the court remarked that its decision
"does not limit the defendant's right to withhold portions
of the documents under a valid claim of statutory exemption pursuant
to the Act." (Washington Post v. U.S. Dept. of State, supra,
632 F.Supp. 607, 616, italics added.) None of the cases in any
way suggests that calendars and schedules might be entirely exempt
from disclosure.
FN 2. All further statutory references are to the Government
Code, unless otherwise stated.
FN 3. Section 6255 contains a residuary or "catchall"
exemption. It provides: "The agency shall justify withholding
any record by demonstrating that the record in question is exempt
under express provisions of this chapter or that on the facts
of the particular case the public interest served by not making
the record public clearly outweighs the public interest served
by disclosure of the record." (Italics added.) Note that
this public interest exemption applies to individual records,
rather than to entire classes of records.
FN 4. Exemption 5, which the United States Supreme Court has
termed a "somewhat Delphic provision" (United States
Dept. of Justice v. Julian (1988) 486 U.S. 1, 11 [100 L.Ed.2d
1, 13, 108 S.Ct. 1606]), permits an agency to withhold from disclosure
"inter-agency or intra-agency memorandums or letters which
would not be available by law to a party other than an agency
in litigation with the agency." (5 U.S.C. § 552(b)(5).)
It was intended to incorporate the substance of certain privileges,
including the deliberative process privilege, that would be available
to the government during litigation to shield internal agency
documents. (See United States v. Weber Aircraft Corp. (1984)
465 U.S. 792 [79 L.Ed.2d 814, 104 S.Ct. 1488].) The high court
has cautioned, however, that discovery rules should be applied
to FOIA cases only "by way of rough analogies." (EPA
v. Mink (1973) 410 U.S. 73, 86 [35 L.Ed.2d 119, 131, 93 S.Ct.
827].)
FN 5. Moreover, it seems unlikely that a governor's meetings
would involve the kind of factual investigation at issue in Brockway,
supra, 518 F.2d 1184, as such investigations are normally conducted
at lower levels of the executive branch. If a governor did meet
in confidence with an individual to acquire information, and
disclosure of the meeting could jeopardize a governor's ability
to acquire similar confidential information in the future, a
claim of privilege should be recognized. (See 53 Ops.Cal.Atty.Gen.,
supra, 136, 149 ["The need of a governmental agency to preserve
its informational input channels has been recognized by the courts
and the Legislature in this State as vital to the efficient operation
of government."].) But such instances must be quite rare,
and the government bears the burden of identifying them to the
extent they exist within the requested material, as discussed
below in part III of this dissent.
FN 6. There are specific exceptions to this general rule of
disclosure. For example, it has twice been held that the identity
of persons who rendered advice need not be disclosed when the
content of their advice has already been made public and disclosure
could discourage candid advice in the future. (Tax Reform Research
Group v. I.R.S. (D.D.C. 1976) 419 F.Supp. 415, 423-424; Wu v.
Keeney (D.D.C. 1974) 384 F.Supp. 1161, 1166.) Here, the government
has not made the showing required to establish any such exception.
FN 7. The schedules apparently contain detailed information
about airport gate departures and arrivals, means of ground transportation,
hotel accommodations, and the like. This level of detail may
well elevate the risk above that which high government officials
normally must accept, but the briefs of the requesting party
reveal that it does not now seek such information and it could
be deleted from the documents before disclosure. The essence
of the request is for documents revealing the identity of the
persons with whom former Governor Deukmejian met and the dates
and times of the meetings.
FN 8. The clearest and most emphatic expression of this right
appears in section 54950: "The people, in delegating authority,
do not give their public servants the right to decide what is
good for the people to know and what is not good for them to
know. The people insist on remaining informed so that they may
retain control over the instruments they have created."
[End of Volume 53 Cal.3d]
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