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mccormick

knight

Ralph M. Brown Act:
General Rules affecting Closed Sessions


 

Q: Under the Brown Act, are closed sessions the exception or the rule?

Q: Are there any situations where a body can go into closed session regardless of the specific subject at hand?

Q: Does the Brown Act specifically state that closed sessions are restricted to those it lists?

Q: Is a body free to invite anyone it wishes into closed session, as observers or advisors?

Q: May a body hear presentations on a matter in public, then retire into closed sessions to deliberate its decision?

Q: How accessible to the public are the minutes of closed sessions?

Q: What can be done about "leaks" out of closed session?

Q: What must be done to inform the public about what is being discussed in closed session?

Q: After the closed session must the body reveal what, if anything, it did?

Q: How soon must the public be told of action taken in closed session? Is an announcement required, or do people have to ask?

Q: If a body's closed session action was to approve a contract or similar matter embodied in a document, when is that record available to the public?

 

 

 

Q: Under the Brown Act, are closed sessions the exception or the rule?

A: The most fundamental rule in the Brown Act is that meetings of legislative bodies are accessible to the public unless specificallly excepted; and action taken at open meetings must be "public" in every sense.

    Government Code § 54953.(a) All meetings of the legislative body of a local agency shall be open and public, and all persons shall be permitted to attend any meeting of the legislative body of a local agency, except as otherwise provided in this chapter.

    (Subdivision (b), authorizing video teleconferencing, is discussed elsewhere).

    (c) No legislative body shall take action by secret ballot, whether preliminary or final.

    Government Code § 54952.6. As used in this chapter, "action taken" means a collective decision made by a majority of the members of a legislative body, a collective commitment or promise by a majority of the members of a legislative body to make a positive or a negative decision, or an actual vote by a majority of the members of a legislative body when sitting as a body or entity, upon a motion, proposal, resolution, order or ordinance.

The broad definition of "action taken" is important not only in connection with the prohibition against secret ballots (those in which the votes of body members are not disclosed) but also because, as noted under the discussion of remedies, criminal sanctions and even some civil enforcement measures cannot be brought unless action has been taken.

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Q: Are there any situations where a body can go into closed session regardless of the specific subject at hand?

A: Apart from legislatively authorized topics for closed session, there are only two circumstances when a body may discuss public business without the public's presence. Both are extremely rare. In the first situation public knowledge of the discussion is ensured through the continuing presence of the press; in the second, neither the press nor the public has access to the proceedings in the first place, for reasons having nothing to do with the Brown Act.

      Government Code § 54957.9. In the event that any meeting is willfully interrupted by a group or groups of persons so as to render the orderly conduct of such meeting unfeasible and order cannot be restored by the removal of individuals who are willfully interrupting the meeting, the members of the legislative body conducting the meeting may order the meeting room cleared and continue in session. Only matters appearing on the agenda may be considered in such a session. Representatives of the press or other news media, except those participating in the disturbance, shall be allowed to attend any session held pursuant to this section. Nothing in this section shall prohibit the legislative body from establishing a procedure for readmitting an individual or individuals not responsible for willfully disturbing the orderly conduct of the meeting.

      Government Code § 54953.1. The provisions of this chapter shall not be construed to prohibit the members of the legislative body of a local agency from giving testimony in private before a grand jury, either as individuals or as a body.

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Q: Does the Brown Act specifically state that closed sessions are restricted to those it lists?

A: Yes. If the general rule is that meetings of a legislative body be open to the public unless specific authorization for closed session is provided, the corollary is that closed sessions may not be called without that authority:

Government Code § 54962. Except as expressly authorized by this chapter, or by Sections 1461, 32106 and 32155 of the Health and Safety Code or Sections 37606 37624.3 of the Government Code as they apply to hospitals, or by any provision of the Education Code pertaining to school districts and community college districts, no closed session may be held by any legislative body of any local agency.

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Q: Is a body free to invite anyone it wishes into closed session, as observers or advisors?

A: No. As the Attorney General has observed, meetings are either open or closed, not "semi-closed" (46 Ops. Cal. Atty. Gen 34 (1965)). Those permitted to remain in the closed session with the body must serve some function essential to the confidential communication, not just sit in as convenient or desired observers.

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Q: May a body hear presentations on a matter in public, then retire into closed sessions to deliberate its decision?

A: Not unless some exception allows for a closed session in the first place. While the Bagley-Keene Act allows state boards and commissions to bifurcate formal admininstrtive proceedings into open evidentialry hearings and closed deliberative sessions, there is no such rule in the Brown Act, even when the body is functioning in a quasi-judicial capacity such as holding hearings on appeals of one kind or another (57 Ops. Cal. Atty. Gen 189 (1974); 71 Ops. Cal. Atty. Gen 96 (1988)).

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Q: How accessible to the public are the minutes of closed sessions?

A: The Brown Act does not require bodies to keep minutes; it considers them only in the context of providing that if a minute book is kept to record discussions in closed session, it is exempt from the Public Records Act and is accessible only to members of the body or to a court if the question of an improper closed session prompts a legal action. But as noted below, some of the force of this section is qualified by the requirement to disclose most specific actions taken in closed session at some point soon after they occur, together with the record of how individual members of the body voted on the action.

    Government Code § 54957.2. (a) The legislative body of a local agency may, by ordinance or resolution, designate a clerk or other officer or employee of the local agency who shall then attend each closed session of the legislative body and keep and enter in a minute book a record of topics discussed and decisions made at the meeting. The minute book made pursuant to this section is not a public record subject to inspection pursuant to the California Public Records Act (Chapter 3.5 (commencing with Section 6250) of Division 7 of Title 1), and shall be kept confidential. The minute book shall be available only to members of the legislative body or, if a violation of this chapter is alleged to have occurred at a closed session, to a court of general jurisdiction wherein the local agency lies. Such minute book may, but need not, consist of a recording of the closed session.

    (b) An elected legislative body of a local agency may require that each legislative body all or a majority of whose members are appointed by or under the authority of the elected legislative body keep a minute book as prescribed under subdivision (a).

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Q: What can be done about "leaks" out of closed session?

A: While the minutes of closed sessions are confidential, the Brown Act does not address the issue of what, if anything, can or should be done when a member of a legislative body unilaterally reveals information from a closed session. Because of that silence and the limited criminal penalty which the Legislature has attached to the Brown Act -- for knowing involvement in deliberate and illegal secrecy -- the Legislative Counsel has concluded that a city has no authority to enact an ordinance criminalizing the disclosure of closed session information. But several points at least bear considering.

  • Some of the information which might be discussed in closed session is independently confidential. Under other statutes, that is, an unauthorized or unconsented disclosure of the information may incur civil or even criminal liability, not because the defendant acquired it in closed session, but irrespective of how it was acquired. A school board member, for example, who acting unofficially takes it upon himself or herself to reveal confidential information from a pupil personnel record without the pupil's consent may incur civil liability, including punitive damages. But so would anyone else, with a limited number of exceptions, no matter how they came by the information.
  • Some other information acquired or discussed in closed session is clearly a matter of public record, and disclosing it could not be treated as a breach of any confidence. A public agency employee's educational and occupational history -- résumé-type information -- might be the topic of discussion in a performance evaluation, for example, but that fact would not make it confidential as a matter of law.
  • Perhaps the clearest instance of a breach of duty in this area is quite covert and almost never results in any publicity, namely a member's conveying information to the other party from a closed session on litigation, real property or employee negotiations. This is a scenario in which the other members of the body, if they could prove the leak, might well be able to get an injunction against further episodes, exclude the offending member from future closed sessions of the same kind, or even refer the matter to the grand jury for an accusation of willful or corrupt misconduct in office, in which a conviction leads to removal from office.
  • On the other hand, since members of a legislative body are the only persons present in all closed sessions, they have a unique responsibility to see that the Brown Act is not violated by inappropriate discussions or action. Accordingly, a member can hardly be penalized for a reasonable and good-faith effort to see that the law is observed, and if persuasion of the other members is ineffective in this regard, there are times when going public and blowing the whistle may be the only option the member has to see that violations do not persist. But before doing so, the member would be well-advised to check his or her concerns with an attorney conversant with the Brown Act -- first the agency's own attorney, but in cases of persistent doubt, authorities such as the Attorney General's Civil Law Division.
  • Two considerations act to inhibit over-zealous pursuit of a member by his or her colleagues in this area. One is that the conduct of a legislative body member may be discussed only in open session, because such officers are not "employees" subject to closed session evaluation. The second is that any sanctions imposed, including a resolution of disapproval, must accord the accused due process, and must proceed upon real evidence, not simply suspicion.

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Q: What must be done to inform the public about what is being discussed in closed session?

A: The Brown Act permits closed sessions in certain defined circumstances not to keep the public in the dark about the issues being dealt with by a legislative body but to avoid the ill effects of one kind or another which might result from having to expose the discussion itself to indiscriminate public attention. Accordingly, bodies must provide some information about the general nature of the closed session discussion in advance, by a statement in open session, by a listing on the posted agenda, or -- typically -- by both. After the the closed session, if action was taken of the kind that must immediately be disclosed, that disclosure must be made in open session. The Act makes it clear, therefore, that a body's meeting cannot begin in closed session. The closed session in every instance must be preceded by an announcement which informs the public, even if ony by reference to the posted agenda, of the nature of the discusssion to take place in closed session.

Government Code § 54957.7. (a) Prior to holding any closed session, the legislative body of the local agency shall disclose, in an open meeting, the item or items to be discussed in the closed session. The disclosure may take the form of a reference to the item or items as they are listed by number or letter on the agenda. In the closed session, the legislative body may consider only those matters covered in its statement. Nothing in this section shall require or authorize a disclosure of information prohibited by state or federal law.

(b) After any closed session, the legislative body shall reconvene into open session prior to adjournment and shall make any disclosures required by Section 54957.1 of action taken in the closed session.

(c) The announcements required to be made in open session pursuant to this section may be made at the location announced in the agenda for the closed session, as long as the public is allowed to be present at that location for the purpose of hearing the announcements.

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Q: After the closed session must the body reveal what, if anything, it did?

A: In all but a few instances, the Brown Act requires that a body disclose the nature of any action taken in closed session -- and also the vote breakdown.

Government Code § 54957.1. (a) The legislative body of any local agency shall publicly report any action taken in closed session and the vote or abstention of every member present thereon...

(b) Reports that are required to be made pursuant to this section may be made orally or in writing. The legislative body shall provide to any person who has submitted a written request to the legislative body within 24 hours of the posting of the agenda, or to any person who has made a standing request for all documentation as part of a request for notice of meetings pursuant to Section 54954.1 or 54956, if the requester is present at the time the closed session ends, copies of any contracts, settlement agreements, or other documents that were finally approved or adopted in the closed session. If the action taken results in one or more substantive amendments to the related documents requiring retyping, the documents need not be released until the retyping is completed during normal business hours, provided that the presiding officer of the legislative body or his or her designee orally summarizes the substance of the amendments for the benefit of the document requester or any other person present and requesting the information.

(c) The documentation referred to in paragraph (b) shall be available to any person on the next business day following the meeting in which the action referred to is taken or, in the case of substantial amendments, when any necessary retyping is complete.

(d) Nothing in this section shall be construed to require that the legislative body approve actions not otherwise subject to legislative body approval.

(e) No action for injury to a reputational, liberty, or other personal interest may be commenced by or on behalf of any employee or former employee with respect to whom a disclosure is made by a legislative body in an effort to comply with this section.

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Q: How soon must the public be told of action taken in closed session? Is an announcement required, or do people have to ask?

A: In some cases, where the body's own action disposes of the matter, the disclosure must be immediate -- by a specific announcement. In other situations, where there is some other party to negotiations or litigation, or some other event which will officially signal the action (such as the filing of litigation), the disclosure can be deferred until that point, and then need not be pointedly announced but simply revealed upon inquiry. These kinds of deferred disclosure place the burden of alertness on the public -- to inquire periodically as to whether a negotiation or litigation approval in closed session is disclosable, for example, in view of the acceptance of the other side. This kind of inquiry can be made generically -- "Are there any closed session actions by the (body) that are now reportable because of subsequent developments, and if so, what was the action, when did it occur and what was the vote breakdown?" -- or specifically, as suggested in the discussion of the particular closed session exemptions.

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Q: If a body's closed session action was to approve a contract or similar matter embodied in a document, when is that record available to the public?

A: As soon as a closed session action is disclosed, any written material approved as part of the closed session action (contracts, leases, memoranda of understanding, litigation settlements, etc.) is likewise disclosable on request. To ensure being provided with a copy of such material in case an immediate announcement of action taken is made at the same meeting, the citizen or journalist should have a letter on file requesting to have a copy prepared and ready for release in such contingencies.

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