California Public
Records Act:
How to Request Access to Information
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menuQ: What are some
Dos and Don'ts in requesting access to records under the CPRA?Q: What would a good
request letter look like?
Q: What are some Dos and Don'ts in requesting
access to records under the CPRA?
A: Given the variety of information requesters, types of information,
reasons for requesting, public agencies involved and public officials
reacting to the requests, there is no ideal or guaranteed optimum
way to assert one's rights under the CPRA. But the experience
of many people in many situations suggests the following general
points.
Do remember that the Act deals with access to records,
not to information in the abstract.
Don't assume that the Act compels public agencies to "tell"
you things in the literal sense of conveying the information
orally.
Do therefore consider some preliminary research to ascertain which records contain the information you want.For California state and local agencies, a unique resource
for this effort is Paper Trails, a guide developed by
the Center for Investigative Reporting and co-published with
the California Newspaper Publishers Association. This well-indexed
booklet by Barbara Newcombe lists the most general types of records
maintained by each agency and department, what they are called,
where they are kept and what information they hold. Another valuable
guide in this category is Don Ray's A Public Records Primer
and Investigative Handbook.If these guides are unavailable or do not reach the information
you need, find a librarian type in the agency you believe holds
the information -- a person who knows what's available and likes
helping people understand. Tell this person something like: "I'm
trying to find out what office deals with widget monitoring and
who's the best informed person on that area." Keep asking
this kind of question enough, and the people who really don't
know or don't want to be bothered will eventually put you in
touch with someone more ready, willing and able to help. If this
approach doesn't lead to the right person, try picking the brains
of a (reasonably recent) former employee or an outsider who deals
with that office regularly. When you deal with any of these people,
try to determine the record types that contain what you want,
what they are called, and what division, department or office
has them.
Don't, in conducting this
preliminary research, let the process get hung up or stalled
when someone says "That's internal only" or "We
don't give that out to the public." Make it clear that although
it may turn out that you can't get the information, you still
need to satisfy yourself (or your editor) as to whether the information
exists and if so, what it's called and where it's kept.
Don't, if you're a journalist,
expect to get this kind of personal help on deadline, over the
phone, at least every time. If you expect to be covering a beat
regularly, develop a relationship with these kinds of people
at the earliest opportunity.
Do tailor the style of your request to what your preliminary
inquiries have disclosed. If you find out that what you want
is the Widget Monitoring Log and that the person you end up talking
to is in charge of it and gets (and fulfills) frequent requests
for it, just ask at that point. Just asking -- informally, orally
and at the first opportunity once you know what to ask for --
is always the preferred approach.
Don't submit a written
request without good reason. Doing so transforms you from a living
customer on the phone or at the counter into a piece of paper
that will soon have other pieces of paper on top of it. Good
reasons for making a written request would include, for example,
getting an initial refusal to your oral request or having a substantial
list of documents that you know will take some time to assemble
in any case.
Do ask to see (or hear, in the case of tape recordings) the
records you are interested in first, then ask for copies of only
those documents you really need to take away. This won't work
if you can't visit the place where the records are kept, but
if you can -- unless you know that the record is exactly what
you want -- it's best to inspect on-site and make your copy order,
if any, based on what you find.
Don't ask for copies of
records -- especially a lot of records -- that are entirely unfamiliar
to you. You could end up paying substantial fees and mailing
costs for reams of paper that turn out to be irrelevant to your
purpose.
Do request a sampling or a short selection of records that
may be part of a longer-period request, if you believe the request
may result in a sizeable search or production burden. For example,
although you may be interested in Widget Monitoring over the
past five years, if the logs are created daily or weekly you
may want to get a feel for what they show by asking for the most
recent one or two months. If they turn out to be exactly the
pay dirt you had hoped, you now know it without having to wait
for weeks longer while five years' worth of files are combed.
Don't ask for years of
records unless you're sure they have what you really need, and
if it will be necessary to redact certain information from them,
consider negotiating a phased production schedule rather than
waiting for weeks (or months) for anything until the agency has
reviewed and redacted the last document.
Do be alert to the possibility that a record you get may
name or otherwise indicate other relevant records which you have
not yet asked for or even thought of, and accordingly consider
any records request as potentially the first in a series, each
of which will progressively lead to more useful information.
Don't assume you need
to get all you will ever want with the first request, and don't
say or do anything that will needlessly burn your bridges for
further cooperation.
Do be ready for those rare situations when you have been
allowed to see a document but then have trouble getting a copy.
Some requesters have been told that, on an earlier visit, they
were mistakenly allowed to see a record, which has now been withdrawn
from "the public file" upon their return to the office,
and is not available for further inspection or copying. Others
have had experiences leading them to believe that the record
they initially saw (or were told about) has since been destroyed.Once a document has been inspected by any member of the public,
it ordinarily cannot be withheld from either inspection or copying
under the Act. Destroying a public record, especially in these
circumstances, could be prosecuted as a felony. But in the meantime
the requester may have trouble proving that the record was shown
to him or her, or indeed that it ever existed. The only way to
protect against this illegal treatment is somehow to record the
document the first time it is shown -- using a camera, a portable
copier, fax machine in copy mode, or scanner -- or by reading
its contents into a tape recorder.
Don't announce these methods,
if you must use them, as measures taken because you do not trust
the officials you are dealing with. If any explanation is required
(and it need not be if you are reasonably discreet), simply note
that it will save everyone time, effort and money if you can
record the information immediately using your own resources.
Do use any written request you make as an occasion to let
the agency know you understand your rights and its obligations
under the Public Records Act. There is no particular form or
language required, but some approches work better than others.
Q: What would a good CPRA request letter
look like?
A: Here is one sample to tailor to your specifics:DateName and Title (of the official
with custody of the records)
Name of Agency
AddressRE:
Public Records Act Request
Dear ________________,
Pursuant to my rights under
the California Public Records Act (Government Code Section 6250
et seq.), I ask to [inspect/obtain a copy of] the following,
which I understand to be held by your agency:[Describe the record as precisely
as possible, including the designation of any forms or reports
with titles, the date or dates if relevant, the author and addressee
if the item is a letter or memo, etc. If the record is referred
to in another document or published report and it will help to
attach a copy of that reference, do so.]I ask for a determination on
this request within 10 days of your receipt of it, and an even
prompter reply if you can make that determination without having
to review the record[s] in question.[Use the following if applicable:]I would not ordinarily trouble
you with this written request, but when I first made it informally
I was told by ___________ that your agency considers the information
to be exempt from disclosure because _______________________.
I respectfully suggest that this position, if I understand it
correctly, is inconsistent with the Act as it has been interpreted
in the following [authority/authorities] [cite case or Attorney
General's opinion].If you determine that any or
all or the information qualifies for an exemption from disclosure,
I ask you to note whether, as is normally the case under the
Act, the exemption is discretionary, and if so whether it is
necessary in this case to exercise your discretion to withhold
the information.
If you determine that some but
not all of the information is exempt from disclosure and that
you intend to withhold it, I ask that you redact it for the time
being and make the rest available as requested.In any event, please provide
a signed notification citing the legal authorities on which you
rely if you determine that any or all of the information is exempt
and will not be disclosed.If I can provide any clarification
that will help expedite your attention to my request, please
contact me at [provide phone or fax number, pager number, etc.].[Use the following as applicable:]I am sending a copy of this
letter to your legal advisor to help encourage a speedy determination,
and I would likewise be happy to discuss my request with [him/her]
at any time.Thank you for your time and
attention to this matter.
Sincerely,s/_______________________